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GROV Form 4: John Replogle reports 3,920 RSUs vested, no expiration

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Grove Collaborative Holdings director John B. Replogle received 3,920 restricted stock units (RSUs) that vested on 08/15/2025, each representing a contingent right to one share of Class A Common Stock. After the reported transaction, Mr. Replogle beneficially owns 501,779 shares of Class A Common Stock directly and an additional 53 shares indirectly held by Replogle Family LLC, which he manages. The RSUs have no expiration date and follow a previously disclosed vesting schedule that began with 30% vesting on November 15, 2022, followed by quarterly vesting amounts thereafter.

Positive

  • Director received vested RSUs that convert to 3,920 Class A shares, reflecting continued alignment with shareholders
  • Total direct beneficial ownership reported at 501,779 Class A shares following the transaction
  • RSUs have no expiration date, indicating long-term alignment and retention mechanism

Negative

  • None.

Insights

TL;DR: Routine insider vesting resulted in 3,920 RSUs converting to beneficial ownership, a non-material increase for investors.

The transaction reflects scheduled vesting of previously granted RSUs rather than an opportunistic purchase or sale. The report shows the RSUs convert one-for-one into Class A shares and that the reporting person remains a significant holder with 501,779 shares. This is a routine compensation-related issuance with no stated price or cash consideration and no expiration date, indicating long-term alignment of the director with the company.

TL;DR: Vesting of previously disclosed RSUs for a director indicates standard equity compensation and continued alignment with shareholders.

The filing confirms the reporting person serves as a director and as manager of an entity holding indirect shares. The RSU vesting schedule disclosed in the form shows staged vesting beginning November 15, 2022. The filing is procedural and consistent with standard governance practices for executive/director equity awards; no departures, option exercises, or atypical transactions are disclosed.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
REPLOGLE JOHN B

(Last) (First) (Middle)
C/O GROVE COLLABORATIVE HOLDINGS, INC.
1301 SANSOME STREET

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Grove Collaborative Holdings, Inc. [ GROV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/15/2025 M 3,920 A (1) 501,779 D
Class A Common Stock 53 I See footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 08/15/2025 M 3,920 (3) (4) Class A Common Stock 3,920 (1) 3,923 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock
2. These securities are directly held by Replogle Family LLC, for which the Reporting Person serves as manager.
3. These RSUs vested 30% on November 15, 2022, and then 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each subsequent quarter of continuous service for the following two years.
4. The RSUs have no expiration date.
/s/Barbara Wallace, Attorney-in-Fact for John B. Replogle 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did John B. Replogle report on Form 4 for GROV?

He reported vesting of 3,920 restricted stock units (RSUs) on 08/15/2025 that convert to Class A Common Stock.

How many Grove Collaborative (GROV) shares does the reporting person beneficially own after the transaction?

501,779 shares directly and 53 shares indirectly via Replogle Family LLC as reported on the form.

When did the RSU vesting schedule begin and what were early vesting terms?

30% vested on November 15, 2022, then 7.5% each subsequent quarter for one year, then 5% each subsequent quarter for two years.

Do the RSUs reported on the Form 4 expire?

No. The filing states that the RSUs have no expiration date.

Who signed the Form 4 for John B. Replogle and when?

Barbara Wallace, Attorney-in-Fact for John B. Replogle signed the form on 08/19/2025.
Grove Collaborative Holdings Inc

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