[144] GRAIL, Inc. SEC Filing

Rhea-AI Filing Summary

Grayscale Analytics, Inc. reported Rule 144 transactions involving Common Stock. The filing lists 106,970 shares of Common Stock acquired upon vesting of restricted stock units under the issuer's equity incentive plans on 04/03/2026. It also discloses three sales by a reporting holder: 17,002, 690, and 2,937 shares on 03/02/2026, 03/05/2026, and 03/09/2026, respectively, with the dollar amounts shown alongside each sale. Shares outstanding are listed as 41,134,219 as of 04/06/2026.

Insights

Securities Compliance Analyst

Routine Rule 144 notice for RSU vesting and subsequent open-market sales; no clear material change to capital structure.

The filing records 106,970 shares delivered upon vesting of restricted stock units on 04/03/2026. Separate lines show three dispositions by a reporting holder in early March 2026 with proceeds reported per transaction. The entries conform to the Rule 144 notification pattern for resale of restricted/controlled securities.

Cash‑flow treatment and holder relationships are given in-line by each sale row; further ownership context or contractual restrictions are not included in the excerpt. Subsequent filings or company disclosures would be needed to assess any larger dilution or insider ownership shifts.

Key Figures

Shares acquired on RSU vesting: 106,970 shares Sale — Joshua J. Ofman (Mar 2, 2026): 17,002 shares Sale — Joshua J. Ofman (Mar 5, 2026): 690 shares +2 more

5 metrics

Shares acquired on RSU vesting 106,970 shares acquired upon vesting of RSUs on <date>04/03/2026</date>

Sale — Joshua J. Ofman (Mar 2, 2026) 17,002 shares sold on <date>03/02/2026</date> for <money>$852,847.77</money>

Sale — Joshua J. Ofman (Mar 5, 2026) 690 shares sold on <date>03/05/2026</date> for <money>$36,576.90</money>

Sale — Joshua J. Ofman (Mar 9, 2026) 2,937 shares sold on <date>03/09/2026</date> for <money>$140,650.22</money>

Shares outstanding 41,134,219 shares listed with date <date>04/06/2026</date>

Key Terms

restricted stock units, Rule 144, NASDAQ

3 terms

restricted stock units financial

"Shares acquired upon vesting of restricted stock units awarded"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

NASDAQ market

"04/06/2026 | NASDAQ"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	ETRADE FINANCIAL CORPORATION 3 EDISON DRIVE ALPHARETTA GA 30005	66522	3441848.28	41134219	04/06/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	04/03/2026	Shares acquired upon vesting of restricted stock units awarded under Issuer's equity incentive plans	Issuer			106970	04/03/2026	Services rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Joshua J. Ofman 1525 O'Brien Drive Menlo Park CA 94025	Common Stock	03/02/2026	17002	852847.77
Joshua J. Ofman 1525 O'Brien Drive Menlo Park CA 94025	Common Stock	03/05/2026	690	36576.9
Joshua J. Ofman 1525 O'Brien Drive Menlo Park CA 94025	Common Stock	03/09/2026	2937	140650.22

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)