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GoHealth (GOCOQ) legal chief has 157,070 shares canceled in Chapter 11 plan

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GoHealth, Inc.’s Chief Legal Officer, Brad Burd, reported dispositions occurring on July 21, 2026 in connection with a prepackaged Chapter 11 plan of reorganization. He had 157,070 shares of Class A common stock, 48,726 Blizzard Management Feeder LLC interests and 940 stock options canceled or returned to the issuer under the plan. Holders of Class A stock and other Allowed GoHealth Holding Interests, including Burd, are entitled to their pro rata share of an approximately $10.3 million cash equity recovery pool.

Positive

  • None.

Negative

  • None.
Insider Burd Brad
Role Chief Legal Officer
Type Security Shares Price Value
Disposition Stock Option (Right to Buy) F3 940 $0.00 $0.00
Disposition Blizzard Management Feeder LLC Interests F4, F2 48,726 -- --
Disposition Class A Common Stock F1, F2 157,070 -- --
Holdings After Transaction: Stock Option (Right to Buy) — 0 shares (Direct); Blizzard Management Feeder LLC Interests — 0 shares (Direct); Class A Common Stock — 0 shares (Direct)
Footnotes (4)
  1. F1. On June 7, 2026, GoHealth, Inc. (the "Issuer"), GoHealth Holdings, LLC and certain of their direct and indirect subsidiaries filed voluntary petitions commencing cases under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware to implement a prepackaged Chapter 11 plan of reorganization (the "Plan"). The Plan became effective on July 21, 2026 (the "Effective Date"). Pursuant to the Plan, on the Effective Date, all of the Issuer's Class A common stock together with any shares of restricted stock, restricted stock units, or any other right to receive equity in the Issuer, in each case, outstanding immediately prior to the Effective Date, were cancelled, discharged and are of no force and effect.
  2. F2. Pursuant to the Plan, the holders of Class A common stock and other Allowed GoHealth Holding Interests (as defined in the Plan), including the reporting person, are entitled to receive their pro rata share of an approximately $10.3 million cash equity recovery pool.
  3. F3. The stock options were cancelled and discharged without recovery.
  4. F4. Blizzard Management Feeder LLC Interests were convertible, at the option of the holder, into LLC Interests of GoHealth Holdings, LLC on a 1-for-1 basis. The resulting LLC Interests of GoHealth Holdings, LLC were then redeemable for an equal number of shares of Class A common stock.
Class A shares disposed 157,070 shares Class A Common Stock reported as disposition to issuer on July 21, 2026
LLC interests disposed 48,726 interests Blizzard Management Feeder LLC Interests canceled or disposed on July 21, 2026
Stock options canceled 940 options Stock options canceled and discharged without recovery under the Plan
Cash equity recovery pool approximately $10.3 million Equity holders receive a pro rata share under the Chapter 11 plan
Chapter 11 petition date June 7, 2026 Voluntary Chapter 11 cases filed in the Bankruptcy Court for the District of Delaware
Plan effective date July 21, 2026 Prepackaged Chapter 11 plan of reorganization became effective on this date
prepackaged Chapter 11 plan of reorganization regulatory
"filed voluntary petitions to implement a prepackaged Chapter 11 plan of reorganization"
Allowed GoHealth Holding Interests financial
"holders of Class A common stock and other Allowed GoHealth Holding Interests"
cash equity recovery pool financial
"pro rata share of an approximately $10.3 million cash equity recovery pool"
Disposition to issuer financial
"transaction description labeled as Disposition to issuer"

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FAQ

How is GoHealth (GOCOQ)’s Chapter 11 plan connected to Brad Burd’s reported transactions?

The transactions reflect GoHealth’s prepackaged Chapter 11 plan of reorganization becoming effective on July 21, 2026. On that date, all Class A common stock and other equity rights were canceled, which is recorded on Burd’s Form 4 as dispositions to the issuer.

What is the $10.3 million cash equity recovery pool mentioned for GoHealth (GOCOQ)?

Under the plan, holders of Class A common stock and other Allowed GoHealth Holding Interests, including Brad Burd, are entitled to a pro rata share of an approximately $10.3 million cash equity recovery pool, representing the cash recovery allocated to those pre‑petition equity interests.

What happened to Brad Burd’s GoHealth stock options in this filing?

Burd held 940 stock options (rights to buy Class A common stock) that were reported as a disposition to the issuer. A related footnote states these stock options were canceled and discharged without any recovery when the Chapter 11 plan became effective.

What are the Blizzard Management Feeder LLC interests reported by GoHealth (GOCOQ)’s CLO?

Burd reported the disposition of 48,726 Blizzard Management Feeder LLC interests. These interests were convertible into LLC Interests of GoHealth Holdings, LLC on a 1‑for‑1 basis, and those LLC Interests were redeemable for an equal number of GoHealth Class A common shares.

Were Brad Burd’s GoHealth (GOCOQ) transactions made under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5‑1 checkbox was not marked, so the transactions were not reported as being under a 10b5‑1 trading plan. Instead, they arise from the implementation of GoHealth’s prepackaged Chapter 11 plan of reorganization.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Burd Brad

(Last)(First)(Middle)
222 W MERCHANDISE MART PLAZA, SUITE 1750

(Street)
CHICAGO ILLINOIS 60654

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GoHealth, Inc. [ GOCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/21/2026D(1)157,070D(2)0D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$15.7507/21/2026D94002/11/202402/11/2031Class A Common Stock940$0(3)0D
Blizzard Management Feeder LLC Interests(4)07/21/2026D48,726 (4) (4)LLC Interests48,726(2)0D
Explanation of Responses:
1. On June 7, 2026, GoHealth, Inc. (the "Issuer"), GoHealth Holdings, LLC and certain of their direct and indirect subsidiaries filed voluntary petitions commencing cases under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware to implement a prepackaged Chapter 11 plan of reorganization (the "Plan"). The Plan became effective on July 21, 2026 (the "Effective Date"). Pursuant to the Plan, on the Effective Date, all of the Issuer's Class A common stock together with any shares of restricted stock, restricted stock units, or any other right to receive equity in the Issuer, in each case, outstanding immediately prior to the Effective Date, were cancelled, discharged and are of no force and effect.
2. Pursuant to the Plan, the holders of Class A common stock and other Allowed GoHealth Holding Interests (as defined in the Plan), including the reporting person, are entitled to receive their pro rata share of an approximately $10.3 million cash equity recovery pool.
3. The stock options were cancelled and discharged without recovery.
4. Blizzard Management Feeder LLC Interests were convertible, at the option of the holder, into LLC Interests of GoHealth Holdings, LLC on a 1-for-1 basis. The resulting LLC Interests of GoHealth Holdings, LLC were then redeemable for an equal number of shares of Class A common stock.
Remarks:
/s/ Bradley Burd07/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)