Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
Goldman Sachs Group Inc. Chief Risk Officer Alex S. Golten reported an equity compensation grant in the form of 2,647 Restricted Stock Units (RSUs) on January 16, 2026. Each RSU represents the right to receive one share of Goldman Sachs common stock for no cash payment.
According to the terms, the common shares underlying these 2025 Year-End RSUs will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to the award agreement conditions. The shares delivered from these RSUs generally cannot be sold or transferred for one year after each delivery, creating a multi-year vesting and post-delivery holding schedule for the officer.
Goldman Sachs Group Inc. granted equity awards to a senior executive. Chief Accounting Officer Sheara J. Fredman received 4,366 Restricted Stock Units (RSUs) on January 16, 2026. Each RSU represents the right to receive one share of Goldman Sachs common stock.
The common shares underlying these 2025 year-end RSUs will be delivered in three approximately equal installments on or about the first, second and third anniversaries of the grant date, subject to the terms and conditions of the award agreement. Shares delivered under these RSUs generally cannot be sold or transferred for one year after each delivery, creating a multi-year vesting and holding schedule that ties compensation to longer-term company performance.
Goldman Sachs Group Inc. Global Treasurer Halio Carey reported a new equity award in the form of restricted stock units. On January 16, 2026, Carey received 2,651 Restricted Stock Units (RSUs), each representing the right to receive one share of Goldman Sachs common stock at an exercise price of $0 per share.
The RSUs are scheduled to be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to the terms and conditions of the award agreement. Shares of common stock delivered under these RSUs generally cannot be sold or transferred for one year following delivery. After this grant, Carey beneficially owns 2,651 derivative securities directly.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering income-bearing notes linked to the VanEck Gold Miners ETF (GDX). The notes pay a monthly coupon of $6.834 per $1,000 face amount (0.6834% monthly, about 8.2% per year) only when the ETF is at least 75% of the initial level of $97.24 on the observation date. Observation dates fall monthly from February 2026 through January 2031.
The notes can be automatically called on any monthly call observation date from January 2027 through December 2030 if the ETF is at or above the initial level, returning $1,000 plus the due coupon. If not called, at maturity in January 2031 investors receive $1,000 plus the final coupon if the ETF is at least 80% of its initial level, between 95% and just under 100% of face value (plus coupon) if it ends between 75% and 80%, and less than 95% with no coupon if it finishes below 75%.
The structure offers limited downside protection via a 20% buffer but caps upside at return of principal plus coupons. The aggregate initial face amount is $1,815,000, with a 3.75% underwriting discount. The estimated value at pricing is approximately $910 per $1,000, and the notes are unsecured and subject to the credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500®-linked buffered notes with an aggregate face amount of $3,750,000. These notes pay no interest and return at maturity depends entirely on the S&P 500® Index performance from the trade date on January 16, 2026 to the determination date on January 18, 2028.
For each $1,000 note, investors receive the face amount plus the full index gain if the index is above its initial level, but the payoff is capped at a maximum settlement amount of $1,155 (115.5% of face). If the index is flat or down by up to the 20% buffer (i.e., stays at or above 80% of its initial level), investors receive back $1,000. If the index falls below the 80% buffer level, principal is exposed 1-for-1 with index losses below that point, so investors can lose a substantial portion of their investment.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. They are not listed on any exchange, may have limited or no secondary market, and the original issue price exceeds the initial estimated value. Tax treatment is uncertain; the issuer intends to treat the notes as prepaid derivative contracts for U.S. federal income tax purposes.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to four stocks: The Charles Schwab Corporation, Wells Fargo & Company, Citigroup Inc. and Advanced Micro Devices, Inc. The notes have an aggregate face amount of $700,000, an original issue price of 100% of face, a 4.125% underwriting discount and net proceeds of 95.875% of face.
The notes pay a conditional monthly coupon of $6.709 per $1,000 (0.6709% monthly, up to about 8.05% per year) only if on each coupon observation date all four stocks are at or above 75% of their initial prices. The notes can be automatically called from January 2027 through December 2032 if on a call observation date each stock is at or above its initial price, in which case holders receive $1,000 per $1,000 plus the coupon. If not called, at maturity on January 25, 2033 holders receive $1,000 per $1,000 plus any final coupon.
The estimated value at pricing is approximately $927 per $1,000, reflecting model-based valuation below issue price. Payments depend on stock performance and are subject to the unsecured credit risk of GS Finance Corp. and the guarantor. The document details complex market disruption, anti-dilution and reorganization adjustment mechanics that can affect coupon payments and call decisions.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes due 2046 under its Medium-Term Notes, Series N program. The notes are expected to pay interest at a fixed rate of 5.40% per annum from the original issue date, expected to be January 30, 2026, to the stated maturity date, expected to be January 22, 2046. Interest is expected to be paid annually on January 30 and at maturity, with the first payment expected on January 30, 2027.
Goldman Sachs may redeem the notes, in whole but not in part, on specified quarterly redemption dates on or after January 30, 2029, at 100% of the outstanding principal amount plus accrued and unpaid interest to, but excluding, the redemption date. The notes are unsecured senior debt obligations of The Goldman Sachs Group, Inc., are not bank deposits, and are not insured by the FDIC or any other governmental agency. The notes will be issued in book-entry form through DTC and may be purchased and traded through underwriters Goldman Sachs & Co. LLC and InspereX LLC, subject to various selling and regulatory restrictions in multiple jurisdictions.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes that pay no interest and mature on January 28, 2031. The notes’ payoff depends on the lesser performance of the S&P 500® Index, the State Street® Consumer Staples Select Sector SPDR® ETF (XLP) and the State Street® Health Care Select Sector SPDR® ETF (XLV) from the expected trade date of January 23, 2026 to the determination date of January 23, 2031.
If all three underliers finish at or above their initial levels, investors receive $1,000 plus 319.25% of the gain of the worst performer. If any underlier falls below its initial level but all stay at or above 60% of initial (the trigger buffer level), investors receive only the $1,000 face amount. If any underlier closes below 60% of its initial level, repayment is reduced one-for-one with the loss of the worst performer, and investors can lose their entire principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value on the trade date is expected to be between $885 and $925 per $1,000 face amount, reflecting underwriting discounts, structuring fees and issuer pricing models, which may be lower than the original issue price and any secondary market price.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes due 2029 that pay interest at 4.125% per annum from the expected original issue date of January 30, 2026 to the expected stated maturity date of January 30, 2029. Interest is expected to be paid once a year on January 30, beginning January 30, 2027.
Goldman Sachs may, at its option, redeem the notes in whole (but not in part) at 100% of principal plus accrued and unpaid interest on quarterly redemption dates (January 30, April 30, July 30 and October 30) starting January 30, 2027, upon at least five business days’ notice. The notes are senior unsecured debt under the Medium-Term Notes, Series N program, are not bank deposits, and are not insured by the FDIC or any government agency.
The Goldman Sachs Group, Inc. is offering medium-term Callable Fixed Rate Notes due 2036 under its Series N program. The notes are expected to be issued on January 30, 2026 and to mature on January 22, 2036. They pay interest at a fixed rate of 4.95% per annum, with payments expected annually on January 30 and at maturity, beginning January 30, 2027.
Goldman Sachs may redeem the notes at its option, in whole but not in part, on quarterly redemption dates (each January 30, April 30, July 30 and October 30) on or after July 30, 2027 at 100% of principal plus accrued interest. The notes are issued only in book-entry form through DTC and are not bank deposits, are not FDIC insured and are unsecured senior debt of Goldman Sachs.
The notes are underwritten by Goldman Sachs & Co. LLC and InspereX LLC, with flexible initial pricing for certain retirement and fee-based advisory accounts. Tax disclosure confirms interest is taxable as ordinary income and that the notes are generally subject to FATCA withholding rules. Distribution is restricted in the EEA, United Kingdom, Hong Kong, Singapore, Japan and Switzerland, and the underwriters may make a secondary market but are not obligated to do so.