[Form 3] Genasys Inc. Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Form 3 filing dated 07/01/2025 records the initial beneficial ownership of securities by Cassandra L. Hernandez-Monteon, recently named Interim CFO & Secretary of Genasys Inc. (GNSS). She directly owns 6,540 common shares and 1,166 unvested RSUs, plus an indirect interest in 1,913 shares held by her spouse. The executive also holds two option grants totaling 40,000 shares: 20,000 options exercisable at $1.70 (expire 12/12/2030) and 20,000 options at $2.59 (expire 12/12/2031). Each grant vests in equal one-third installments beginning 12/12/2024 and 12/12/2025, respectively. No open-market purchases or sales are reported; the filing is purely a disclosure required upon becoming a Section 16 officer.

Insights

Financial Analyst

TL;DR: Routine Form 3 shows modest insider stake and standard option grants; neutral for GNSS trading outlook.

The filing confirms that the new Interim CFO holds roughly 9,619 GNSS shares (direct, RSU, and indirect combined) and has incentives aligned through 40,000 service-based options priced close to recent historical lows ($1.70–$2.59). No purchases, sales, or performance-based awards are involved, implying neither bullish nor bearish insider sentiment. Given GNSS’s ~39 million shares outstanding, the disclosed stake is immaterial (<0.03%) and should not affect valuation or liquidity.

Corporate Governance Specialist

TL;DR: Filing formalizes Hernandez-Monteon as Section 16 officer; transparency positive for governance, but financial impact negligible.

By filing Form 3, Genasys meets SEC Section 16 compliance, signalling orderly governance amid leadership transition. Equity awards follow standard three-year vesting, encouraging retention without excessive dilution. However, the absence of market transactions or performance triggers limits the filing’s materiality for investors.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

HERNANDEZ-MONTEON CASSANDRA L

(Last) (First) (Middle)

16262 WEST BERNARDO DRIVE

(Street)

SAN DIEGO CA 92127

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2025

3. Issuer Name and Ticker or Trading Symbol
Genasys Inc. [ GNSS ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Interim CFO/Secretary

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	6,540	D
Common Stock	1,166(1)	D
Common Stock	1,913	I	See Footnote(2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options (Right to buy)	(3)	12/12/2030	Common Stock	20,000	$1.7	D
Stock Options (Right to buy)	(4)	12/12/2031	Common Stock	20,000	$2.59	D

Explanation of Responses:

1. Represents unvested restricted stock units.

2. Shares held by the reporting person's spouse. The reporting person disclaims beneficial ownership of these shares except to the extent of their pecuniary interest

3. Grant to reporting person on December 12, 2023, of options to purchase 20,000 shares of the issuer's common stock. The options vest as to 1/3 of the shares on December 12, 2024, 1/3 of the shares on December 12, 2025 and 1/3 of the shares on December 12, 2026.

4. Grant to reporting person on December 12, 2024, of options to purchase 20,000 shares of the issuer's common stock. The options vest as to 1/3 of the shares on December 12, 2025, 1/3 of the shares on December 12, 2026 and 1/3 of the shares on December 12, 2027.

	/s/ Cassandra L. Hernandez-Monteon	07/11/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many GNSS shares does Interim CFO Cassandra Hernandez-Monteon own directly?

She directly owns 6,540 common shares and 1,166 unvested RSUs.

What stock options were disclosed in the July 2025 Form 3 for GNSS?

Two grants of 20,000 options each: one exercisable at $1.70 (exp. 12/12/2030) and one at $2.59 (exp. 12/12/2031).

When do the disclosed GNSS options vest?

Both grants vest in one-third annual installments; first grant starts 12/12/2024, second starts 12/12/2025.

Are there any open-market purchases or sales in this Form 3?

No. The filing only reports existing holdings and option grants—no transactions occurred.

How many GNSS shares are held indirectly by the officer?

She reports 1,913 shares held indirectly through her spouse.