Genworth holder plans $1.05M sale of stock

Rule 144 notice covers a proposed sale of 100,000 GNW common shares by Thomas J. McInerney from vested restricted stock compensation.

Rhea-AI Filing Summary

GENWORTH FINANCIAL INC (GNW) has a notice of proposed sale of restricted securities filed for the account of Thomas J. McInerney under Rule 144. The notice covers the potential sale of 100,000 shares of common stock, held at Fidelity Brokerage Services LLC, with an estimated aggregate market value of $1,052,594.71.

The shares to be sold were acquired from the issuer as compensation via restricted stock vesting on March 2, 2026. The issuer’s common stock is listed on the NYSE and identified with CUSIP 377851037. The Form 144 is signed by a duly authorized representative of Fidelity as attorney-in-fact for Thomas J. McInerney.

Key Figures

Shares proposed for sale: 100,000 shares Estimated aggregate market value: $1,052,594.71 CUSIP: 377851037 +2 more

5 metrics

Shares proposed for sale 100,000 shares Common stock of GENWORTH FINANCIAL INC covered by the Rule 144 notice

Estimated aggregate market value $1,052,594.71 Value of 100,000 GNW common shares proposed for sale

CUSIP 377851037 Identifier for GENWORTH FINANCIAL INC common stock listed on NYSE

Shares acquisition date March 2, 2026 Date the 100,000 shares vested as restricted stock compensation

Planned sale filing date reference September 3, 2026 Date referenced in the Form 144 remarks and signature section

Key Terms

Rule 144, restricted securities, restricted stock vesting, attorney-in-fact, +1 more

5 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted securities financial

"03/02/2026 | Restricted Stock Vesting | Issuer |"

Restricted securities are shares or other investment instruments that come with legal or contractual limits on when and how they can be sold, like stock given to founders or bought in a private offering. Think of them as assets in a locked box that can’t be freely traded until certain conditions — such as a waiting period, company registration, or specific approvals — are met. For investors this matters because restricted securities are less liquid and can affect timing, price, and perceived value when they eventually enter the market.

restricted stock vesting financial

"Common | 03/02/2026 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

attorney-in-fact regulatory

"as attorney-in-fact for Thomas J. Mcinerney"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

duly authorized representative regulatory

"Gary Redman, as a duly authorized representative of Fidelity"

FAQ

What does the Form 144 filing disclose for GENWORTH FINANCIAL INC (GNW)?

The filing discloses a planned Rule 144 sale for the account of Thomas J. McInerney involving up to 100,000 shares of GENWORTH FINANCIAL INC common stock, with an estimated aggregate market value of $1,052,594.71.

How many GNW shares are covered by this Form 144 notice?

The notice covers up to 100,000 shares of GENWORTH FINANCIAL INC common stock to be sold under Rule 144. These shares are held at Fidelity Brokerage Services LLC and were acquired as restricted stock that vested on March 2, 2026.

What is the estimated market value of the GNW shares to be sold?

The estimated aggregate market value of the GNW shares covered by the Form 144 is $1,052,594.71. This amount corresponds to the 100,000 shares of common stock proposed for sale through Fidelity Brokerage Services LLC.

How and when were the GNW shares to be sold acquired?

The 100,000 GNW shares were acquired from GENWORTH FINANCIAL INC as compensation through restricted stock vesting on March 2, 2026. The Form 144 identifies the acquisition method as “Restricted Stock Vesting” from the issuer.

On which exchange is GENWORTH FINANCIAL INC common stock listed?

GENWORTH FINANCIAL INC common stock is listed on the NYSE. The Form 144 identifies the security as common stock of GENWORTH FINANCIAL INC with CUSIP 377851037 and indicates NYSE as the trading market.

Who signed the Form 144 related to GNW and in what capacity?

The Form 144 is signed by Gary Redman as a duly authorized representative of Fidelity Brokerage Services LLC, acting as attorney-in-fact for Thomas J. McInerney, whose account is the subject of the proposed Rule 144 sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 03:24 PM Accepted by SEC EDGAR 09/03/2026 - 03:24 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001321272
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	GENWORTH FINANCIAL INC
SEC File Number	001-32195
Address of Issuer	11011 WEST BROAD STREET GLEN ALLEN VIRGINIA 23060
Phone	804-281-6000
Name of Person for Whose Account the Securities are To Be Sold	McInerney Thomas J
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	100000	1052594.71	377851037	09/03/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/02/2026	Restricted Stock Vesting	Issuer			100000	03/02/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/03/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Gary Redman, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Thomas J. Mcinerney
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)