Genworth CEO sells 100K shares at ~$10.53

Genworth’s CEO reported an open-market sale of 100,000 GNW shares and continues to hold over 5 million shares directly plus additional shares via family trusts.

Rhea-AI Filing Summary

GENWORTH FINANCIAL INC (GNW) President and CEO Thomas J. McInerney reported selling 100,000 shares of common stock on September 3, 2026 in an open-market transaction at a weighted average price of $10.526 per share, with individual trades ranging from $10.495 to $10.54 per share.

After this sale, he directly holds 5,068,883 shares of GNW common stock and indirectly holds 89,456 shares through trusts for children. No Rule 10b5-1 trading plan is reported for this transaction.

Insider Trade Summary

Net Seller: 100,000 shares

Net Sell 2 txns

Insider McInerney Thomas J

Role President and CEO; Director

Sold 100,000 shs ($1.05M)

Type	Security	Shares	Price	Value
Sale	Common Stock F1	100,000	$10.526	$1.05M
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 5,068,883 shares (Direct); Common Stock — 89,456 shares (Indirect, Trusts for Children)

Footnotes (1)

1. F1. Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $10.495 to $10.54 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.

Key Figures

Shares sold: 100,000 shares Weighted average sale price: $10.526 per share Sale price range: $10.495–$10.54 per share +3 more

6 metrics

Shares sold 100,000 shares Open-market sale by CEO on September 3, 2026

Weighted average sale price $10.526 per share Sale of 100,000 GNW shares on September 3, 2026

Sale price range $10.495–$10.54 per share Broker-assisted transactions for the 100,000-share sale

Direct holdings after transaction 5,068,883 shares GNW common stock held directly by CEO after sale

Indirect holdings after transaction 89,456 shares GNW common stock held indirectly via trusts for children

Net buy/sell shares 100,000 shares net sold Net effect of reported non-derivative transactions

Key Terms

weighted average sales price, broker-assisted transactions, indirect, Trusts for Children

4 terms

weighted average sales price financial

"Price indicated is the weighted average sales price as a result of a series"

broker-assisted transactions market

"as a result of a series of broker-assisted transactions ranging in price"

indirect financial

"indirectly holds 89,456 shares through trusts for children"

Trusts for Children financial

"Indirect ownership reported as Trusts for Children"

FAQ

What insider transaction did GNW’s CEO report on this Form 4?

Genworth President and CEO Thomas J. McInerney reported selling 100,000 shares of GNW common stock on September 3, 2026 in an open-market transaction at a weighted average price of $10.526 per share, with trades between $10.495 and $10.54 per share.

How many GNW shares does the CEO hold after this reported sale?

After the reported sale, Thomas J. McInerney directly owns 5,068,883 shares of Genworth common stock and indirectly owns 89,456 shares held in trusts for children, as disclosed in the Form 4 filing.

Was the GNW CEO’s September 3, 2026 stock sale under a Rule 10b5-1 plan?

No. The filing indicates that the Rule 10b5-1 checkbox is not marked, so no Rule 10b5-1 trading plan is reported in connection with the CEO’s September 3, 2026 sale of 100,000 GNW shares.

What price range did the GNW CEO’s 100,000-share sale cover?

The 100,000 GNW shares were sold in broker-assisted transactions at prices ranging from $10.495 to $10.54 per share, with a weighted average sales price of $10.526 per share, according to the footnote in the Form 4.

How are the GNW shares held indirectly by the CEO structured?

The Form 4 reports that 89,456 GNW shares are held indirectly by Thomas J. McInerney through trusts for children. These are disclosed separately from his 5,068,883 shares held directly.

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Available on EDGAR 09/08/2026 - 04:16 PM Accepted by SEC EDGAR 09/08/2026 - 04:15 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McInerney Thomas J

(Last) (First) (Middle)

C/O GENWORTH FINANCIAL, INC.

11011 WEST BROAD STREET

(Street)

GLEN ALLEN VIRGINIA 23060

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GENWORTH FINANCIAL INC [ GNW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO; Director

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/03/2026		S		100,000	D	$10.526(1)	5,068,883	D
Common Stock								89,456	I	Trusts for Children

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $10.495 to $10.54 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.

Remarks:

	/s/ Jasmine E. Taylor, by power of attorney	09/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)