Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering Market Linked Notes—Upside Participation to a Cap and Principal Return at Maturity linked to the Dow Jones Industrial Average® with a $1,000 face amount per note and a stated maturity date of April 3, 2029. The notes repay principal at maturity and provide 100% participation in any increase of the underlier from the starting level to the ending level, subject to a maximum return of 17.60% (maximum maturity payment of $1,176.00 per note). The pricing date was June 29, 2026, the original issue date is July 2, 2026, and GS&Co. estimated the notes' value at about $966 per $1,000 face amount at pricing. All payments are subject to issuer and guarantor credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.; there are no periodic interest payments and no shareholder rights in the underlier.
GS Finance Corp. is offering structured monthly-coupon notes linked to five large-cap stocks (AMD, Amazon, Alphabet Class C, Intel, NVIDIA). The notes have a $1,000 face amount per note, an expected trade date of July 6, 2026, and an expected stated maturity of July 11, 2029. Coupons of $8.292 per $1,000 (0.8292% monthly; potential ~9.95% per annum) are paid for any coupon observation date on which each index stock closes at or above 70% of its initial index stock price. The notes are automatically called if, on any call observation date, each index stock closes at or above its initial index stock price; called notes pay the face amount plus the coupon then due. Estimated value at pricing is expected between $925 and $955 per $1,000 face amount. Payments are unsecured obligations of GS Finance Corp. guaranteed by The Goldman Sachs Group, Inc., and subject to their credit risk. The calculation agent (Goldman Sachs & Co. LLC) has broad discretion over price determinations and anti-dilution adjustments.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering contingent monthly‑coupon, autocallable notes linked to the S&P 500® Futures 40% VT Adaptive Response 4% Decrement Index (USD) ER. Coupons of $15.417 per $1,000 may be paid monthly if the index closes at or above 70% of the initial level (initial underlier level: 851.17). The notes mature on July 2, 2032 unless automatically called quarterly beginning December 2026 if the index closes at or above the initial level.
Index features include a 40% volatility target, up to 500% maximum leverage, a daily 4.0% per annum decrement, and caps on daily leverage changes. Estimated value at pricing was approximately $962 per $1,000 face amount; original issue price is 100% with a 0.8% underwriting discount.
GS Finance Corp. priced $12,316,000 of Performance Leveraged Upside (PLUS) notes due December 30, 2026, payable based on a weighted basket of seven components including ETFs and the EURO STOXX 50® Index. Each $1,000 PLUS provides 200% leveraged upside above an initial basket value of 100, subject to a $1,069 cap, and bears no interest. If the final basket value is below 100, principal is reduced 1% for each 1% decline in the basket; there is no minimum payment. The notes are unsecured obligations of GS Finance Corp. and are fully guaranteed by The Goldman Sachs Group, Inc.
The notes are principal-at-risk, S&P 500® linked structured notes issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc. They have an aggregate face amount of $5,903,000, a stated maturity date of July 28, 2027, and rely on the arithmetic average of ten averaging dates in July 2027 to determine payoff.
Holders receive no interest. If the final index average exceeds the initial level (7,358.22 set on June 24, 2026), payment equals $1,000 plus 150% participation in the index return capped at a $1,131 maximum settlement amount. If the final level is between 90% and 100% of the initial level, holders receive the $1,000 face amount. If the final level falls below 90% of the initial level, losses are linear below the buffer and holders can lose a substantial portion of principal.
GS Finance Corp. priced S&P 500 Daily Risk Control 5% USD Excess Return Index‑linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes are non‑interest bearing, have an upside participation rate of 175% and a maximum downside settlement amount of $2,000 per $1,000 face amount.
The trade date was June 29, 2026, the original issue date is July 2, 2026, and the determination date is scheduled for June 29, 2029. The estimated value at pricing was approximately $966 per $1,000 face amount. Payments at maturity depend on the Excess Return index performance and are subject to the issuer and guarantor credit risk.
GS Finance Corp. offers Market Linked Securities tied to the S&P 500® Index due July 5, 2028. Each $1,000 face amount security was offered at $1,000 and provides 125% upside participation capped at 21.25% (maximum maturity payment $1,212.50). The securities include a 10% buffer — losses up to 10% of index decline are absorbed, but declines beyond the buffer expose investors 1-to-1 and can result in up to 90% loss of face amount. The pricing date was June 29, 2026, original issue date July 2, 2026, and calculation day is June 29, 2028. The estimated value at pricing was approximately $969 per $1,000 face amount and payments are subject to issuer and guarantor credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. priced principal-protected indexed notes linked to the S&P 500® Index with a five-year term. For each $1,000 face amount, the cash payment at maturity depends on the final index level versus the initial level: full face amount if decline is within a 10% buffer; upside participation of 125% up to a $1,565 cap if the index rises; and proportional losses beyond the buffer if the index falls more than 10%. The notes pay no interest and are senior unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc. The original issue price equals 100% of face amount with a 4.1% underwriting discount.
Terms include Trade Date June 29, 2026, Determination Date June 30, 2031 (subject to adjustment) and Stated Maturity July 3, 2031. These notes are part of the Medium-Term Notes, Series F program and are described in this pricing supplement and referenced prospectus materials.
The pricing supplement describes $1,000 face‑amount Autocallable Goldman Sachs Momentum Builder® Focus ER Index‑Linked Notes due July 11, 2031, issued by GS Finance Corp.The Goldman Sachs Group, Inc. The notes pay no interest, are automatically called if the index closes at or above 101% of the initial level on an observation date, participate 100% in upside through an upside participation rate, and, if not called, repay at maturity an amount tied to the index return (floor at 100% of face amount). The index applies daily rebalancing, a 5% realized volatility control, momentum risk control and a 0.65% per annum deduction. GS&Co.'s estimated trade‑date value is $885–$925 per $1,000 (less than issue). Key dates: trade date July 8, 2026, original issue date July 13, 2026, determination date July 8, 2031.
GS Finance Corp. offers autocallable contingent coupon equity-linked notes due August 13, 2027 guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of Eli Lilly and Company (Bloomberg: LLY UN) and pay a contingent monthly coupon of $10.292 per $1,000 face amount when the underlier meets the 67% coupon trigger on observation dates. If not called, principal at maturity depends on the final underlier level relative to a 67% trigger buffer: at or above the buffer you receive $1,000; below it you receive $1,000 plus $1,000×(underlier return), which can result in a total loss of principal.
The notes may be automatically called on call observation dates if the underlier closes at or above the initial underlier level; trade date is July 10, 2026 and original issue date is July 15, 2026. The notes are unsecured senior debt of GS Finance Corp., guaranteed by Goldman Sachs, carry issuer and guarantor credit risk, and are not bank deposits or FDIC insured.