Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. priced market-linked notes backed by Goldman Sachs that pay contingent monthly coupons and return principal at maturity only if conditions tied to two ETFs are met. The notes reference the Global X Uranium ETF and Global X Copper Miners ETF, mature May 21, 2029, and may be redeemed early by the issuer on monthly coupon dates.
Coupons of $14 per $1,000 are paid on a coupon date only if each ETF’s closing level on the related observation date is at least 60% of its initial level. At maturity the cash payment depends on the lesser-performing ETF and may result in significant principal loss, including losing most or all of principal if that ETF falls below 50% of its initial level.
The Pricing Supplement dated May 15, 2026 describes an offering of Auto-Callable Dual Directional Trigger PLUS notes issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., with an aggregate principal amount of $4,488,000. Each security has a stated principal amount of $1,000 and may be automatically called on the call observation date for a fixed call payment of $1,225.00 per $1,000 if the basket closing value is greater than or equal to the initial basket value. If not called, maturity payoff depends on the final basket value: a leveraged upside (leverage factor 125.00%) for positive basket performance, an absolute (positive) return for moderate declines down to the 80.00% downside threshold, or a pro rata loss if the final basket value is below the downside threshold. The pricing date was May 15, 2026, original issue date May 20, 2026, call observation date May 24, 2027, and stated maturity date June 5, 2028. The estimated value at pricing was approximately $922 per $1,000 principal amount; the original issue price is 100.00% of principal.
GS Finance Corp. offers callable notes linked to AppLovin Corporation Class A common stock (the "index stock"). Each note has a $1,000 face amount and a $65.00 quarterly coupon payable if the index stock closes at or above 50% of the initial index stock price on an observation date. The notes mature on the stated maturity date (expected to be June 1, 2029) unless automatically called on observation dates starting in August 2026. At maturity, if the final index stock price is below 50% of the initial index stock price, the cash settlement amount is reduced pro rata by the index stock return and could be less than 50% of face amount. The estimated value on the trade date is expected to be between $925 and $955 per $1,000 face amount. The original issue price is 100% with an underwriting discount of 2% and net proceeds to the issuer of 98% of face amount.
GS Finance Corp. offers principal-linked, autocallable notes guaranteed by The Goldman Sachs Group, Inc. The notes are linked to an equally weighted basket of six stocks with an initial basket level of 100, an upside participation rate of 125% and a buffer of 15% (buffer level 85%).
The notes are expected to have a trade date of May 22, 2026, an original issue date of May 28, 2026, an expected call observation date of June 4, 2027 (auto-call triggers a minimum cash payment of $1,203.30 per $1,000 face amount) and an expected stated maturity date of May 25, 2028. The estimated model value at pricing is between $900 and $930 per $1,000 face amount.
GS Finance Corp. offers Autocallable EURO STOXX 50® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The pricing supplement describes notes with a 125% upside participation rate, a 15% buffer (buffer level = 85% of the initial underlier) and an automatic call that would pay $1,150 per $1,000 face amount on the call payment date if the underlier is at or above its initial level on the call observation date.
Key dates in the excerpt include a trade date of May 22, 2026, original issue date of May 28, 2026, determination date of May 22, 2028 and stated maturity of May 25, 2028. The notes pay no interest, are cash-settled, and are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering callable Contingent Coupon Index-Linked Notes due April 28, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $10.834 per $1,000 (1.0834% monthly, potential ~13.00% per annum) only if each underlier closes at or above its coupon trigger level (70% of its initial level) on the related observation date. If not redeemed early, the cash settlement at maturity is tied to the performance of the lesser performing underlier (Nasdaq-100, Russell 2000, S&P 500); principal can be fully lost if that underlier falls below its trigger buffer level (70%). The issuer may redeem the notes on any coupon payment date beginning in August 2026; pricing and some fees will be set on the trade date.
GS Finance Corp. is offering callable Contingent Coupon Index-Linked Notes due 2029, fully guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and will pay a contingent monthly coupon of $8.584 per $1,000 (0.8584% monthly, potential for approximately 10.3% per annum) only if each underlier meets its coupon trigger (80% of its initial level) on the applicable coupon observation date. The cash settlement at maturity for each $1,000 face amount depends on the performance of the lesser performing underlier on the determination date (May 30, 2029), with a trigger buffer at 60% of initial levels; subject to the company’s redemption right to redeem on coupon payment dates commencing in December 2027 through May 2029.
GS Finance Corp. is offering callable contingent coupon index-linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and may pay a contingent monthly coupon of $10 per $1,000 (1% monthly) when each underlier meets a 70% coupon trigger on observation dates. If any underlier falls below a 60% trigger buffer at maturity, the cash settlement is based on the lesser performing underlier return and investors could lose up to their entire principal. The issuer may redeem the notes on coupon payment dates beginning August 2026.
The Goldman Sachs Group, Inc. is offering Callable Zero Coupon Notes due 2056 with an expected trade date of May 27, 2026 and original issue date expected to be May 29, 2026. The notes mature on May 29, 2056 and are zero‑coupon original‑issue discount securities with an indicated yield to maturity of 6.65% per annum.
The issuer may redeem the notes in whole, but not in part, on specified early redemption dates (beginning May 29, 2036) at predetermined early redemption amounts expressed as percentages of $1,000 principal (for example, 27.593% = $275.93 on May 29, 2036; 93.768% = $937.68 on May 29, 2055). The notes are unsecured obligations and payments are subject to Goldman Sachs’ credit risk. U.S. tax treatment: the notes are expected to be issued with original issue discount and holders must include OID in income under a constant yield method.
GS Finance Corp. is offering structured, non-interest-bearing callable notes linked to the common stock of ServiceNow, Inc. and Snowflake Inc. The notes have an expected trade date of May 28, 2026, an expected original issue date of June 2, 2026, an expected call observation date of May 28, 2027 with a capped cash call payment of $1,820 per $1,000 face amount if both index stocks close at or above their initial prices, and an expected stated maturity of June 1, 2029.
The payout at maturity (if not called) is driven solely by the performance of the lesser performing index stock. Upside participation is 200% when both final prices exceed initial prices; a symmetric positive payment equals the absolute decline if both final prices stay at or above 60% of initial prices; and amounts can fall below 60% of face amount if the lesser performing stock declines more than 40%. The prospectus notes an estimated model value on the trade date of $925–$955 per $1,000 face amount and emphasizes issuer and guarantor credit risk, limited anti-dilution protections, potential illiquidity, and conflicts arising from Goldman Sachs’ hedging and market-making activities.