Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp, is issuing market-linked notes due February 23, 2029, linked to the S&P 500® Index, VanEck Gold Miners ETF and iShares® Silver Trust. Aggregate face amount is $8,688,000, in $1,000 denominations, with GS guaranteeing payment.
The notes pay a contingent coupon of $32.5 per $1,000 (3.25% quarterly, up to 13% per year) only if on each observation date all three underliers are at or above 50% of their initial levels (7,691.76 for the S&P 500, $88.95 for GDX, $57.44 for SLV). Otherwise, the coupon is zero and some or all coupons over the life of the note may never be paid. At maturity, if no early redemption occurs and any underlier has fallen more than 50% from its initial level, repayment of principal is reduced one-for-one with the decline of the worst performer, down to a possible total loss; if all are above the 50% barrier, principal is repaid in full plus the final coupon. GS may redeem the notes at par plus any due coupon on quarterly dates from February 2027 to November 2028. The estimated value at pricing is $954 per $1,000 face, below the 100% issue price.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering Trigger Autocallable Notes linked to an equally weighted basket of 32 large-cap technology and related stocks. The notes are unsecured obligations of GS Finance Corp. and are fully guaranteed by Goldman Sachs Group Inc.
The basket has an initial level of 100, an autocall barrier at 100% of the initial level and a downside threshold at 75% of the initial level. Notes are issued in $10 denominations (minimum purchase $1,000), with expected trade date August 21, 2026 and maturity August 26, 2031, subject to quarterly automatic call observations starting after 12 months. If on any call observation date the basket is at or above the autocall barrier, investors receive $10 plus a call return based on an annual rate of 13.90%–14.35%, and the notes terminate.
If not called, and the final basket level on August 21, 2031 is at or above the downside threshold, investors receive the $10 face amount; if it is below 75%, repayment is reduced one-for-one with the basket loss, down to zero. There are no periodic coupons or dividends. The original issue price is 100% of face, with a 2.50% underwriting discount and 97.50% net proceeds to the issuer. The estimated value at pricing is $8.85–$9.25 per $10, and payments are subject to the credit risk of GS Finance Corp. and Goldman Sachs Group Inc.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group, Inc. (GS), via GS Finance Corp., is offering $300,000 aggregate face amount of Medium-Term Notes, Series F, that are auto-callable and linked to the Nasdaq-100 Index® and the S&P 500® Index. The notes pay no interest and are fully and unconditionally guaranteed by Goldman Sachs Group, Inc.
The notes are automatically called on August 18, 2027 if each index’s closing level is at or above its initial level, paying $1,097.50 per $1,000 of face amount on August 23, 2027. If not called, at maturity on August 23, 2034 investors receive at least the $1,000 face amount, and potentially upside based on 100% of the return of the lesser performing index, but only if both final index levels exceed their initial levels.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and Goldman Sachs Group, Inc., may have limited or no secondary market, and their estimated value at pricing is less than the 100% original issue price. For U.S. tax purposes they are treated as contingent payment debt instruments, requiring accrual of ordinary income based on a 5.52% comparable yield and a projected $1,556.10 payment at maturity per $1,000.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering auto-callable, no-coupon notes maturing on an expected stated maturity date of September 5, 2031, linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The trade date is expected to be August 31, 2026 and the original issue date September 3, 2026.
The notes may be automatically called from August 31, 2027 onward if the index closing level is at least 90% of its initial level, paying per $1,000 face amount: $1,000 plus $1,000 times the applicable call premium (starting at 17.5008% and rising on later call dates). If never called and the final index level is at least 50% of the initial level, investors receive a capped maximum settlement amount of $1,875.04 per $1,000; below 50%, repayment falls in proportion to the index and can be zero, so principal may be fully lost.
The index is highly engineered: it targets 40% volatility with leverage up to 500%, caps daily leverage changes at 100%, may be significantly uninvested, and applies a daily 6.0% per annum decrement, which consistently drags performance versus a similar index without a decrement. The estimated value at pricing is expected between $885 and $925 per $1,000, below the 100% issue price, and payments are subject to the credit risk of GS Finance Corp. as issuer and The Goldman Sachs Group, Inc. as guarantor.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering unsecured Trigger Autocallable GEARS linked to an equally weighted basket of 34 large-cap tech and related stocks. The notes pay no coupons and are guaranteed by Goldman Sachs Group Inc.
The initial basket level is 100. On the September 3, 2027 call observation date, if the basket closes at or above the autocall barrier of 100% of the initial level, the notes are automatically redeemed at $10 plus an 18.00% call return per $10 face amount, ending the trade early.
If not called, the notes mature on August 30, 2029. At maturity, investors get geared upside of 1.30–1.50× the basket gain if the basket finishes above 100. Principal is repaid at 100% only if the final basket level is between 75% and 100%. Below the 75% downside threshold, losses are 1:1 with the basket and investors can lose their entire investment. The estimated value at pricing is $8.80–$9.10 per $10, versus a 100% issue price.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp, is offering auto-callable, equity-linked notes with an aggregate face amount of $1,238,000 tied to the VanEck Semiconductor ETF. The notes pay no interest and are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
The notes are automatically called on specified quarterly observation dates from August 18, 2027 to May 18, 2029 if the ETF’s closing level is at or above the initial underlier level of $569.77, paying for each $1,000 face amount $1,000 plus the applicable call premium (e.g., 23.35% on the first call date, rising to 64.2125% on the last).
If not called, at the August 23, 2029 stated maturity the cash payment per $1,000 is: (i) $1,000 + $1,000 × 70.05% if the final level is at or above the initial level (upside capped at 70.05%); (ii) $1,000 if the final level is below the initial level but at or above the 75% trigger buffer level; or (iii) $1,000 + $1,000 × underlier return if the final level is below the trigger buffer, exposing investors to 1:1 downside, including potential total loss of principal. The original issue price is 100% of face, with a 3.2% underwriting discount and 96.8% net proceeds to the issuer. The notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., are not listed on any exchange, may have limited liquidity, and carry complex tax treatment, including possible application of Section 1260 constructive ownership rules.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering unsecured, senior Medium-Term Notes, Series F linked to the S&P 500® Futures Excess Return Index, maturing in 2031 and fully and unconditionally guaranteed by Goldman Sachs. The notes provide leveraged upside to the index but no downside participation below par.
At maturity, for each $1,000 note, investors receive $1,000 plus 147.5% of any positive index return; if the index is flat or down, only the $1,000 face amount is paid. The notes pay no periodic interest, are subject to the credit risk of GS Finance Corp. and Goldman Sachs, and will not be listed on any exchange. The underlier tracks E-mini S&P 500 futures, so returns are affected by futures financing costs and potential negative roll yield, which can cause the index to lag the S&P 500® Index. The estimated value determined by GS&Co.’s models at pricing will be less than the issue price, and early secondary sales may occur at prices below face value.
For U.S. tax purposes, the notes are treated as contingent payment debt instruments, requiring accrual of ordinary income based on a comparable yield before any cash is received, with gain at sale or maturity generally taxed as ordinary interest income. GS&Co., an affiliate with a FINRA Rule 5121 conflict of interest, is the underwriter and may make a market in the notes, but is not obligated to do so.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering auto-callable income notes linked to an American depositary share of Taiwan Semiconductor Manufacturing Company Limited (TSM ADS), each ADS representing five common shares. Each note has a $1,000 face amount, with the trade date expected to be August 28, 2026, original issue date September 2, 2026, and stated maturity October 1, 2027, unless automatically called.
On each monthly coupon observation date, if the TSM ADS closing price is at least 62% of the initial index stock price, investors receive a coupon of $8.834 per $1,000 (0.8834% monthly, up to ~10.6% per year); otherwise the coupon is zero. Beginning March 1, 2027, the notes are automatically called if the ADS closes at or above the initial price on a call observation date, paying $1,000 plus the applicable coupon. At maturity, if the final ADS price is at least 62% of the initial price, holders receive $1,000 plus the final coupon; if it is below 62%, repayment is reduced 1-for-1 with the index stock return and investors can lose up to their entire principal and coupons.
The notes are unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk. The estimated value at pricing is expected between $925 and $955 per $1,000, reflecting structuring and distribution costs, and market value can be affected by TSM ADS performance, volatility, rates, and Goldman Sachs’ hedging and trading activities.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering principal-at-risk contingent income auto-callable notes linked to the worst-performing of the S&P 500, Russell 2000 and Nasdaq-100, maturing in August 2028. The notes pay a contingent quarterly coupon of at least $23.75 per $1,000 only if each index is at or above 70% of its initial level on the relevant observation date.
The notes are automatically called if on any call observation date all three indexes are at or above their initial levels, returning $1,000 per note plus the coupon then due; no further payments occur after a call. If held to maturity and all indexes finish at or above 70% of initial, investors receive $1,000 plus the final coupon. If any index finishes below 70% of initial, repayment is reduced 1-for-1 with the decline of the worst-performing index, down to zero, and no final coupon is paid.
The original issue price is 100% of principal, with a 2.00% underwriting discount and estimated fair value of $925–$985 per $1,000. Payments depend on the credit of GS Finance Corp. and the guarantee of Goldman Sachs Group Inc., and investors do not participate in any index appreciation.