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Grove Collaborative (GROV) CFO granted 137,931 RSUs with staged vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Siragusa Thomas reported acquisition or exercise transactions in this Form 4 filing.

Grove Collaborative Holdings, Inc. reported that its CFO, Thomas Siragusa, received a grant of 137,931 restricted stock units (RSUs) on March 6, 2026. Each RSU represents a contingent right to receive one share of Class A common stock and has no expiration date.

The RSUs will vest in twelve equal installments on each February 15, May 15, August 15, and November 15 of each year, beginning on May 15, 2026, subject to continued service. Vesting accelerates after a change in control if his service is terminated without cause or he resigns for good reason.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Siragusa Thomas

(Last) (First) (Middle)
C/O GROVE COLLABORATIVE HOLDINGS, INC.
1301 SANSOME STREET

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Grove Collaborative Holdings, Inc. [ GROV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO
3. Date of Earliest Transaction (Month/Day/Year)
03/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 03/06/2026 A 137,931 (2) (3) Class A Common Stock 137,931 (1) 137,931 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock
2. These RSUs will vest in twelve equal installments on each February 15th, May 15th, August 15th and November 15th of each year (provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2026, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or the Reporting Person resigns for good reason.
3. The RSUs have no expiration date.
/s/Barbara R Wallace, attorney-in-fact for Tom Siragusa 03/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did GROV disclose for CFO Thomas Siragusa?

Grove Collaborative disclosed that CFO Thomas Siragusa received a grant of 137,931 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A common stock, reflecting equity-based compensation rather than an open-market stock purchase or sale.

How many RSUs did GROV grant to its CFO in this Form 4 filing?

The company granted the CFO 137,931 restricted stock units (RSUs). After this award, his reported holdings of RSUs from this grant total 137,931 units, aligning with the Form 4 disclosure of total derivative securities following the transaction.

When do the newly granted GROV RSUs to the CFO begin vesting?

The RSUs begin vesting on May 15, 2026. Vesting then continues in twelve equal installments on February 15, May 15, August 15, and November 15 of each year, subject to adjustment if those dates fall on a weekend or federal holiday.

What is the vesting schedule for GROV CFO Thomas Siragusa’s RSU grant?

The RSUs vest in twelve equal installments on each February 15, May 15, August 15, and November 15, starting on May 15, 2026. Continued vesting depends on his ongoing service with the company on each applicable vesting date.

Do the GROV RSUs granted to the CFO have an expiration date?

The RSUs reported for the CFO have no expiration date. They remain outstanding until they either vest and settle into shares of Class A common stock or are otherwise forfeited under the applicable award terms and conditions.

Under what conditions do the GROV CFO’s RSUs vest faster after a change in control?

The RSUs have accelerated vesting following a change in control if the CFO’s services are terminated by the company without cause or he resigns for good reason. This protection is designed around those specific termination scenarios after a change in control.
Grove Collaborative Holdings Inc

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