Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering callable, principal‑at‑risk notes linked to the common stocks of Micron, Intel, Marvell and AMD. The notes have a trade date expected to be May 22, 2026, an original issue date expected to be May 28, 2026 and a stated maturity expected to be May 30, 2029.
Coupons are monthly and payable only if each index stock’s closing price on a coupon observation date is at least 50% of its initial price; the coupon formula uses $24.167 per $1,000 face amount (2.4167% monthly, ~29% annualized) applied cumulatively. Notes are automatically called if, on any call observation date, each index stock’s closing price is greater than or equal to its initial price. At maturity, if a ‘‘trigger event’’ (all final prices below initial prices) occurs, payment is based on the lesser performing index stock and can be significantly below principal; examples show potential losses up to 75%. The notes are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc., and their market value and payments depend on issuer/guarantor credit and calculation‑agent determinations.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering contingent quarterly coupon, callable medium-term notes linked to the common stock of Sunrun Inc. The offering comprises an aggregate face amount of $500,000, original issue price of 100% of face and an underwriting discount of 0.25%. Coupons are contingent quarterly amounts (each coupon period accrues $74.5 times elapsed observation dates less prior coupons) and are paid only if the underlier closes at or above a 50% coupon trigger level. The notes are automatically called if the underlier closes at or above the initial level ($14.46) on any call observation date. If not called, maturity payoff is cash per $1,000 face: $1,000 if final underlier ≥ trigger buffer (50% of initial), otherwise $1,000 × underlier return, exposing investors to full principal loss if the final underlier is sufficiently low. Trade date is May 14, 2026, original issue date May 19, 2026, and stated maturity August 18, 2027.
GS Finance Corp. is offering $2,346,000 aggregate face amount of medium-term notes linked to the S&P 500® Index. The notes do not pay interest and will pay at maturity either the $1,000 face amount (if the final underlier level is equal to or below the initial level) or $1,000 plus the underlier return subject to a $1,217 maximum settlement amount per $1,000 face amount. The notes have a trade date of May 14, 2026, original issue date of May 19, 2026, a stated maturity date of May 17, 2029, and are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. offers non‑interest bearing notes linked to the common stock of Intuit Inc. The notes have a $1,000 face amount per note and measure performance from the expected trade date of May 27, 2026 to the expected determination date of November 29, 2027, with an expected stated maturity of December 2, 2027. If the final index stock price is ≥50% of the initial index stock price, holders receive a capped threshold settlement amount of $1,240 per $1,000 face amount; if the final index stock price is <50% of the initial price, payment declines pro rata and could result in a total loss of principal. The estimated value on the trade date is expected to be between $925 and $965 per $1,000 face amount. Payments depend on GS Finance Corp.'s and The Goldman Sachs Group, Inc.'s creditworthiness and on determinations by Goldman Sachs & Co. LLC as calculation agent.
GS Finance Corp. is offering leveraged equity-linked notes due May 23, 2031, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays no interest. The cash payment at maturity depends on the performance of ServiceNow, Inc. stock from the trade date to the determination date and can be capped at $4,844.50 per $1,000 face amount. If the final underlier level is at or above 60% of the initial level but below the cap, investors receive at least the face amount; below the 60% trigger buffer they incur losses proportional to the underlier decline (down to 0%). Terms (including the initial underlier level and issue price) are set on the trade date of May 20, 2026.
GS Finance Corp. is offering structured notes linked to the common stock of Devon Energy Corporation with an initial index stock price of $47.24 and a stated maturity of May 18, 2028. Coupons of $32.50 per $1,000 (3.25% quarterly, up to 13% per annum) are payable only on coupon payment dates when the index stock closing price on the related observation date is at least 65% of $47.24. The notes are automatically called if the closing price on any call observation date is at or above the initial price, in which case holders receive the face amount plus any coupon due. If the final index stock price at determination is below 65% of the initial price, maturity payment is reduced pro rata by the index stock return; the offering discloses an estimated value of approximately $973 per $1,000 face amount and aggregate original face amount of $695,000. Payments depend on the issuer's and guarantor's creditworthiness; GS&Co. is the calculation agent with sole discretion over key determinations.
GS Finance Corp. offers callable Dow Jones Industrial Average®-linked notes due May 19, 2031, guaranteed by The Goldman Sachs Group, Inc. The issue has an original issue price of 100% of face amount with an aggregate face amount of $3,358,000 on the original issue date and an underwriting discount of 2.5%. The notes do not bear interest and will pay at maturity either the face amount or, if the final index level exceeds the initial level of 50,063.46, an amount equal to $1,000 plus $1,000 times the index return (100% participation).
The issuer may redeem the notes in whole (but not in part) on quarterly call payment dates beginning May 19, 2027 through February 20, 2031 for $1,000 plus a specified call premium (ranging from 10.25% to 48.6875% depending on date). The estimated value on the trade date is approximately $969 per $1,000 face amount, reflecting fees and model assumptions; holders remain subject to GS Finance Corp. and Goldman Sachs credit risk and U.S. federal tax treatment as contingent payment debt instruments.
GS Finance Corp. priced contingent monthly coupon medium-term notes linked to NVIDIA common stock ("NVDA"). The notes have a $1,000 face amount each and an aggregate face amount of $484,000. They pay a contingent monthly coupon of $11.834 per $1,000 (1.1834% monthly, up to ~14.20% per annum) when the underlier closes at or above 60% of the initial level on observation dates. The notes are subject to an automatic call if the underlier closes at or above the initial level on any call observation date, in which case holders receive $1,000 plus any coupon then due. At maturity, if not called, cash settlement per $1,000 depends on the final underlier level; amounts can range from 0% to 100% of face amount, so investors could lose their entire investment if the final underlier level falls below the 60% trigger buffer. The notes are senior unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., have an original issue price of 100%, underwriting discount of 2.225%, and stated maturity of April 24, 2028.
GS Finance Corp. is offering capped, S&P 500®-linked medium-term notes (aggregate face amount $1,646,000) that pay no periodic interest. The notes reference the S&P 500 Index from trade date May 14, 2026 to determination date May 14, 2031 and mature on May 19, 2031. At maturity each $1,000 face amount will pay either the face amount or, if the S&P 500 final level exceeds the initial level, $1,000 plus the underlier return capped at a maximum settlement amount of $1,455 per $1,000 face. The notes are unsecured senior obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and do not bear interest.
GS Finance Corp. offers structured, autocallable notes linked to NVDA, TSM (ADS) and MU with The Goldman Sachs Group, Inc. as guarantor. The notes pay conditional monthly coupons and may be automatically called on observation dates commencing in May 2027. The notes mature on May 30, 2029 unless earlier called.
Each $1,000 face amount pays a coupon only if all three index stocks meet a 50% trigger threshold on observation dates; a trigger event at maturity (all three below initial prices) causes principal repayment to be based on the lesser performing index stock, which could result in a substantial loss. The estimated value at pricing is $925–$955 per $1,000 face amount.