Genasys director buys 1,000 shares at $1.545

Genasys Inc. (GNSS) director R. Rimmy Malhotra purchased 1,000 shares of common stock on 2026-08-26 in an open market or private transaction at $1.545 per share.

Rhea-AI Filing Summary

Genasys Inc. (GNSS) director R. Rimmy Malhotra purchased 1,000 shares of common stock on 2026-08-26 in an open market or private transaction at $1.545 per share. Following this transaction, he directly owns 197,285 common shares, and he also has indirect ownership interests in additional shares held by Nicoya Fund, LLC and Nicoya Genasys-SPV LLC as described in the footnotes.

Insider Trade Summary

Net Buyer: 1,000 shares

Net Buy 3 txns

Insider Malhotra R. Rimmy

Role Director

Bought 1,000 shs ($2K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	1,000	$1.545	$2K
holding	Common Stock F1	--	--	--
holding	Common Stock F2	--	--	--

Holdings After Transaction: Common Stock — 197,285 shares (Direct); Common Stock — 1,628,795 shares (Indirect, See footnote)

Footnotes (2)

1. F1. Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC.
2. F2. Represents shares directly owned by Nicoya Genasys-SPV LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Genasys-SPV LLC.

Key Figures

Shares purchased: 1,000 shares of Common Stock Purchase price per share: $1.545 per share Direct shares following transaction: 197,285 shares of Common Stock +2 more

5 metrics

Shares purchased 1,000 shares of Common Stock Purchase transaction on 2026-08-26 by director R. Rimmy Malhotra

Purchase price per share $1.545 per share Open market or private purchase of 1,000 GNSS shares on 2026-08-26

Direct shares following transaction 197,285 shares of Common Stock Direct ownership position after the 1,000-share purchase

Net buy shares 1,000 shares Net share activity across reported non-derivative transactions in this Form 4

Holding entries 2 holding entries Indirect ownership entries associated with Nicoya Fund, LLC and Nicoya Genasys-SPV LLC

Key Terms

open market or private transaction, indirect ownership, limited liability company, managing member

4 terms

open market or private transaction financial

"transaction_code_description: Purchase in open market or private transaction"

indirect ownership financial

"transaction_type: holding, ownership_type: indirect, ownership_code: I"

limited liability company financial

"Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company"

A limited liability company (LLC) is a business structure that separates the owners’ personal assets from the company’s debts and legal obligations, like a protective shield that keeps personal savings and property distinct from business risk. For investors, that protection reduces personal financial exposure and often brings flexible rules for profit sharing and taxes, but it can also affect how easily interests are bought or sold and how decisions are made.

managing member financial

"Mr. Malhotra is managing member of Nicoya Capital, LLC"

A managing member is an owner of a limited liability company (LLC) who also has the authority and responsibility to run the company’s day-to-day operations and make business decisions on behalf of the LLC. For investors, this matters because the managing member holds the key decision-making power and accountability—like a team captain who both owns part of the team and calls the plays—which affects strategy, risk, and how quickly the company can act.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did GNSS director R. Rimmy Malhotra report on this Form 4?

He reported a purchase of 1,000 GNSS common shares on 2026-08-26 in an open market or private transaction at $1.545 per share, increasing his directly held position to 197,285 shares.

At what price did R. Rimmy Malhotra buy Genasys (GNSS) shares?

He bought 1,000 GNSS common shares at $1.545 per share in an open market or private transaction on 2026-08-26, according to the Form 4 filing.

How many Genasys (GNSS) shares does R. Rimmy Malhotra directly own after this transaction?

After the reported purchase, he directly owns 197,285 shares of Genasys common stock, as stated in the post-transaction holdings figure on the Form 4.

Were any Genasys (GNSS) shares sold by R. Rimmy Malhotra in this Form 4?

No. The Form 4 shows one purchase transaction for 1,000 shares and no reported sales, with the net share activity characterized as a net buy of 1,000 shares.

Does R. Rimmy Malhotra report any indirect ownership of Genasys (GNSS) shares?

Yes. Footnotes state that additional shares are directly owned by Nicoya Fund, LLC and Nicoya Genasys-SPV LLC, Delaware limited liability companies for which he is managing member of their managing member, Nicoya Capital, LLC.

Is the reported Genasys (GNSS) trade under a Rule 10b5-1 plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not checked (aff_10b5_one is false), so the reported 1,000-share purchase is not identified as being made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/26/2026 - 04:11 PM EDT Accepted by SEC EDGAR 08/26/2026 - 04:10 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Malhotra R. Rimmy

(Last) (First) (Middle)

16262 WEST BERNARDO DRIVE

(Street)

SAN DIEGO CALIFORNIA 92127

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Genasys Inc. [ GNSS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/26/2026		P		1,000	A	$1.545	197,285	D
Common Stock								1,628,495	I	See footnote(1)
Common Stock								300	I	See footnote(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC.

2. Represents shares directly owned by Nicoya Genasys-SPV LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Genasys-SPV LLC.

	/s/ Cassandra L. Hernandez-Monteon as attorney-in-fact for R. Rimmy Malhotra	08/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)