Genasys CFO forfeits 11,667 performance stock units

Genasys Inc. officer Cassandra L. Hernandez-Monteon, CFO/Treasurer/Secretary, reported a disposition to the issuer of 11,667 shares of common stock on May 14, 2026.

Rhea-AI Filing Summary

Genasys Inc. officer Cassandra L. Hernandez-Monteon, CFO/Treasurer/Secretary, reported a disposition to the issuer of 11,667 shares of common stock on May 14, 2026. This reflects the forfeiture of 11,667 restricted stock units that were subject to performance-based vesting because one of three fiscal 2026 performance measures was not achieved; the forfeiture was for no consideration. Following the transaction, she holds 76,039 shares of common stock directly and an additional 1,913 shares indirectly through her spouse, for which she disclaims beneficial ownership except to the extent of her pecuniary interest.

Insider Trade Summary

Disposition: 11,667 shares

Disposition 2 txns

Insider HERNANDEZ-MONTEON CASSANDRA L

Role CFO/Treasurer/Secretary

Type	Security	Shares	Price	Value
Disposition	Common Stock F1	11,667	$0.00	$0.00
holding	Common Stock F2	--	--	--

Holdings After Transaction: Common Stock — 76,039 shares (Direct); Common Stock — 1,913 shares (Indirect, See Footnote)

Footnotes (2)

1. F1. Represents the forfeiture of 11,667 restricted stock units that were subject to performance-based vesting, granted to the Reporting Person on December 24, 2025 under the Issuer's 2025 Equity Incentive Plan, because one of the three performance measures for fiscal year 2026 was not achieved. Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. The forfeiture was for no consideration.
2. F2. Shares held by the reporting person's spouse. The reporting person disclaims beneficial ownership of these shares except to the extent of their pecuniary interest.

Key Figures

Restricted stock units forfeited: 11,667 shares Direct common shares held after transaction: 76,039 shares Indirect common shares held after transaction: 1,913 shares +2 more

5 metrics

Restricted stock units forfeited 11,667 shares Performance-based RSUs forfeited to issuer on May 14, 2026 for no consideration

Direct common shares held after transaction 76,039 shares Shares of Genasys common stock held directly by Cassandra L. Hernandez-Monteon after forfeiture

Indirect common shares held after transaction 1,913 shares Shares held by reporting person’s spouse; beneficial ownership disclaimed except for pecuniary interest

Per-share consideration for forfeiture $0.0000 per share Forfeiture of 11,667 RSUs to issuer was for no consideration

Grant date of forfeited RSUs December 24, 2025 Date the 11,667 performance-based RSUs were granted under the 2025 Equity Incentive Plan

Key Terms

restricted stock units, performance-based vesting, Equity Incentive Plan, beneficial ownership

4 terms

restricted stock units financial

"Represents the forfeiture of 11,667 restricted stock units that were subject"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

performance-based vesting financial

"restricted stock units that were subject to performance-based vesting, granted"

Equity Incentive Plan financial

"granted to the Reporting Person on December 24, 2025 under the Issuer's 2025 Equity Incentive Plan"

An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.

beneficial ownership financial

"The reporting person disclaims beneficial ownership of these shares except"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Genasys (GNSS) report for Cassandra L. Hernandez-Monteon?

Genasys reported that Cassandra L. Hernandez-Monteon had 11,667 restricted stock units forfeited on May 14, 2026. The units, tied to performance-based vesting, were returned to the issuer for no consideration after one of three fiscal 2026 performance measures was not achieved.

How many Genasys (GNSS) shares were forfeited in this Form 4 filing?

The filing shows a forfeiture of 11,667 restricted stock units, each representing one share of Genasys common stock. These awards were granted on December 24, 2025 under the company’s 2025 Equity Incentive Plan and were subject to performance-based vesting conditions.

What are Cassandra L. Hernandez-Monteon’s Genasys (GNSS) holdings after the transaction?

After the reported forfeiture, she directly holds 76,039 shares of Genasys common stock. She also reports 1,913 shares held indirectly by her spouse and disclaims beneficial ownership of those shares except for any pecuniary interest.

Why were the 11,667 Genasys (GNSS) restricted stock units forfeited?

The 11,667 restricted stock units were forfeited because one of three performance measures for Genasys’ fiscal year 2026 was not achieved. These units were subject to performance-based vesting under the company’s 2025 Equity Incentive Plan and were forfeited for no consideration.

Were the Genasys (GNSS) shares in this Form 4 sold on the market?

No market sale occurred; 11,667 restricted stock units were forfeited to the issuer for no consideration. The filing describes this as a disposition to Genasys resulting from unmet performance-vesting conditions, not an open-market sale or purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/13/2026 - 04:22 PM Accepted by SEC EDGAR 08/13/2026 - 04:21 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HERNANDEZ-MONTEON CASSANDRA L

(Last) (First) (Middle)

16262 WEST BERNARDO DRIVE

(Street)

SAN DIEGO CALIFORNIA 92127

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Genasys Inc. [ GNSS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO/Treasurer/Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/14/2026		D(1)		11,667	D	$0	76,039	D
Common Stock								1,913	I	See Footnote(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the forfeiture of 11,667 restricted stock units that were subject to performance-based vesting, granted to the Reporting Person on December 24, 2025 under the Issuer's 2025 Equity Incentive Plan, because one of the three performance measures for fiscal year 2026 was not achieved. Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. The forfeiture was for no consideration.

2. Shares held by the reporting person's spouse. The reporting person disclaims beneficial ownership of these shares except to the extent of their pecuniary interest.

	/s/ Cassandra Monteon	08/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)