GOLDMAN SACHS GROUP INC (GS) SEC Filings, Jun 3, 2026

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering Contingent Income Auto-Callable Securities linked to Alphabet Inc. Class A common stock with a stated principal of $1,000 per security and an expected maturity of June 8, 2029. The securities pay contingent quarterly coupons (set at a minimum of $27.75 per coupon observation accumulation formula) only when the underlying closing price on coupon observation dates is at or above a downside threshold equal to 70.00% of the initial share price. The securities will be automatically called if the underlying closing price on any call observation date is greater than or equal to the initial share price; otherwise the payment at maturity equals $1,000 if the final share price is at or above the downside threshold or $1,000 multiplied by the share performance factor (final/initial) if below the threshold. Estimated secondary-market indicative value at issuance is in the range $915 to $975 per security; the original issue price includes a 2.25% underwriting discount and a selling concession of $22.50 per security.

GS Finance Corp. offers autocallable index-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and include an automatic call feature that, if triggered on the call observation date, would pay $1,175 per $1,000 on the call payment date. If not called, maturity payoff is cash-settled based on the lesser performing underlier (Dow Jones Industrial Average, Nasdaq-100, Russell 2000) and uses an upside participation rate of 250% with a trigger buffer level of 70% of each initial underlier level. Key dates include a trade date of June 23, 2026, original issue date of June 26, 2026, determination date of June 25, 2029, and stated maturity of July 2, 2029. The prospectus warns investors they could lose their entire investment if the lesser performing underlier falls below its trigger buffer.

GS Finance Corp. offers leveraged, callable S&P 500® Futures Excess Return Index-linked notes due June 30, 2032, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 note returns 1.35× the index return if the final underlier level exceeds the initial level; otherwise you receive the face amount. The issuer may redeem the notes on monthly call payment dates beginning June 30, 2027 at 100% plus a specified call premium. The estimated value on the trade date is between $885 and $935 per $1,000 face amount; the notes do not bear interest and are subject to issuer and guarantor credit risk. The initial underlier level, issue price, call premium amounts and certain fees will be set on the trade date.

GS Finance Corp. is offering leveraged buffered Russell 2000® Index‑linked notes due July 6, 2028. Each note has a $1,000 face amount and pays no interest. Principal at maturity depends on the Russell 2000 return from the June 30, 2026 trade date to the June 30, 2028 determination date.

Holders receive the face amount if the final index level is down no more than 10% (the buffer). Upside is participation at 200% of index gains but capped at a $1,302.50 maximum settlement amount per $1,000 face. Investors bear credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., limited liquidity, model/valuation discounts versus issue price, and uncertain U.S. federal income tax treatment.

GS Finance Corp. offers non‑interest bearing, equity‑linked medium‑term notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the shares of Alphabet Class C, Meta Platforms Class A and NVIDIA and include an automatic call if each index stock is ≥ 90% of its initial price on the call observation date. If called, each $1,000 face amount will pay at least $1,260 on the call payment date. If not called, the maturity payoff is based on the lesser performing index stock: if that stock finishes above its initial price, investors receive $1,000 plus 125% participation of that lesser performing stock’s gain; if that stock is equal to or below its initial price, investors receive $1,000.

The prospectus discloses an estimated value at pricing of $885–$935 per $1,000 face amount and highlights credit risk of GS Finance Corp. and Goldman Sachs as guarantor, potential illiquidity, capped call payment, limited anti‑dilution protection, and discretionary determinations by GS&Co. as calculation agent.

GS Finance Corp. is offering Leveraged Buffered Basket-Linked Notes due June 6, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return a cash settlement per $1,000 face amount based on an unequally weighted basket (S&P 500 50%, MSCI EAFE 30%, MSCI Emerging Markets 20%).

If the final basket level on the determination date exceeds the initial level, the holder receives $1,000 plus 150% of the basket return, capped at a maximum settlement amount of $1,283.5 per $1,000. If the final basket level declines by up to 15%, the holder receives $1,000. If the decline exceeds 15%, losses apply at a buffer rate of ~117.65%, which can result in significant principal loss. Trade date: June 1, 2026; original issue date: June 4, 2026. Aggregate face amount initially offered: $10,649,000. The estimated value at pricing was approximately $990 per $1,000 face amount.

GS Finance Corp. issues structured notes linked to Zscaler, Inc. ("ZS"). These non‑interest bearing notes (aggregate face amount $500,000) pay a cash settlement at maturity tied to Zscaler's closing stock level from May 29, 2026 to the determination date. If the final underlier level is at or above the trigger buffer level (60% of the initial level), holders receive the maximum settlement amount of $1,423 per $1,000 face. If the final level is below that buffer, investors suffer a loss equal to the underlier return times the face amount and could lose their entire investment. Notes are issued June 4, 2026, mature December 6, 2027, are guaranteed by The Goldman Sachs Group, Inc., and carry an underwriting discount of 1.75%.

GS Finance Corp. is offering autocallable EURO STOXX 50® Index-Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, can be automatically called on July 7, 2027 and, if called, will pay $1,142.50 per $1,000 face amount on the call payment date.

If not called, the payment at maturity depends on the final underlier level on the determination date: holders gain with a 200% upside participation rate if the underlier finishes above the initial level, receive the face amount if the final level is at or above 85% of initial, and suffer losses (illustratively up to 64.000% loss in a 21% final-level scenario) if the final level is below the buffer level. The notes are subject to issuer and guarantor credit risk, limited secondary-market liquidity, tax uncertainty, and structural caps and buffers described in the pricing supplement.

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering callable contingent coupon notes linked to the iShares® Expanded Tech-Software Sector ETF (IGV). Each $1,000 note may pay a quarterly coupon of $32.50 (3.25% quarterly; up to 13% per annum) if the ETF closing level on an observation date is at or above 70% of the initial level of $104.73. The notes mature on June 5, 2031 unless earlier redeemed at 100% plus any then-due coupon (issuer option exercisable on quarterly payment dates beginning June 2027). At maturity, principal repayment depends on the ETF return versus specified buffers: full face amount if final level ≥70% of initial, face amount without final coupon if final level ≥60% but <70%, or a proportional loss if final level <60% (resulting in potentially losing the majority or all of principal). The estimated value at pricing is stated as $885–$925 per $1,000 face amount.