GOLDMAN SACHS GROUP (GS) SEC Filings, Aug 20, 2026

GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.

GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering autocallable contingent coupon notes linked to the S&P 500 Index, VanEck Gold Miners ETF and iShares Silver Trust, with an aggregate face amount of $1,600,000. The notes mature on February 22, 2030 and may be redeemed by the issuer at 100% of face amount plus any due coupon on quarterly coupon payment dates from February 2027 through November 2029.

Investors may receive a $37 coupon per $1,000 (3.7% quarterly, up to 14.8% per annum) only if on the observation date the closing level of each underlier is at least 50% of its initial level

The notes are unsecured obligations of GS Finance Corp., guaranteed by Goldman Sachs Group, Inc., and carry the issuers’ credit risk. The estimated value at pricing is approximately $968 per $1,000, below the issue price, reflecting structuring costs and dealer margin, and secondary market values will depend on models, market conditions, and an initial additional amount that amortizes to zero by February 22, 2027.

Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering $1,685,000 aggregate face amount of ETF‑Linked Notes due August 21, 2031, linked to the State Street Financial Select Sector SPDR ETF (XLF) and the State Street Health Care Select Sector SPDR ETF (XLV) and fully guaranteed by Goldman Sachs Group Inc.

The notes pay no interest. At maturity, for each $1,000, investors receive: (i) $1,000 plus 175.5% of the lesser ETF’s positive return if both ETFs finish at or above their initial levels ($57.84 for XLF, $169.73 for XLV); (ii) $1,000 if any ETF is down but both remain at or above 70% of initial (30% downside buffer); or (iii) $1,000 plus the lesser ETF return if any ETF finishes below 70% of initial, which can reduce repayment to near zero. The estimated value on the trade date is about $939 per $1,000, reflecting a 3% underwriting discount plus up to 0.7% structuring fee and other costs.

GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp, is issuing market-linked notes due February 23, 2029, linked to the S&P 500® Index, VanEck Gold Miners ETF and iShares® Silver Trust. Aggregate face amount is $8,688,000, in $1,000 denominations, with GS guaranteeing payment.

The notes pay a contingent coupon of $32.5 per $1,000 (3.25% quarterly, up to 13% per year) only if on each observation date all three underliers are at or above 50% of their initial levels (7,691.76 for the S&P 500, $88.95 for GDX, $57.44 for SLV). Otherwise, the coupon is zero and some or all coupons over the life of the note may never be paid. At maturity, if no early redemption occurs and any underlier has fallen more than 50% from its initial level, repayment of principal is reduced one-for-one with the decline of the worst performer, down to a possible total loss; if all are above the 50% barrier, principal is repaid in full plus the final coupon. GS may redeem the notes at par plus any due coupon on quarterly dates from February 2027 to November 2028. The estimated value at pricing is $954 per $1,000 face, below the 100% issue price.

Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering Trigger Autocallable Notes linked to an equally weighted basket of 32 large-cap technology and related stocks. The notes are unsecured obligations of GS Finance Corp. and are fully guaranteed by Goldman Sachs Group Inc.

The basket has an initial level of 100, an autocall barrier at 100% of the initial level and a downside threshold at 75% of the initial level. Notes are issued in $10 denominations (minimum purchase $1,000), with expected trade date August 21, 2026 and maturity August 26, 2031, subject to quarterly automatic call observations starting after 12 months. If on any call observation date the basket is at or above the autocall barrier, investors receive $10 plus a call return based on an annual rate of 13.90%–14.35%, and the notes terminate.

If not called, and the final basket level on August 21, 2031 is at or above the downside threshold, investors receive the $10 face amount; if it is below 75%, repayment is reduced one-for-one with the basket loss, down to zero. There are no periodic coupons or dividends. The original issue price is 100% of face, with a 2.50% underwriting discount and 97.50% net proceeds to the issuer. The estimated value at pricing is $8.85–$9.25 per $10, and payments are subject to the credit risk of GS Finance Corp. and Goldman Sachs Group Inc.

GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.

Goldman Sachs Group, Inc. (GS), via GS Finance Corp., is offering $300,000 aggregate face amount of Medium-Term Notes, Series F, that are auto-callable and linked to the Nasdaq-100 Index® and the S&P 500® Index. The notes pay no interest and are fully and unconditionally guaranteed by Goldman Sachs Group, Inc.

The notes are automatically called on August 18, 2027 if each index’s closing level is at or above its initial level, paying $1,097.50 per $1,000 of face amount on August 23, 2027. If not called, at maturity on August 23, 2034 investors receive at least the $1,000 face amount, and potentially upside based on 100% of the return of the lesser performing index, but only if both final index levels exceed their initial levels.

The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and Goldman Sachs Group, Inc., may have limited or no secondary market, and their estimated value at pricing is less than the 100% original issue price. For U.S. tax purposes they are treated as contingent payment debt instruments, requiring accrual of ordinary income based on a 5.52% comparable yield and a projected $1,556.10 payment at maturity per $1,000.

Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering auto-callable, no-coupon notes maturing on an expected stated maturity date of September 5, 2031, linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The trade date is expected to be August 31, 2026 and the original issue date September 3, 2026.

The notes may be automatically called from August 31, 2027 onward if the index closing level is at least 90% of its initial level, paying per $1,000 face amount: $1,000 plus $1,000 times the applicable call premium (starting at 17.5008% and rising on later call dates). If never called and the final index level is at least 50% of the initial level, investors receive a capped maximum settlement amount of $1,875.04 per $1,000; below 50%, repayment falls in proportion to the index and can be zero, so principal may be fully lost.

The index is highly engineered: it targets 40% volatility with leverage up to 500%, caps daily leverage changes at 100%, may be significantly uninvested, and applies a daily 6.0% per annum decrement, which consistently drags performance versus a similar index without a decrement. The estimated value at pricing is expected between $885 and $925 per $1,000, below the 100% issue price, and payments are subject to the credit risk of GS Finance Corp. as issuer and The Goldman Sachs Group, Inc. as guarantor.

Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering unsecured Trigger Autocallable GEARS linked to an equally weighted basket of 34 large-cap tech and related stocks. The notes pay no coupons and are guaranteed by Goldman Sachs Group Inc.

The initial basket level is 100. On the September 3, 2027 call observation date, if the basket closes at or above the autocall barrier of 100% of the initial level, the notes are automatically redeemed at $10 plus an 18.00% call return per $10 face amount, ending the trade early.

If not called, the notes mature on August 30, 2029. At maturity, investors get geared upside of 1.30–1.50× the basket gain if the basket finishes above 100. Principal is repaid at 100% only if the final basket level is between 75% and 100%. Below the 75% downside threshold, losses are 1:1 with the basket and investors can lose their entire investment. The estimated value at pricing is $8.80–$9.10 per $10, versus a 100% issue price.