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[Form 4] Grove Collaborative Holdings, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Gevo, Inc. (GEVO) – Form 4 insider transaction

Chief Customer Market & Brand Officer Andrew Shafer reported the sale of 5,000 shares of Gevo common stock on June 20 2025 at a weighted-average price of $1.3475 (price range $1.3412-$1.3550) under a Rule 10b5-1 trading plan adopted on November 22 2024.

Following the disposition, Shafer’s beneficial ownership stands at 335,620 shares held directly and 9,814.49 shares held indirectly via the company 401(k) plan.

No derivative securities were involved, and no other transactions were reported.

The sale represents a small fraction of Shafer’s holdings and does not, by itself, indicate a strategic shift by management.

Gevo, Inc. (GEVO) – Transazione interna Form 4

Il Chief Customer Market & Brand Officer Andrew Shafer ha comunicato la vendita di 5.000 azioni ordinarie di Gevo il 20 giugno 2025 ad un prezzo medio ponderato di $1,3475 (range di prezzo $1,3412-$1,3550) nell’ambito di un piano di trading Rule 10b5-1 adottato il 22 novembre 2024.

Dopo la vendita, la proprietà beneficiaria di Shafer ammonta a 335.620 azioni detenute direttamente e 9.814,49 azioni detenute indirettamente tramite il piano 401(k) aziendale.

Non sono stati coinvolti strumenti derivati e non sono state riportate altre transazioni.

La vendita rappresenta una piccola parte delle partecipazioni di Shafer e, da sola, non indica un cambiamento strategico da parte del management.

Gevo, Inc. (GEVO) – Transacción interna Formulario 4

El Chief Customer Market & Brand Officer Andrew Shafer informó la venta de 5,000 acciones ordinarias de Gevo el 20 de junio de 2025 a un precio promedio ponderado de $1.3475 (rango de precio $1.3412-$1.3550) bajo un plan de negociación Rule 10b5-1 adoptado el 22 de noviembre de 2024.

Tras la operación, la propiedad beneficiaria de Shafer es de 335,620 acciones en propiedad directa y 9,814.49 acciones en propiedad indirecta a través del plan 401(k) de la empresa.

No se involucraron valores derivados y no se reportaron otras transacciones.

La venta representa una pequeña fracción de las participaciones de Shafer y, por sí sola, no indica un cambio estratégico por parte de la dirección.

Gevo, Inc. (GEVO) – Form 4 내부자 거래 보고

최고 고객 시장 및 브랜드 책임자 Andrew Shafer가 2025년 6월 20일에 Rule 10b5-1 거래 계획에 따라 5,000주의 Gevo 보통주를 가중평균 가격 $1.3475 (가격 범위 $1.3412-$1.3550)에 매도했다고 보고했습니다. 이 계획은 2024년 11월 22일 채택되었습니다.

처분 후 Shafer의 실질 소유 주식은 직접 보유 335,620주회사 401(k) 플랜을 통한 간접 보유 9,814.49주입니다.

파생상품은 포함되지 않았으며, 다른 거래도 보고되지 않았습니다.

이번 매도는 Shafer 보유 주식의 일부에 불과하며, 단독으로 경영진의 전략적 변화로 해석되지는 않습니다.

Gevo, Inc. (GEVO) – Transaction d’initié Formulaire 4

Le Chief Customer Market & Brand Officer Andrew Shafer a déclaré la vente de 5 000 actions ordinaires de Gevo le 20 juin 2025 à un prix moyen pondéré de 1,3475 $ (fourchette de prix de 1,3412 $ à 1,3550 $) dans le cadre d’un plan de trading Rule 10b5-1 adopté le 22 novembre 2024.

Après cette cession, la détention bénéficiaire de Shafer s’élève à 335 620 actions détenues directement et 9 814,49 actions détenues indirectement via le plan 401(k) de l’entreprise.

Aucun titre dérivé n’a été impliqué et aucune autre transaction n’a été rapportée.

Cette vente représente une petite fraction des avoirs de Shafer et n’indique pas, en elle-même, un changement stratégique de la direction.

Gevo, Inc. (GEVO) – Form 4 Insider-Transaktion

Chief Customer Market & Brand Officer Andrew Shafer meldete den Verkauf von 5.000 Aktien der Gevo-Stammaktien am 20. Juni 2025 zu einem gewichteten Durchschnittspreis von $1,3475 (Preisspanne $1,3412-$1,3550) im Rahmen eines Rule 10b5-1 Handelsplans, der am 22. November 2024 angenommen wurde.

Nach dem Verkauf hält Shafer 335.620 Aktien direkt und 9.814,49 Aktien indirekt über den firmeninternen 401(k)-Plan.

Es waren keine Derivate involviert und es wurden keine weiteren Transaktionen gemeldet.

Der Verkauf stellt nur einen kleinen Teil von Shafers Beteiligungen dar und deutet für sich genommen nicht auf eine strategische Veränderung des Managements hin.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine 5,000-share insider sale; limited financial impact.

The filing shows a modest sale (~1.5% of Shafer’s direct stake) executed through a pre-planned 10b5-1 program, limiting concerns about opportunistic selling. Post-transaction ownership remains substantial, suggesting continued alignment with shareholders. Because the volume is immaterial relative to both Shafer’s holdings and GEVO’s average daily volume, market impact should be minimal. No derivative positions or additional sales were disclosed, keeping the event neutral from a valuation standpoint.

Gevo, Inc. (GEVO) – Transazione interna Form 4

Il Chief Customer Market & Brand Officer Andrew Shafer ha comunicato la vendita di 5.000 azioni ordinarie di Gevo il 20 giugno 2025 ad un prezzo medio ponderato di $1,3475 (range di prezzo $1,3412-$1,3550) nell’ambito di un piano di trading Rule 10b5-1 adottato il 22 novembre 2024.

Dopo la vendita, la proprietà beneficiaria di Shafer ammonta a 335.620 azioni detenute direttamente e 9.814,49 azioni detenute indirettamente tramite il piano 401(k) aziendale.

Non sono stati coinvolti strumenti derivati e non sono state riportate altre transazioni.

La vendita rappresenta una piccola parte delle partecipazioni di Shafer e, da sola, non indica un cambiamento strategico da parte del management.

Gevo, Inc. (GEVO) – Transacción interna Formulario 4

El Chief Customer Market & Brand Officer Andrew Shafer informó la venta de 5,000 acciones ordinarias de Gevo el 20 de junio de 2025 a un precio promedio ponderado de $1.3475 (rango de precio $1.3412-$1.3550) bajo un plan de negociación Rule 10b5-1 adoptado el 22 de noviembre de 2024.

Tras la operación, la propiedad beneficiaria de Shafer es de 335,620 acciones en propiedad directa y 9,814.49 acciones en propiedad indirecta a través del plan 401(k) de la empresa.

No se involucraron valores derivados y no se reportaron otras transacciones.

La venta representa una pequeña fracción de las participaciones de Shafer y, por sí sola, no indica un cambio estratégico por parte de la dirección.

Gevo, Inc. (GEVO) – Form 4 내부자 거래 보고

최고 고객 시장 및 브랜드 책임자 Andrew Shafer가 2025년 6월 20일에 Rule 10b5-1 거래 계획에 따라 5,000주의 Gevo 보통주를 가중평균 가격 $1.3475 (가격 범위 $1.3412-$1.3550)에 매도했다고 보고했습니다. 이 계획은 2024년 11월 22일 채택되었습니다.

처분 후 Shafer의 실질 소유 주식은 직접 보유 335,620주회사 401(k) 플랜을 통한 간접 보유 9,814.49주입니다.

파생상품은 포함되지 않았으며, 다른 거래도 보고되지 않았습니다.

이번 매도는 Shafer 보유 주식의 일부에 불과하며, 단독으로 경영진의 전략적 변화로 해석되지는 않습니다.

Gevo, Inc. (GEVO) – Transaction d’initié Formulaire 4

Le Chief Customer Market & Brand Officer Andrew Shafer a déclaré la vente de 5 000 actions ordinaires de Gevo le 20 juin 2025 à un prix moyen pondéré de 1,3475 $ (fourchette de prix de 1,3412 $ à 1,3550 $) dans le cadre d’un plan de trading Rule 10b5-1 adopté le 22 novembre 2024.

Après cette cession, la détention bénéficiaire de Shafer s’élève à 335 620 actions détenues directement et 9 814,49 actions détenues indirectement via le plan 401(k) de l’entreprise.

Aucun titre dérivé n’a été impliqué et aucune autre transaction n’a été rapportée.

Cette vente représente une petite fraction des avoirs de Shafer et n’indique pas, en elle-même, un changement stratégique de la direction.

Gevo, Inc. (GEVO) – Form 4 Insider-Transaktion

Chief Customer Market & Brand Officer Andrew Shafer meldete den Verkauf von 5.000 Aktien der Gevo-Stammaktien am 20. Juni 2025 zu einem gewichteten Durchschnittspreis von $1,3475 (Preisspanne $1,3412-$1,3550) im Rahmen eines Rule 10b5-1 Handelsplans, der am 22. November 2024 angenommen wurde.

Nach dem Verkauf hält Shafer 335.620 Aktien direkt und 9.814,49 Aktien indirekt über den firmeninternen 401(k)-Plan.

Es waren keine Derivate involviert und es wurden keine weiteren Transaktionen gemeldet.

Der Verkauf stellt nur einen kleinen Teil von Shafers Beteiligungen dar und deutet für sich genommen nicht auf eine strategische Veränderung des Managements hin.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sramek Naytri Shroff

(Last) (First) (Middle)
C/O GROVE COLLABORATIVE HOLDINGS
1301 SANSOME STREET

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Grove Collaborative Holdings, Inc. [ GROV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 07/10/2025 A 59,200 (2) (3) Class A Common Stock 59,200 $0 59,200 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock
2. These RSUs will fully vest on the earlier of May 15, 2026 or the date of the 2026 Annual Meeting of Stockholders.
3. The RSUs have no expiration date.
/s/Barbara Wallace, Attorney-in-Fact for Naytri S. Sramek 07/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many GEVO shares did Andrew Shafer sell?

5,000 common shares were sold on June 20 2025.

What was the sale price for the GEVO shares?

The weighted-average price was $1.3475, with individual trades between $1.3412 and $1.3550.

How many GEVO shares does Shafer own after the sale?

He directly owns 335,620 shares and holds 9,814.49 shares in the 401(k) plan.

Was the transaction executed under a Rule 10b5-1 plan?

Yes. The sale was made pursuant to a 10b5-1 plan adopted on November 22 2024.

Did the filing report any derivative securities?

No derivative securities were acquired or disposed of in this Form 4.

What role does Andrew Shafer hold at Gevo?

Shafer is Gevo’s Chief Customer Market & Brand Officer.
Grove Collaborative Holdings Inc

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