Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. offers non‑interest structured notes guaranteed by The Goldman Sachs Group, Inc., linked to an equally weighted basket of seven semiconductor‑sector stocks. The notes have an initial basket level of 100, a threshold level of 85% and a capped maximum settlement of $1,215.3 per $1,000 face amount. The trade date is expected to be May 15, 2026, original issue date expected May 20, 2026, determination date expected May 28, 2027 and stated maturity expected June 3, 2027. If the final basket level is 85% or higher you receive the maximum settlement; if it is below that level losses magnify via a buffer rate of approximately 117.65%, meaning investors may lose up to their entire investment. The estimated value on the trade date is between $900 and $930 per $1,000 face amount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering Buffer Autocallable GEARS linked to an unequally weighted basket of five equity indices (EURO STOXX 50 40.00%; Nikkei 225 25.00%; FTSE 100 17.50%; SMI 10.00%; S&P/ASX 200 7.50%). The notes have an upside gearing of 1.80, a downside threshold of 90.00% (a 10.00% buffer) and an expected call return between 12.00% and 15.50%. Trade date is May 14, 2026, original issue date May 19, 2026, expected call observation May 21, 2027 (payment May 26, 2027) and stated maturity May 17, 2029. If automatically called, holders receive face amount plus the call return; if not called, payoff at maturity depends on final basket level: full face if final basket ≥90% of initial, enhanced payoff if final > initial (multiplied by gearing), and pro rata losses beyond the 10% buffer if final <90%. Payments are unsecured and subject to issuer and guarantor credit risk. The estimated value on the trade date is stated between $9.60 and $9.90 per $10 face amount.
GS Finance Corp. is offering non‑interest medium‑term notes linked to an unequally weighted basket of 10 stocks. The notes use an initial basket level of 100, an upside participation rate of 150%, a buffer level of 90% (buffer rate ~111.11%) and a cap level expected between 127.27% and 131.99%. The maximum settlement amount is expected to be between $1,409.05 and $1,479.85 per $1,000 face amount. If the final basket level is between 90% and 100% of the initial level, investors receive the face amount; below 90% they absorb losses according to the buffer formula; above the cap the cash payoff is capped. The estimated value on the trade date is $945–$975 per $1,000 face amount. Payments at maturity are subject to the credit risk of GS Finance Corp. (issuer) and The Goldman Sachs Group, Inc. (guarantor).
The Goldman Sachs Group, Inc. is offering callable fixed rate notes that pay interest at 5.00% per annum, with an original issue date expected to be May 26, 2026 and a stated maturity expected to be November 26, 2030. Interest is payable semiannually on May 26 and November 26, with the first payment expected on November 26, 2026. The issuer may redeem the notes in whole, not in part, on specified quarterly redemption dates beginning on or after May 26, 2027, at a redemption price equal to 100% of principal plus accrued interest. The notes will be issued in book-entry form through DTC and are governed by the issuer’s Senior Debt Indenture.
GS Finance Corp. offers autocallable S&P 500® Index‑Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, may be automatically called on the call observation date for a fixed 110% call payment per $1,000 face amount, and provide upside participation of at least 200% if held to maturity. If not called, the cash settlement at maturity depends on the final underlier level versus a 90% buffer level; downside exposure can result in substantial loss, including loss of the entire investment. Trade date is May 15, 2026 and original issue date is May 20, 2026. The offering price is 100% of face amount, with an underwriting discount of 1.5% and net proceeds to the issuer of 98.5% of face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-protected structured notes linked to the common stocks of Microsoft, Tesla, Palantir and Oracle. The notes mature on May 29, 2031 (expected) and include monthly coupon payments that pay either a $7.292 maximum or a $0.209 minimum per $1,000 face amount depending on each index stock's performance relative to preset trigger prices. The notes are subject to automatic early redemption if, on a call observation date, each index stock closes at or above 90% of its initial price. The calculation agent (Goldman Sachs & Co. LLC) has discretion over price determinations, observation date postponements and anti-dilution adjustments. The estimated value on the trade date is quoted between $885 and $935 per $1,000 face amount; investors bear issuer and guarantor credit risk and may only receive the minimum coupon each period.
GS Finance Corp. is offering callable, buffered S&P 500® Futures Excess Return Index‑linked notes due May 28, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have an upside participation rate of 200% and a buffer equal to 20% (buffer level 80% of the initial underlier). The notes may be redeemed at the issuer’s option on scheduled call payment dates beginning June 3, 2027, with varying call premium amounts. Redemption limits investor upside on call dates; if not redeemed, final payment depends on the S&P 500® Futures Excess Return Index performance between the trade date (expected May 22, 2026) and the determination date (expected May 22, 2031). Estimated value at pricing is between $885 and $925 per $1,000 face amount, which is below the original issue price of 100%. Payments are subject to the credit risk of GS Finance Corp. and its guarantor. Tax treatment is expected to be as a pre-paid derivative contract, but U.S. federal tax characterization is uncertain.
GS Finance Corp. is offering autocallable contingent-coupon equity-linked notes linked to CrowdStrike Holdings, Inc. (CRWD). The notes pay a contingent quarterly coupon only if the underlier meets a 75% trigger and will be automatically called if the underlier equals or exceeds its initial level on any call observation date.
The notes return principal at maturity only if the final underlier level is at or above a 75% buffer; otherwise repayment is reduced by a formula that can produce a total loss of principal. Trade date is May 15, 2026, original issue date May 20, 2026, and stated maturity June 4, 2027. The notes are senior debt of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc.
The Goldman Sachs Group, Inc. is offering Callable Fixed Rate Notes due February 28, 2030. The notes pay interest at 5.00% per annum from and including the expected original issue date of May 29, 2026 and are expected to make annual interest payments each May 29, beginning May 29, 2027. The issuer may redeem the notes in whole, but not in part, on scheduled redemption dates (including the last day of each February and specified calendar dates in May, August and November) upon at least five business days’ prior notice at a redemption price equal to 100% of principal plus accrued interest.
Notes will be issued in book‑entry form through DTC. Tax discussion highlights ordinary interest treatment for U.S. holders and potential FATCA withholding. Distribution is via Goldman Sachs & Co. LLC and InspereX LLC with varying initial prices to certain retirement and fee‑based accounts.
GS Finance Corp. is offering non‑interest bearing, equity‑linked notes tied to the common stock of NVIDIA Corporation with an automatic call feature and a maturity expected to be May 18, 2028. Each note has a face amount of $1,000 and may be automatically called on the call observation date (expected May 28, 2027) if the closing price of the index stock is greater than or equal to the initial index stock price, producing a minimum call payment of $1,240.5 per $1,000 face amount. If not called, maturity payment depends on the index stock return measured from the trade date (expected May 15, 2026) to the determination date (expected May 15, 2028), with a buffer protecting declines up to 20% but exposing holders to a 125% buffer rate beyond that, so losses may exceed the face amount and you could lose your entire investment. The threshold settlement amount is $1,481. The estimated value on the trade date is between $900 and $930 per $1,000 face amount and payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.