Genworth counsel sells 40,000 shares at ~$9.91

Q: What insider transaction did GNW executive Gregory S. Karawan report?

Gregory S. Karawan reported a sale of 40,000 shares of Genworth Financial (GNW) Common Stock on 2026-08-21. The transaction was classified as a sale in the open market or a private transaction and reduced, but did not eliminate, his direct holdings.

Q: At what price were the 40,000 GNW shares sold by Gregory S. Karawan?

The 40,000 GNW shares were sold at a weighted average sales price of $9.9118 per share. A footnote states the broker-assisted sales occurred in a price range from $9.89 to $9.925 per share.

Q: How many GNW shares does Gregory S. Karawan hold after this Form 4 transaction?

After the reported sale, Gregory S. Karawan directly holds 343,121 GNW common shares and indirectly holds 4,723.871 shares through a 401(k) plan, according to the Form 4 disclosure.

Q: What is the nature of Gregory S. Karawan’s indirect ownership of GNW shares?

Gregory S. Karawan’s indirect ownership consists of 4,723.871 GNW common shares held by a 401(k) plan. The Form 4 identifies this position as indirect ownership with the nature of ownership described as “by 401(k).”

Q: Was the reported GNW insider sale under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not marked as being under a trading plan (aff_10b5_one = false). The footnote describes pricing details but does not state that the sale occurred under a Rule 10b5-1 plan.

GENWORTH FINANCIAL INC (GNW) insider Gregory S. Karawan, EVP and General Counsel, reported a sale of 40,000 shares of Common Stock on 2026-08-21 in a transaction classified as a sale in the open market or a private transaction.

Filing Impact

(Moderate)

Filing Sentiment

(Negative)How Sentiment works

Sentiment and the balance of points

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Form Type

Rhea-AI Filing Summary

GENWORTH FINANCIAL INC (GNW) insider Gregory S. Karawan, EVP and General Counsel, reported a sale of 40,000 shares of Common Stock on 2026-08-21 in a transaction classified as a sale in the open market or a private transaction. The shares were sold at a weighted average sales price of $9.9118 per share, based on a series of broker-assisted transactions with prices ranging from $9.89 to $9.925 per share, as disclosed in a footnote. After this transaction, Karawan directly held 343,121 shares of Genworth Financial common stock and indirectly held 4,723.871 shares through a 401(k) plan.

Insider Trade Summary

Net Seller: 40,000 shares

Net Sell 2 txns

Insider Karawan Gregory S.

Role EVP and General Counsel

Sold 40,000 shs ($396K)

Type	Security	Shares	Price	Value
Sale	Common Stock ^F1	40,000	$9.9118	$396K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 343,121 shares (Direct); Common Stock — 4,723.871 shares (Indirect, by 401(k))

Footnotes (1)

F1. Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $9.89 to $9.925 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.

Key Figures

Shares sold: 40,000 shares of Common Stock Weighted average sales price: $9.9118 per share Price range of sales: $9.89 to $9.925 per share +3 more

6 metrics

Shares sold 40,000 shares of Common Stock Sale by Gregory S. Karawan on 2026-08-21

Weighted average sales price $9.9118 per share Broker-assisted sale of 40,000 shares, prices from $9.89 to $9.925

Price range of sales $9.89 to $9.925 per share Series of broker-assisted transactions on 2026-08-21

Direct holdings after transaction 343,121 shares Common Stock directly held by Gregory S. Karawan after the sale

Indirect holdings after transaction 4,723.871 shares Common Stock held indirectly by 401(k) after the reported transactions

Net buy/sell shares -40,000 shares Net selling activity in this Form 4 per transaction summary

Key Terms

weighted average sales price, broker-assisted transactions, indirect, 401(k)

4 terms

weighted average sales price financial

"Price indicated is the weighted average sales price as a result of a series"

broker-assisted transactions financial

"as a result of a series of broker-assisted transactions ranging in price"

indirect financial

"total_shares_following_transaction 4723.8710, direct_or_indirect I, nature_of_ownership by 401(k)"

401(k) financial

"nature_of_ownership by 401(k)"

A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did GNW executive Gregory S. Karawan report?

Gregory S. Karawan reported a sale of 40,000 shares of Genworth Financial (GNW) Common Stock on 2026-08-21. The transaction was classified as a sale in the open market or a private transaction and reduced, but did not eliminate, his direct holdings.

At what price were the 40,000 GNW shares sold by Gregory S. Karawan?

The 40,000 GNW shares were sold at a weighted average sales price of $9.9118 per share. A footnote states the broker-assisted sales occurred in a price range from $9.89 to $9.925 per share.

How many GNW shares does Gregory S. Karawan hold after this Form 4 transaction?

After the reported sale, Gregory S. Karawan directly holds 343,121 GNW common shares and indirectly holds 4,723.871 shares through a 401(k) plan, according to the Form 4 disclosure.

What is the nature of Gregory S. Karawan’s indirect ownership of GNW shares?

Gregory S. Karawan’s indirect ownership consists of 4,723.871 GNW common shares held by a 401(k) plan. The Form 4 identifies this position as indirect ownership with the nature of ownership described as “by 401(k).”

Was the reported GNW insider sale under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not marked as being under a trading plan (aff_10b5_one = false). The footnote describes pricing details but does not state that the sale occurred under a Rule 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/24/2026 - 04:18 PM Accepted by SEC EDGAR 08/24/2026 - 04:17 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Karawan Gregory S.

(Last)

(First)

(Middle)

C/O GENWORTH FINANCIAL, INC.

11011 WEST BROAD STREET

(Street)

GLEN ALLEN

VIRGINIA

23060

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GENWORTH FINANCIAL INC [ GNW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP and General Counsel

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	08/21/2026		S		40,000	D	$9.9118⁽¹⁾	343,121	D
Common Stock								4,723.871	I	by 401(k)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $9.89 to $9.925 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.

Remarks:

	/s/ Jasmine E. Taylor, by power of attorney	08/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR