Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering structured notes linked to the common stock of Advanced Micro Devices, Inc., the Class C common stock of Dell Technologies Inc. and the common stock of Intel Corporation. The notes have a face amount of $1,000 per note, an expected trade date of May 22, 2026, an original issue date expected to be June 1, 2026, and a stated maturity expected to be May 30, 2029.
Monthly coupons are determined by a formula that uses a fixed factor of $19.584 (1.9584% monthly, ~23.5% annualized) and are payable only if each index stock meets a coupon trigger price equal to 50% of its initial price. The notes are subject to automatic call on observation dates commencing in May 2027 if each index stock’s closing price is at least its initial price; called notes pay principal plus any coupon then due. At maturity, if a trigger event occurs (all final prices below initial prices), payoff is tied to the lesser performing index stock and may be significantly less than principal. The estimated value at pricing is $925–$955 per $1,000 face amount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering $3,183,000 of buffered, capped S&P 500®-linked notes. The notes pay no interest and mature in May 2028, with payoff tied to the S&P 500® performance from the trade date to the determination date. If the final index level exceeds the initial level, holders receive the underlier return capped at a $1,204.50 maximum settlement per $1,000 face amount. If the final level is between the initial level and the 80% buffer level, holders receive the face amount. If the final level is below the buffer, losses occur on a 1:1 basis below the buffer, exposing holders to substantial principal loss. Terms are subject to adjustments described in the general terms supplement.
GS Finance Corp. offers principal-linked, autocallable notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the S&P 500® Index and the EURO STOXX 50® Index, have an aggregate face amount of $980,000, an original issue price of 100% of face, and do not bear interest. The notes may be automatically called on specified quarterly observation dates if each underliers closing level is at or above its initial level, producing a cash payment equal to $1,000 plus a stated call premium. If not called, the cash settlement at maturity depends solely on the lesser performing underlier versus its initial level, is capped by a 53.75% maturity premium, and can result in a total loss if the lesser performing underlier falls below its trigger buffer level (70%). Trade date is May 14, 2026, original issue date May 19, 2026, and stated maturity May 19, 2031. Credit risk is that of GS Finance Corp. and The Goldman Sachs Group, Inc.
Goldman Sachs Group Inc.’s Chief Financial Officer Denis P. Coleman reported open-market sales of common stock. On May 14, 2026, he sold a total of 6,857 shares of Goldman Sachs common stock in several transactions, each coded as an open-market sale.
Reported sale prices ranged from about $971.76 to $975.53 per share, with weighted average prices around $972–$975 as detailed in the footnotes. After these sales, individual transaction lines show remaining direct holdings such as 31,070 and 35,418 shares.
The filing also lists 4,232 shares held indirectly through trusts whose sole beneficiaries are immediate family members of Coleman, and for which he disclaims beneficial ownership.
GS Finance Corp. priced contingent quarterly coupon notes linked to Palantir Technologies Inc. common stock. The offering has an $1,800,000 aggregate face amount and an original issue price 100% of face. Coupons of $50.25 per $1,000 (a 5.025% quarterly rate, 20.10% annualized) are payable only if the underlier at each coupon observation date is at or above a 60% coupon trigger level. The notes are subject to an automatic call if the underlier closes at or above the initial level ($133.73) on any call observation date, in which case each $1,000 face is redeemed at par. At maturity, if not called, principal is paid in cash: either $1,000 if the final underlier level is at or above the 60% trigger buffer level, or $1,000 + ($1,000 × underlier return) (which can result in a total loss of principal). The notes mature on May 19, 2027 and are fully guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. offers structured medium-term notes (guaranteed by The Goldman Sachs Group, Inc.) linked to the Goldman Sachs Momentum Builder® Focus ER Index with an aggregate face amount of $24,496,000. The notes pay no periodic interest and can be automatically called on specified annual call observation dates if the index closes at or above increasing call levels; each $1,000 face amount called pays $1,000 plus a call premium (ranging from 12.00% in 2027 up to 72.00% in 2032 on the schedule shown). If not called, maturity payoff per $1,000 depends on index performance: for a positive index return you receive $1,000 plus the upside participation rate of 100% times the index return; if the final index level is equal to or less than the initial index level, you receive the face amount.
The notes have an original issue price equal to face amount with an underwriting discount of 4.625%, net proceeds to issuer of 95.375%, and an estimated value on the trade date of $900 per $1,000 face amount (additional amount $55.201 declining to zero on August 13, 2026). The index applies a 0.65% per annum deduction and may allocate materially to hypothetical cash positions; the notes are subject to issuer and guarantor credit risk.
GS Finance Corp. offers structured, auto-callable notes linked to the common stock of Qualcomm Inc., Marvell Technology, Inc., and Moderna, Inc., with a stated maturity expected to be May 30, 2029 and an expected trade date of May 22, 2026.
Each $1,000 face-amount note may pay monthly coupons only if all three index stocks meet 50%-of-initial-price triggers on coupon observation dates; automatic redemption may occur on specified observation dates beginning in May 2027. If a trigger event occurs at maturity, payment depends on the lesser-performing index stock and could be significantly less than principal. The estimated value at pricing is between $925 and $955 per $1,000 face amount.
GS Finance Corp. priced S&P 500®-linked, principal-at-risk notes with an aggregate face amount of $10,416,000. The notes pay no interest and mature on May 19, 2031. At maturity the cash payment per $1,000 face is capped at $1,421 if the final S&P 500 level is >= the buffer level (80%); if below the buffer the investor loses 1% of principal for each 1% decline below the buffer (20% downside cushion).
The notes were issued at 100% of face with a 0.75% underwriting discount (net proceeds 99.25% of face). They are senior obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., exposed to both index performance and the issuer/guarantor credit risk.
GS Finance Corp. is offering $7,222,000 aggregate face amount of Trigger Autocallable Notes linked to the S&P 500® Index, due May 19, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no coupons, have annual autocall observations, a 100.00% autocall barrier, a 75.00% downside threshold and an increasing call return beginning at 8.10% per annum. If automatically called on a call observation date, investors receive the face amount plus the applicable capped call return; if not called and the final index level is below the downside threshold, principal is contingent and investors may lose some or all of their investment.
GS Finance Corp. is offering structured, cash-settled medium-term notes linked to Spotify Technology S.A. (ticker SPOT UN) with an aggregate face amount of $1,000,000. Each note has a $1,000 face amount, an upside participation rate of 150%, and a buffer at 80% of the initial underlier level. If the notes are automatically called on the call observation date, holders receive $1,293.30 per $1,000 on the call payment date. If not called, final cash at maturity depends on the final underlier level: full principal plus upside for positive returns, return of principal if the final level is at or above the buffer, or a leveraged loss formula if the final level is below the buffer. The initial underlier level is $430.90 (closing level on May 13, 2026). The notes pay no interest, are guaranteed by The Goldman Sachs Group, Inc., and bear the credit risk of the issuer and guarantor.