Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering leveraged buffered notes linked to the MSCI EAFE Index, due in 2029 and fully guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount, a 125% upside participation rate, a 25% buffer (buffer level 75% of the initial level) and a capped payout with a maximum settlement amount of at least $1,382.50. The trade date is April 2, 2026, original issue date April 8, 2026, determination date April 3, 2029, and stated maturity April 6, 2029. The notes pay no interest, are subject to the issuer and guarantor credit risk, and expose holders to principal loss if the final index level falls below the buffer level. Original issue price is 100% of face with an underwriting discount of 1.8% (net proceeds 98.2%).
GS Finance Corp. offers $961,000 aggregate face amount of Digital iShares® Semiconductor ETF-Linked Notes due April 29, 2027, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and provide a cash settlement at maturity per $1,000 face amount that is linked to the iShares Semiconductor ETF (SOXX) performance from the trade date March 25, 2026 to the determination date April 26, 2027. If the final ETF level is ≥60% of the initial level of $345.25, holders receive a capped $1,114 per $1,000 face amount. If the final ETF level declines by more than 40%, the payment equals $1,000 plus $1,000 times the ETF return, which could result in a total loss of principal. The estimated value at pricing was approximately $967 per $1,000 face amount and the original issue price was 100% with an underwriting discount of 2.225%.
The Goldman Sachs Group, Inc. proposes a new issue of callable fixed rate notes bearing interest at 5.125% per annum, with an original issue date expected to be April 17, 2026 and a stated maturity date expected to be March 31, 2033.
Interest is payable semiannually on expected payment dates of April 17 and October 17, beginning October 17, 2026. The notes are callable in whole, not in part, on each expected quarterly redemption date on or after October 17, 2027, at par plus accrued interest. The offering will be distributed by Goldman Sachs & Co. LLC and InspereX LLC; purchasers who commit before the issuer’s earnings release (expected April 13, 2026) may withdraw orders prior to the trade date. The issuer may terminate the issuance if it determines there has been a significant adverse movement in its credit spread prior to the trade date.
GS Finance Corp. is offering structured, non‑interest bearing callable notes with an initial aggregate face amount of $500,000. The notes mature on April 1, 2031 but will be automatically called on the call observation date (March 27, 2028) if each reference stock closes at or above 80% of its initial price, in which case each $1,000 face amount pays $1,200 on the call payment date (April 3, 2028). If not called, the cash settlement at maturity is tied to the lesser performing index stock (GOOG, META, NVDA): if every final index stock price exceeds its initial price the holder receives $1,000 plus 1.25 times the lesser performing stock return; if any final price is equal to or less than its initial price, the holder receives $1,000.
The notes carried an estimated value at pricing of approximately $942 per $1,000 face amount and were sold at an original issue price of 100% with a 4% underwriting discount (net proceeds 96% of face). The notes are unsecured obligations of GS Finance Corp. and are guaranteed by The Goldman Sachs Group, Inc.; payments depend on issuer/guarantor creditworthiness and calculation‑agent determinations by Goldman Sachs & Co. LLC.
GS Finance Corp. is offering structured notes with an $7,039,000 aggregate face amount linked to the S&P 500® Futures Excess Return Index.
The notes pay no interest and return at maturity depends on the underlier from the trade date March 25, 2026 to the determination date February 25, 2031. The notes feature an upside participation rate of 190%, a buffer level equal to 80% of the initial underlier (a 20% buffer) and a buffer rate of 100%. If the final underlier exceeds the initial level, holders receive the upside participation times the underlier return; if the final level is at or above the buffer they receive the face amount; if it is below the buffer holders absorb losses pro rata and could lose a substantial portion of principal. Payments are cash-settled and are subject to the issuer and guarantor credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering structured, cash-settled notes linked to the S&P 500® Index with a trade date of March 25, 2026, original issue date March 30, 2026, a determination date of March 25, 2030, and a stated maturity of March 28, 2030. The offering aggregates $29,756,000 of face amount and is issued at 100% of face amount with a 0.5% underwriting discount.
Payment at maturity depends on the underlier performance versus the initial level of 6,591.90. If the final level is above the initial level, holders receive principal plus the underlier return multiplied by a 120% upside participation rate. If the final level is between 90% of initial and the initial level, holders receive the face amount. If the final level is below 90% of initial (the "trigger buffer level"), holders suffer losses equal to the underlier return applied to the face amount and could lose their entire investment. The notes pay no interest and are senior unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering fixed‑coupon, ETF‑linked notes due July 31, 2028. The notes pay a monthly coupon of $6.667 per $1,000 face amount (about 8% per annum) from April 2026 through maturity. Principal at maturity (in addition to the final coupon) depends on the lesser performing of two ETFs—State Street Consumer Discretionary Select Sector SPDR ETF (XLY) and State Street SPDR S&P Retail ETF (XRT)—measured from March 24, 2026 to the determination date (scheduled July 26, 2028). If each ETF’s final level is at least 60% of its initial level, you receive $1,000 per note; otherwise you receive $1,000 plus (the lesser performing ETF return × $1,000), which can result in receiving substantially less than 60% of face amount. The estimated value at pricing was approximately $989 per $1,000 face amount; issue price was 100%. Aggregate original face amount was $2,501,000. Payments are subject to the issuer’s and guarantor’s credit risk.
GS Finance Corp. is offering autocallable buffered S&P 500® index-linked notes due March 28, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes have a $1,000 face amount per note and an aggregate original face amount of $814,000. They pay no interest and may be automatically called on April 1, 2027 if the S&P 500 closing level is ≥105% of the initial level (initial level: 6,591.90), producing a capped cash payment of $1,100 per $1,000 face amount. If not called, maturity payoff depends on index performance: upside participation is 192.5%, a 10% buffer protects losses down to 90% of the initial level, and below that the holder suffers a leveraged loss (buffer rate ≈ 111.11%), which can result in total loss of principal. The estimated value at pricing was ≈ $988 per $1,000 face, below the issue price (100%).
GS Finance Corp. offers $10,617,000 of callable, contingent-coupon notes due March 29, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay quarterly coupons only if the SPDR® Gold Trust (GLD) closes at or above 87.5% of the initial level of $404.13 on observation dates, and are redeemable at issuer option on coupon payment dates from September 2026 through December 2027.
If not redeemed, principal at maturity either returns $1,000 (if final GLD ≥ 87.5% of initial) or suffers a loss equal to $1,000 × 114.29% × (ETF return + 12.5%), meaning investors can lose most or all of their investment. The estimated value on the trade date was approximately $988 per $1,000 face amount. Investors remain exposed to issuer and guarantor credit risk.
GS Finance Corp. offers $2,000,000 aggregate face amount of autocallable, buffered fixed‑coupon S&P 500® Index‑linked notes due March 28, 2030, guaranteed by The Goldman Sachs Group, Inc. The notes pay a fixed coupon of $33 per $1,000 semi‑annually (3.3% semi‑annual, up to 6.6% per annum), are subject to automatic redemption if the S&P 500 closing level on any call observation date is greater than or equal to the initial level of 6,591.90, and offer a 20% buffer (buffer rate 125%) against declines measured to the determination date of March 25, 2030. The estimated value on the trade date was approximately $994 per $1,000 face amount.