Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering $Buffered Digital S&P 500® Index‑linked notes due March 25, 2027, fully guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and link payout to the S&P 500 performance measured from an initial underlier level of 6,740.02 (set March 6, 2026) to the determination date of March 22, 2027.
Holders receive a capped cash settlement of $1,096 per $1,000 face amount if the final underlier level is at or above the buffer level (90% of the initial level). If the final level is below the buffer, investors suffer downside: roughly 1.1111% loss of face amount per 1% decline below the buffer, and could lose the entire investment. The offering price is 100% of face amount, underwriting discount is 1%, and net proceeds to the issuer are 99% of face amount.
GS Finance Corp. is offering autocallable S&P 500® index-linked notes that may be automatically redeemed on the call observation date for $1,111.5 per $1,000 face amount if the S&P 500 closing level on that date is at or above the initial level of 6,740.02. The call observation date is expected to be March 15, 2027 with a call payment of March 18, 2027.
If not called, maturity is expected on September 10, 2027 (determination date expected September 7, 2027) and payouts depend on index performance measured from March 6, 2026. Key terms: 125% upside participation, cap level 112% (maximum settlement $1,150), trigger buffer 70%. Estimated value at terms set: $925–$955 per $1,000 face amount. Payments are unsecured and subject to the credit risk of GS Finance Corp. and guarantor The Goldman Sachs Group, Inc..
GS Finance Corp. is offering structured, callable notes linked to the State Street SPDR S&P Bank ETF (KBE) and the VanEck Semiconductor ETF (SMH). The notes are expected to trade on March 17, 2026, with an original issue date expected on March 20, 2026 and a stated maturity expected on December 26, 2028, subject to automatic redemption.
Each $1,000 face amount may pay a monthly coupon of $8.959 (0.8959% monthly, ~10.75% annually) only if the closing level of each ETF on a coupon observation date is at least 75% of its initial level. The notes will be automatically called on a call payment date if, on any call observation date (beginning September 2026), each ETF is at least 95% of its initial level. At maturity, if not called, repayment is based on the lesser performing ETF: if that ETF is at or above 75% of its initial level you receive $1,000; below that level you incur a proportional loss determined by the lesser performing ETF return plus the 25% buffer.
The estimated value on the trade date is between $925 and $955 per $1,000 face amount; payment obligations remain subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. priced a one-year structured note program linked to the common stock of CDW Corporation with an aggregate original face amount of $8,000,000 and an original issue date of March 10, 2026.
The notes pay a fixed monthly coupon of 0.7625% (up to 9.15% per annum) and mature on March 10, 2027. Principal at maturity depends on CDW’s closing price from an initial index stock price of $125.3607 set on March 3, 2026 to the determination date of March 5, 2027. Investors receive:
- upside participation at 100% capped at a maximum settlement amount of $1,050 per $1,000 face amount (cap = 105% of initial price);
- a full return of face amount if the final price declines by no more than 20% (buffer);
- a downside exposure where losses exceed the buffer, magnified by a buffer rate of 125%, potentially resulting in loss of principal.
The pricing supplement states an estimated model value of approximately $980 per $1,000 face amount on the trade date and discloses issuer and guarantor credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc..
GS Finance Corp. issues principal‑protected‑style indexed notes totaling $1,500,000 maturing March 8, 2029. The cash payoff per $1,000 face amount depends on the performance of an equally weighted basket of five indices measured from the trade date March 5, 2026 to the determination date March 5, 2029.
If the final basket level exceeds the initial level (initial = 100), you receive $1,000 plus participation at a 100% upside rate of the basket return. If the final basket level falls up to 20%, you receive the face amount. If it falls more than 20%, the payment is reduced by the amount the basket is below the buffer, causing potentially large principal loss. The issuer and guarantor credit risk applies.
GS Finance Corp. offers structured, S&P 500®-linked medium-term notes due February 14, 2031, guaranteed by The Goldman Sachs Group, Inc. The offering totals $19,224,000 in aggregate face amount with individual face amounts of $1,000.
Payment at maturity depends on the S&P 500 closing level from the trade date to the determination date. Notes pay no interest, provide 125% upside participation capped at a $1,803.632 maximum settlement per $1,000, and protect principal only if the final underlier level is no more than 30% below the initial level (trigger buffer 70%). Original issue price is 100% with an underwriting discount of 0.85%.
GS Finance Corp. offers principal-protected contingent‑coupon notes linked to two ETFs with a stated maturity of December 12, 2028. The offering has an aggregate face amount of $2,854,000 on the original issue date. Coupons of $8.542 per $1,000 (0.8542% monthly / ~10.25% p.a.) are payable on a coupon payment date only if the closing level of each underlier is at or above 75% of its initial level on the associated observation date. Notes will be automatically called on a call payment date if, on any call observation date commencing September 2026, each ETF is at least 95% of its initial level; called notes pay the face amount plus the coupon. At maturity, if not called, the cash settlement depends on the lesser performing ETF relative to buffer and coupon trigger levels (buffer 80%, coupon trigger 75%); losses occur if the lesser performing ETF declines below the buffer. The estimated value at pricing is approximately $943 per $1,000 face amount; original issue price is 100% (underwriting discount 3.25%).
The Goldman Sachs Group, Inc. is offering fixed rate senior notes due March 24, 2031. The notes carry an interest rate of 4.40% per annum, payable each March 24 and September 24 commencing September 24, 2026. Trade date is March 20, 2026 and original issue date is March 24, 2026. Notes will be issued in $1,000 denominations, will not be listed, and will be issued in book-entry form through DTC. The pricing supplement states the original issue price will vary between % and 100% for certain investors and that interest accrues using the 30/360 (ISDA) day count convention.
GS Finance Corp. is offering autocallable contingent coupon index-linked notes due March 9, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent quarterly coupon of 3.0375% per quarter (up to 12.15% per annum) if each underlier is at or above a coupon trigger of 70% of its initial level on an observation date. The notes reference the Nasdaq-100, Russell 2000 and S&P 500 indices; initial underlier levels are set as of March 6, 2026. Notes will be automatically called if, on any call observation date, every underlier is at or above its initial level; if not called, the maturity cash amount depends on the lesser performing underlier and may be as low as 0% of principal. The prospectus warns that investors could lose their entire investment if the final lesser performing underlier is below the trigger buffer of 60%.
GS Finance Corp. is offering leveraged, buffered notes linked to the iShares Expanded Tech-Software Sector ETF, guaranteed by The Goldman Sachs Group, Inc. The notes provide 150% upside participation up to a cap level (expected ~117.13%–120.09%), a 10% downside buffer and a buffer rate of approximately 111.11%. For each $1,000 face amount, the maximum settlement amount is expected to be between $1,256.95 and $1,301.35, and the estimated value on the trade date is expected to be between $955 and $985 per $1,000 face amount. The notes pay no interest, are cash‑settled at maturity based on the ETF closing level on the determination date (expected ~13–15 months after trade date), and expose holders to the credit risk of GS Finance Corp. and its guarantor.