Welcome to our dedicated page for US Global Invstr SEC filings (Ticker: GROW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Global Investors, Inc. (NASDAQ: GROW) filings with the U.S. Securities and Exchange Commission, along with AI-powered tools that help interpret the information. U.S. Global Investors is a Texas corporation and registered investment adviser that reports under Commission File Number 0-13928. Its filings document financial results, risk disclosures, capital management policies and other regulatory information related to its investment management business.
Recent Form 8-K filings show how the company uses current reports to furnish press releases on results of operations and financial condition, including quarterly and fiscal year earnings. These filings reference metrics such as operating revenues, operating income or loss, total other income, net income or loss, earnings per share, average assets under management, shareholder yield and liquidity measures like net working capital and cash and cash equivalents. Other 8-Ks furnish press releases on topics such as monthly dividends, Bitcoin ecosystem exposure and strategic initiatives around its ETF lineup.
Through this page, users can review annual reports on Form 10-K and quarterly reports on Form 10-Q, where available, to understand U.S. Global Investors’ business segments, including investment management services and corporate investments. These reports typically describe how the company derives revenue from investment management services, outline risk factors and summarize its role as adviser to U.S. Global Investors Funds and U.S. Global ETFs.
AI-powered summaries on Stock Titan help explain lengthy filings by highlighting key points such as changes in assets under management, trends in operating performance, updates to dividend and share repurchase programs, and commentary on specialized sectors like gold, airlines, shipping and defense-related technology. The platform also surfaces real-time filing updates from EDGAR, making it easier to track new 8-Ks, 10-Qs and 10-Ks as they are posted.
Investors can use this SEC filings page to analyze how U.S. Global Investors manages capital, evaluates risks and communicates with regulators, while AI-generated insights provide context to support deeper research on GROW.
U.S. Global Investors CEO/CIO Frank E. Holmes reported an employee stock purchase plan transaction in Class A common stock. On February 27, 2026, he acquired 716 shares at $3.33 per share through a restricted stock purchase under the plan, bringing his direct holdings to 298,250 shares. Indirectly, he reported 32,862 shares held in an IRA and 221,656.77 shares held in a 401(k) account.
U S Global Investors CFO Lisa Callicotte reported an “other” stock transaction involving company shares. On the reported date, a restricted stock purchase under the employee stock purchase plan covered 284 shares of Class A Common Stock at $3.33 per share. After this plan-related transaction, her directly held position in Class A Common Stock stood at 37,185 shares.
U.S. Global Investors, Inc. reported mixed second-quarter fiscal 2026 results for the period ended December 31, 2025. Total assets under management were about $1.5 billion, up 12% from the prior quarter and 5% from a year earlier, and had increased further to $1.7 billion by February 19.
Operating revenue rose to $2.51 million, an increase of $259,000, or 11.5%, from the prior quarter, while operating expenses fell versus the year-ago quarter. Income before taxes improved to $535,000 from a loss of $116,000 in the prior-year period.
Results were weighed down by a $1.38 million income tax expense tied to the tax treatment of certain HIVE Digital Technologies convertible securities, including a non-cash valuation allowance of approximately $471,000. Management expects an offsetting $1.3 million tax benefit in the quarter ending March 31, 2026, subject to IRS review, leading to a net loss of $846,000, or $(0.07) per share.
The company highlighted shareholder return efforts, citing a 9.89% shareholder yield as of December 31, 2025, a monthly dividend of $0.0075 per share authorized through March 2026, and repurchase of 262,195 shares during the quarter. Liquidity remained solid with net working capital of about $36.7 million and cash and cash equivalents of roughly $25.2 million.
U.S. Global Investors, Inc. reported modest profitability for the six months ended December 31, 2025, with net income of
Operating revenues rose to
Results were volatile quarter to quarter: the December 2025 quarter showed a net loss of
The balance sheet remains conservative, with total assets of
Subsequent to December 31, 2025, the company recognized an additional unrealized gain of approximately
U.S. Global Investors, Inc. notified the SEC it cannot timely file its Quarterly Report on Form 10-Q for the quarter ended
The company expects to file the Quarterly Report within the five-calendar-day extension provided by Rule 12b-25 and expects to record a
U.S. Global Investors CEO/CIO Frank E. Holmes, a director and more than 10% owner of GROW, reported buying 719 shares of Class A common stock on January 30, 2026 at $3.32 per share. This was a restricted stock purchase under an employee stock purchase plan.
After this transaction, Holmes directly owned 297,534 Class A shares, with additional indirect holdings of 32,862 shares in an IRA and 221,656.77 shares in a 401(k) account.
U.S. Global Investors CFO Lisa Callicotte reported a small share purchase in a Form 4 filing. On January 30, 2026, she acquired 285 shares of Class A common stock at $3.32 per share through a restricted stock purchase under the company’s employee stock purchase plan. Following this transaction, she directly owns 36,901 Class A shares. This reflects routine insider participation in an employee stock purchase program rather than a large discretionary trade.
U S Global Investors filed a Form 13F reporting institutional holdings totaling $933,957,324 across 158 entries. The report, signed by Lisa Callicotte, CFO, was executed in San Antonio, TX on 01-28-2026.
The Form 13F cover page shows this is a 13F holdings report and indicates no other included managers. The filing value is rounded to the nearest dollar as presented.
U.S. Global Investors, Inc. (Class A) received an amended Schedule 13G/A from Gator-related entities reporting a sizable passive ownership position as of 12/31/2025. Gator Capital Management, LLC and its managing member Derek Pilecki each report beneficial ownership of 833,091 Class A shares, representing 7.69% of the class, with shared voting and dispositive power over all of these shares and no sole power.
Gator Financial Partners, LLC reports 751,313 shares (6.94%), ECA Fund, LP reports 61,273 shares (0.57%), and Gator Qualified Partners, LLC reports 14,505 shares (0.13%), all with shared voting and dispositive power. The filing certifies that these securities were not acquired and are not held for the purpose of changing or influencing control of U.S. Global Investors.
U.S. Global Investors, Inc. (GROW) furnished earnings information via an 8-K under Item 2.02. The company reported results for its quarter ended September 30, 2025, provided through a press release attached as Exhibit 99.1. The company states this information is being furnished, not filed, under the Exchange Act and is not incorporated by reference unless expressly specified.