Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. priced capped buffer-linked notes tied to the S&P 500 Index. The offering has an aggregate face amount of $1,758,000 and each note has a $1,000 face amount. The notes pay no interest, mature on June 7, 2027 and settle in cash based on the S&P 500 performance measured to the June 2, 2027 determination date.
Holders receive the face amount if the final index level is at or above 70% of the initial level; gains are capped at a maximum settlement amount of $1,078 per $1,000 note. If the final level is below the 70% buffer, principal is reduced 1% for each 1% the index declines beyond the buffer. The notes are unsecured senior obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc.
The pricing supplement describes GS Finance Corp. medium-term notes linked to the Goldman Sachs Momentum Builder® Focus ER Index with an aggregate face amount of $2,478,000. The notes mature on June 3, 2033 (determination date May 26, 2033) and include annual automatic call features with increasing call levels and call premiums. Payments at maturity are cash-settled: if the final index level exceeds the initial index level (initial index level 114.14), holders receive $1,000 + $1,000 × 100% × index return; if not, holders receive the $1,000 face amount. The notes carry an estimated trade-date value of $898 per $1,000 face amount (less than issue price) and an underwriting discount of 4.625%, with net proceeds to the issuer of 95.375% of face amount. The index applies daily rebalancing, a 5% realized volatility control, a momentum risk control, and a 0.65% per annum deduction that reduces index returns. The notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., have no interest payments, and may be called early on specified observation dates.
GS Finance Corp. is offering leveraged callable notes linked to the Dow Jones Industrial Average® with a stated maturity of June 3, 2031 and a trade date of May 29, 2026. Each $1,000 face amount pays at maturity either (i) $1,000 plus 1.03× the index return if the final index level exceeds the initial level of 51,032.46, or (ii) $1,000 if the index return is zero or negative. The issuer may redeem the notes on specified quarterly call payment dates beginning June 4, 2027 at a cash amount equal to $1,000 plus a fixed call premium. The notes pay no interest, are unsecured obligations of GS Finance Corp. and are guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. priced $12,000,000 of contingent income buffered auto-callable securities linked to Freeport-McMoRan Inc. The securities are unsecured notes of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., priced May 29, 2026 with original issue date June 3, 2026 and stated maturity June 4, 2027.
Key terms: initial share price $65.87 (set May 28, 2026), buffer price 70.00% (buffer amount 30.00%), downside factor ~1.4286, contingent monthly coupon accrual uses $16.134 per coupon-observation increment, automatic call if underlying ≥ initial share price on a call observation date. Estimated value ~$995 per security; original issue price 100.00% with underwriting discount 0.10%.
GS Finance Corp. priced a capped‑leverage structured note linked to the EURO STOXX 50® Index. The notes have a 160% upside participation, a 25% buffer (buffer level = 75% of the initial underlier), do not pay interest, and mature on June 3, 2031. For each $1,000 face amount, holders receive $1,000 if the final index level is ≥ the buffer level; if the final index level is above the initial level, holders receive $1,000 plus 160% of the index return; if the final index level is below the buffer level, holders lose principal proportionally below the buffer.
The aggregate face amount initially offered is $1,309,000, original issue price is 100% of face amount, underwriting discount is 1.125%, and net proceeds to the issuer are 98.875% of face amount. The notes are senior unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer/guarantor credit risk and limited secondary‑market liquidity.
GS Finance Corp. priced $6,344,000 of Contingent Income Callable Securities due June 2, 2028, guaranteed by The Goldman Sachs Group, Inc. The securities pay a contingent quarterly coupon of $21.75 per $1,000 only if each underlying index stays at or above its downside threshold level during each quarterly observation period and are callable "at our discretion" on specified coupon payment dates starting September 3, 2026.
The payout at maturity, if not redeemed, returns $1,000 per security when each final index value is at or above its threshold; otherwise the maturity payment equals $1,000 multiplied by the worst performing index performance factor, exposing holders to potential losses down to zero. The estimated value at pricing was approximately $987 per $1,000 principal; original issue price was 100% with a 2.00% underwriting discount.
GS Finance Corp. priced market-linked notes totaling $6,282,000 due June 5, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes provide 116.25% participation in any positive change of a weighted basket of five indices measured from the pricing date to the valuation date and repay the $1,000 stated principal at maturity if the final basket value is equal to or below the initial basket value of 100. The basket is weighted: EURO STOXX 50 (40.00%), TOPIX (25.00%), FTSE 100 (17.50%), SMI (10.00%) and S&P/ASX 200 (7.50%). Pricing date was May 29, 2026, original issue date June 3, 2026, valuation date May 30, 2031. Estimated model value at issuance was $943 per $1,000 note; original issue price is 100% with a 3.50% underwriting discount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, cash‑settled notes linked to the S&P 500® Futures Excess Return Index. Each $1,000 face amount pays no interest and returns at maturity depend on the underlier return and a 168% upside participation rate with a 30% buffer (buffer level = 70% of the initial underlier level). If the final underlier level is above the initial level, you receive $1,000 plus participation on gains; if the final level is between the buffer and initial level you receive $1,000; if below the buffer you incur losses proportional to the decline. Trade date: May 29, 2026; original issue date: June 3, 2026; determination date: May 29, 2031; stated maturity: June 3, 2031. Aggregate face amount: $1,934,000. Original issue price: 100% of face; underwriting discount: 1.125%; net proceeds: 98.875%. The notes are subject to issuer and guarantor credit risk, potential market illiquidity, futures-specific effects (including negative roll yields) and tax uncertainty.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-at-risk, cash-settled notes linked to the S&P 500® Futures Excess Return Index. The offering has an aggregate face amount of $78,000, an original issue price of 100% of face amount, and an underwriting discount of 0.85%. The notes pay no interest, may be automatically called on the call observation date if the underlier closes at or above the initial level, and mature on June 3, 2031 with final payoff determined by the underlier performance and a 250% upside participation rate and a 70% trigger buffer.
GS Finance Corp. priced Market Linked Securities — Auto-Callable with Leveraged Upside Participation linked to the S&P 500® Index with an original offering price of $1,000 per security. The securities were priced on May 29, 2026 and have an original issue date of June 3, 2026.
The notes pay no interest and may be automatically called on June 3, 2027 if the closing level of the S&P 500 on the call date is greater than or equal to the starting level; an automatic call pays the face amount plus a 9.00% call premium ($90). If not called, at maturity on June 1, 2029 the payment depends on index performance: 125% upside participation for gains, full face if decline ≤25%, and 1-to-1 downside exposure if decline >25%, with a possible loss up to 100% of face amount.