Genworth Financial (NYSE: GNW) officer to sell 40,000 shares

Rhea-AI Filing Summary

GENWORTH FINANCIAL INC (GNW) had an officer, Gregory S. Karawan, file a Rule 144 notice covering the planned sale of up to 40,000 shares of common stock through Fidelity Brokerage Services LLC. The shares, with an aggregate market value of $396,000.00, may be sold on or after 08/21/2026 and originate from restricted stock vesting compensation awards dated February 16, 2025, February 17, 2025, and March 3, 2025.

Key Figures

Shares to be sold: 40,000 shares of common stock Aggregate market value: $396,000.00 Planned sale date: 08/21/2026 +3 more

6 metrics

Shares to be sold 40,000 shares of common stock Planned sale under Rule 144 by officer Gregory S. Karawan

Aggregate market value $396,000.00 Value of 40,000 GENWORTH FINANCIAL INC common shares covered by the notice

Planned sale date 08/21/2026 Date associated with the Rule 144 sale of common shares on NYSE

Restricted stock vesting 1 15,816 shares Common stock from restricted stock vesting on 02/16/2025 as compensation

Restricted stock vesting 2 22,299 shares Common stock from restricted stock vesting on 02/17/2025 as compensation

Restricted stock vesting 3 1,885 shares Common stock from restricted stock vesting on 03/03/2025 as compensation

Key Terms

Rule 144, Restricted Stock Vesting, attorney-in-fact

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Common | 02/16/2025 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

attorney-in-fact regulatory

"as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

What transaction is disclosed for GNW in this Form 144 filing?

An officer of GENWORTH FINANCIAL INC (GNW), Gregory S. Karawan, filed a Rule 144 notice to sell up to 40,000 shares of the company’s common stock through Fidelity Brokerage Services LLC, based on previously vested restricted stock compensation awards.

How many GNW shares are covered by Gregory S. Karawan’s planned sale?

The notice covers up to 40,000 shares of GENWORTH FINANCIAL INC common stock. These shares relate to restricted stock vesting compensation awards dated February 16, 2025, February 17, 2025, and March 3, 2025.

What is the aggregate market value of GNW shares in this Form 144?

The aggregate market value of the GENWORTH FINANCIAL INC shares covered by the notice is listed as $396,000.00, corresponding to the 40,000 shares of common stock proposed to be sold.

When may the GNW shares be sold under this Rule 144 notice?

The common shares of GENWORTH FINANCIAL INC covered by the notice may be sold on or after 08/21/2026, which is the date indicated in the securities information section.

What is the source of the GNW shares being sold in this Form 144?

The shares come from restricted stock vesting granted by the issuer as compensation, with vesting dates of 02/16/2025 (15,816 shares), 02/17/2025 (22,299 shares), and 03/03/2025 (1,885 shares).

Who is executing the Form 144 for Gregory S. Karawan’s GNW shares?

The notice is signed by /s/ Wade Moss as a duly authorized representative of Fidelity Brokerage Services LLC, acting as attorney-in-fact for Gregory S. Karawan in connection with the planned sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/21/2026 - 02:43 PM Accepted by SEC EDGAR 08/21/2026 - 02:43 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001899392
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	GENWORTH FINANCIAL INC
SEC File Number	001-32195
Address of Issuer	11011 WEST BROAD STREET GLEN ALLEN VIRGINIA 23060
Phone	804-281-6000
Name of Person for Whose Account the Securities are To Be Sold	Karawan Gregory S.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	40000	396000.00	377851037	08/21/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/16/2025	Restricted Stock Vesting	Issuer			15816	02/16/2025	Compensation
Common	02/17/2025	Restricted Stock Vesting	Issuer			22299	02/17/2025	Compensation
Common	03/03/2025	Restricted Stock Vesting	Issuer			1885	03/03/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	08/21/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Wade Moss, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Gregory S. Karawan
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)