GRAIL (GRAL) president sells 3,627 shares in automatic tax sell-to-cover

Rhea-AI Filing Summary

GRAIL, Inc. President Joshua J. Ofman reported automatic sales of 3,627 shares of common stock to cover taxes on vested awards. According to the filing, an executing broker sold shares in block trades on March 5 and March 9, 2026 at weighted average prices of $53.01, $47.93, and $46.74 per share. After these sell-to-cover transactions, Ofman directly owned 432,881 shares of GRAIL common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ofman Joshua J.

(Last) (First) (Middle)

C/O GRAIL, INC.

1525 O'BRIEN DRIVE

(Street)

MENLO PARK CA 94025

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
GRAIL, Inc. [ GRAL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/05/2026		S		690	D	$53.01(1)	435,818	D
Common Stock	03/09/2026		S		2,836	D	$47.93(1)	432,982	D
Common Stock	03/09/2026		S		101	D	$46.74(1)	432,881	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents automatic 'sell-to-cover' transactions by an executing broker to cover withholding taxes upon award vesting and share delivery. The price reported in Column 4 is a weighted average price calculated by the broker executing these transactions. These shares were sold as part of a block trade in multiple transactions, and the Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price.

Remarks:

	/s/Donald Lang, as Attorney-in-Fact for Joshua Ofman	03/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the GRAIL (GRAL) Form 4 filed by Joshua J. Ofman report?

The Form 4 reports that GRAIL President Joshua J. Ofman had 3,627 shares of common stock sold to cover withholding taxes on vested equity awards. These automatic sell-to-cover transactions were executed by a broker in block trades at disclosed weighted average prices.

How many GRAIL (GRAL) shares were sold in Joshua Ofman’s latest Form 4?

The filing shows a total of 3,627 shares of GRAIL common stock were sold. These were automatic broker transactions to cover tax withholding obligations triggered when Mr. Ofman’s equity awards vested and shares were delivered.

On what dates did the GRAIL (GRAL) insider share sales occur?

The reported transactions occurred on March 5, 2026 and March 9, 2026. On these dates, a broker executed block trades in GRAIL common stock as automatic sell-to-cover transactions related to Mr. Ofman’s vesting equity awards.

What prices are disclosed for the GRAIL (GRAL) shares sold by Joshua Ofman?

The Form 4 reports weighted average sale prices of $53.01, $47.93, and $46.74 per share. These prices reflect multiple block trades executed by the broker handling the automatic sell-to-cover tax transactions for Mr. Ofman.

How many GRAIL (GRAL) shares does Joshua Ofman hold after these transactions?

After the reported sell-to-cover transactions, Mr. Ofman directly holds 432,881 shares of GRAIL common stock. This post-transaction ownership figure is disclosed in the Form 4 as his remaining direct holdings following the automatic tax-related sales.

Were the GRAIL (GRAL) insider sales discretionary or tax-related?

The Form 4 footnote explains the sales were automatic “sell-to-cover” transactions. A broker sold shares solely to cover withholding taxes due when Mr. Ofman’s equity awards vested and shares were delivered, rather than discretionary open-market selling.