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[Form 4] Genasys Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dodd William H reported acquisition or exercise transactions in this Form 4 filing.

Genasys Inc. director William H. Dodd received an equity award of 47,620 shares of common stock in the form of restricted stock units. The grant was a compensation-related award at no cash purchase price. Following this award, he holds 176,783 shares of common stock directly.

The RSUs vest upon the earlier of the company’s 2027 annual shareholder meeting or a change of control event. Each unit represents a contingent right to receive one share of Genasys common stock, settled solely in shares rather than cash.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dodd William H

(Last)(First)(Middle)
16262 WEST BERNARDO DRIVE

(Street)
SAN DIEGO CALIFORNIA 92127

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Genasys Inc. [ GNSS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/17/2026A(1)47,620A$0176,783D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2027 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock.
/s/ Richard Danforth as attorney-in-fact for Bill Dodd03/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Genasys (GNSS) director William H. Dodd report in this Form 4?

William H. Dodd reported receiving 47,620 restricted stock units of Genasys common stock as a compensation-related equity award. The grant was recorded at a zero purchase price and increased his directly held common stock position to 176,783 shares after the transaction.

How many Genasys (GNSS) shares does William H. Dodd hold after this RSU grant?

After the reported restricted stock unit grant, William H. Dodd holds 176,783 shares of Genasys common stock directly. This total reflects his position following the award of 47,620 RSUs disclosed in the Form 4, as shown in the post-transaction ownership data.

What are the vesting conditions for William H. Dodd’s new Genasys (GNSS) RSUs?

The 47,620 restricted stock units vest upon the earlier of Genasys’s 2027 annual shareholder meeting or a change of control event. Each RSU represents a contingent right to receive one share of common stock, settled solely in Genasys shares when vesting occurs.

Did William H. Dodd buy Genasys (GNSS) shares on the open market in this filing?

No, the filing shows a grant of restricted stock units, not an open-market purchase. The transaction code “A” denotes a grant, award, or other acquisition at a reported price of 0.0000 per share, reflecting equity compensation rather than a market trade.

How is the Form 4 transaction by William H. Dodd categorized for Genasys (GNSS)?

The transaction is categorized as a grant or award acquisition of common stock in the form of restricted stock units. It is labeled with transaction code “A” and transaction direction “acquire,” indicating a compensation-related equity award rather than a discretionary buy or sell.
Genasys Inc

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