STOCK TITAN

GoHealth (GOCOQ) CFO reports 237,275 shares canceled in Chapter 11

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GoHealth, Inc. Chief Financial Officer Brendan Richard Shanahan reported a disposition to the issuer of 237,275 shares of Class A common stock on July 21, 2026, when a prepackaged Chapter 11 plan became effective and cancelled all existing equity.

As a result, he holds no Class A shares, and together with other equity holders is entitled to a pro rata share of an approximately $10.3 million cash equity recovery pool.

Positive

  • None.

Negative

  • None.
Insider Shanahan Brendan Richard
Role Chief Financial Officer
Type Security Shares Price Value
Disposition Class A Common Stock F1, F2 237,275 -- --
Holdings After Transaction: Class A Common Stock — 0 shares (Direct)
Footnotes (2)
  1. F1. On June 7, 2026, GoHealth, Inc. (the "Issuer"), GoHealth Holdings, LLC and certain of their direct and indirect subsidiaries filed voluntary petitions commencing cases under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware to implement a prepackaged Chapter 11 plan of reorganization (the "Plan"). The Plan became effective on July 21, 2026 (the "Effective Date"). Pursuant to the Plan, on the Effective Date, all of the Issuer's Class A common stock together with any shares of restricted stock, restricted stock units, or any other right to receive equity in the Issuer, in each case, outstanding immediately prior to the Effective Date, were cancelled, discharged and are of no force and effect.
  2. F2. Pursuant to the Plan, the holders of Class A common stock and other Allowed GoHealth Holding Interests (as defined in the Plan), including the reporting person, are entitled to receive their pro rata share of an approximately $10.3 million cash equity recovery pool.
Shares disposed 237,275 shares Class A common stock canceled on July 21, 2026 pursuant to a Chapter 11 plan
Post-transaction holdings 0 shares Class A common stock directly owned by the CFO after the plan’s effective date
Cash equity recovery pool $10.3 million Aggregate cash pool for holders of Class A common stock and other Allowed GoHealth Holding Interests
Chapter 11 petition date June 7, 2026 Date voluntary Chapter 11 petitions were filed in the U.S. Bankruptcy Court for the District of Delaware
Plan effective date July 21, 2026 Date the prepackaged Chapter 11 plan became effective and all existing equity was canceled
prepackaged Chapter 11 plan of reorganization regulatory
"to implement a prepackaged Chapter 11 plan of reorganization"
Allowed GoHealth Holding Interests regulatory
"holders of Class A common stock and other Allowed GoHealth Holding Interests"
cash equity recovery pool financial
"pro rata share of an approximately $10.3 million cash equity recovery pool"

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FAQ

What insider transaction did GoHealth (GOCOQ)'s CFO report?

GoHealth CFO Brendan Shanahan reported a disposition of 237,275 Class A shares to the issuer when a prepackaged Chapter 11 plan canceled all existing equity, leaving him with no remaining Class A holdings after the effective date.

How does GoHealth (GOCOQ)'s Chapter 11 plan affect existing Class A common stock?

Under the prepackaged Chapter 11 plan, all Class A common stock, restricted stock, RSUs and similar rights were canceled and discharged on July 21, 2026, meaning prior equity interests are of no force and effect after the plan’s effective date.

When did GoHealth (GOCOQ) file for Chapter 11 and when did the plan become effective?

GoHealth and certain subsidiaries filed voluntary Chapter 11 petitions on June 7, 2026. The prepackaged plan of reorganization then became effective on July 21, 2026, which is when all existing equity, including Class A shares, was canceled.

What recovery will GoHealth (GOCOQ) equity holders receive under the plan?

Holders of Class A common stock and other Allowed GoHealth Holding Interests are entitled to a pro rata share of an approximately $10.3 million cash equity recovery pool, providing a cash recovery instead of continuing equity in the reorganized company.

Did the GoHealth (GOCOQ) CFO sell shares on the open market in this Form 4?

No. The reported disposition reflects cancellation of 237,275 shares of Class A common stock to the issuer under a confirmed Chapter 11 reorganization plan, rather than an open-market sale or discretionary trading transaction by the CFO.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shanahan Brendan Richard

(Last)(First)(Middle)
222 W MERCHANDISE MART PLAZA
SUITE 1750

(Street)
CHICAGO ILLINOIS 60654

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GoHealth, Inc. [ GOCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/21/2026D(1)237,275D(2)0D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On June 7, 2026, GoHealth, Inc. (the "Issuer"), GoHealth Holdings, LLC and certain of their direct and indirect subsidiaries filed voluntary petitions commencing cases under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware to implement a prepackaged Chapter 11 plan of reorganization (the "Plan"). The Plan became effective on July 21, 2026 (the "Effective Date"). Pursuant to the Plan, on the Effective Date, all of the Issuer's Class A common stock together with any shares of restricted stock, restricted stock units, or any other right to receive equity in the Issuer, in each case, outstanding immediately prior to the Effective Date, were cancelled, discharged and are of no force and effect.
2. Pursuant to the Plan, the holders of Class A common stock and other Allowed GoHealth Holding Interests (as defined in the Plan), including the reporting person, are entitled to receive their pro rata share of an approximately $10.3 million cash equity recovery pool.
Remarks:
/s/ Bradley Burd, Attorney-in-fact07/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)