Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked medium-term notes due January 3, 2031 with a $1,000 face amount per note. The notes pay a monthly contingent coupon of at least $6.167 per $1,000 (about 7.40% per year) only if the lowest performing of five reference stocks (AppLovin, Broadcom, Constellation Energy, Dell Technologies and NIKE) closes at or above 80% of its starting price on the relevant calculation day. Missed coupons have a “memory” feature and can be paid later if conditions are met.
From December 2026 through November 2030, the notes are automatically called if the lowest performing stock is at or above its starting price, returning the $1,000 face amount plus the due contingent coupon and any unpaid coupons. If not called, investors receive only the $1,000 face amount at maturity, with no upside from stock appreciation and no dividends. The estimated value at pricing is expected to be $885–$915 per $1,000, below the original offering price, and all payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering $5,334,000 of index-linked notes tied to the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index.
The notes pay a contingent quarterly coupon of $25.75 per $1,000 face amount (2.575% quarterly, up to 10.30% per year) only if each index is at or above 75% of its initial level on the observation date; otherwise the coupon for that quarter is zero. At maturity, investors receive $1,000 per note only if each index is at or above 65% of its initial level; below that, repayment is reduced in line with the worst-performing index, and investors can lose their entire principal.
The company may redeem all notes at par plus any due coupon on any coupon payment date from June 2026 through September 2029. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., are not bank deposits, and are not insured by the FDIC or any government agency. U.S. tax treatment is uncertain, but the notes are intended to be treated as income-bearing pre-paid derivative contracts.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the S&P 5004 Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay quarterly contingent coupons of $20 per $1,000 face amount (2% per quarter, up to 8% per year) on any observation date when the index is at least 50% of the initial level of 490.29; otherwise no coupon is paid.
The notes may be automatically called starting in December 2026 if the index is at least 83% of the initial level, returning the face amount plus the applicable coupon. If not called, they mature on December 19, 2030. At maturity, if the final index level is 50% or more of the initial level, investors receive full principal back (plus any final coupon); if it is lower, repayment is reduced one-for-one with the index decline and investors can lose their entire investment.
The underlying index uses up to 500% leverage toward a 40% volatility target and applies a 6% per annum daily decrement, which drags on performance. The aggregate face amount is $1,156,000, issued at 100% of face with a 4.3% underwriting discount and 95.7% net proceeds. The estimated value at pricing is about $920 per $1,000, and payments are subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes with an aggregate face amount of $5,392,000 linked to the Goldman Sachs Momentum Builder® Focus ER Index.
The notes can be automatically called each year from 2026 to 2031 if the index closes at or above rising call levels, paying for each $1,000 face amount $1,000 plus a call premium from 12.85% up to 77.10%. If the notes are never called, at maturity in 2032 investors receive $1,000 plus 100% of any positive index return, or only the $1,000 face amount if the index is flat or down.
The index uses daily rebalancing, volatility and momentum controls, and applies a 0.65% annual deduction, so a large allocation to cash-like positions can dampen performance. The notes pay no periodic interest, carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and have an estimated value on the trade date of $893 per $1,000 face amount, below the 100% original issue price due to underwriting discounts and structuring costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes tied to the common stock of Tesla, Inc. The notes run from a trade date of December 29, 2025 to a stated maturity on January 5, 2028, unless automatically called earlier.
Investors receive a contingent monthly coupon only if TSLA’s closing level on each observation date is at or above a coupon trigger set at 70% of the initial level. The notes are automatically called, returning principal plus the due coupon, if TSLA is at or above its initial level on any call observation date.
At maturity, if the notes have not been called, investors receive full principal back if the final TSLA level is at or above a 60% trigger buffer level. If it is below 60%, repayment is reduced one-for-one with TSLA’s decline, and investors can lose their entire investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and may have limited liquidity and significant market value swings.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $7,106,000 of Trigger Autocallable Contingent Yield Notes with a memory coupon feature maturing in December 2028. The notes are linked to the worst performer among JPMorgan Chase common stock, GE Vernova common stock and Alphabet Class C stock.
For each $10 face amount, investors may receive quarterly contingent coupons calculated as $0.3805 times the number of observation dates to date minus coupons already paid, but only if on each observation date the price of all three stocks is at or above a coupon barrier set at 55% of their initial prices. Missing a barrier on any date means no coupon for that quarter, though unpaid coupons can be caught up later if all stocks are back above the barrier.
Starting in March 2026, the notes are automatically called if all three stocks are at or above their initial prices, paying back principal plus the relevant coupon. If not called, and at final valuation every stock is at or above its 55% downside threshold, investors get full principal plus the final coupon; if any stock finishes below its threshold, repayment is reduced in line with the loss on the worst stock and investors can lose their entire investment. The notes are unsecured obligations, and all payments depend on the credit of GS Finance Corp. and its guarantor. The estimated value at pricing is about $9.63 per $10 face amount, below the 100% issue price.
Goldman Sachs’ GS Finance Corp is offering auto-callable structured notes linked to the Class A shares of Affirm Holdings, Broadcom common stock and Class A shares of Meta Platforms. The notes pay a conditional quarterly coupon of $48.125 per $1,000 face amount (4.8125% per quarter, up to 19.25% per year) only when the closing price of each stock on an observation date is at least 60% of its initial price.
The notes can be automatically called from December 2026 through September 2028 if all three stocks are at or above their initial prices, in which case investors receive $1,000 per note plus the applicable coupon. If not called, principal repayment at the expected December 2028 maturity depends on a trigger: if all three stocks finish below their initial prices and any finishes below 60% of its initial price, repayment is reduced in line with the worst-performing stock, and investors can lose most or all of their investment. Payments also depend on the credit of GS Finance Corp and The Goldman Sachs Group, Inc. The estimated initial value is expected between $925 and $965 per $1,000 face amount.
GS Finance Corp. is offering S&P 500® Index-linked notes due 2028, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. These notes pay no interest and the amount you receive at maturity depends on how the S&P 500® Index performs from the trade date to the determination date.
If the index finishes above its initial level, you receive your principal plus the index gain, capped at a maximum settlement amount of $1,155 per $1,000 note. If the index is down but not by more than the 20% buffer, you receive your full $1,000 principal. If the index falls more than 20%, your repayment is reduced dollar-for-dollar with the decline below the 80% buffer level, and you could lose a substantial portion of your investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor and are not listed on any exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $9.935 million of Jump Securities with an auto-call feature tied to the worst-performing of three State Street ETFs: Energy (XLE), Utilities (XLU) and Biotech (XBI), maturing December 17, 2031.
The notes pay no interest. Investors may receive a fixed premium of 13.00% to 78.00% of principal if the securities are automatically called on one of twenty observation dates, when all ETFs close at or above 90% of their initial prices. If held to maturity and all ETFs are at or above their 90% downside thresholds, investors receive principal plus a 78.00% maturity premium.
If at maturity any ETF closes below its downside threshold, repayment is reduced 1-to-1 with the decline of the worst ETF, and the payout can fall below 90% of principal and down to zero. The securities are unsecured, subject to GS Finance Corp. and Goldman Sachs credit risk, will not be listed, and have an estimated value of about $921 per $1,000, reflecting fees and structuring costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, unsecured notes linked to the iShares Bitcoin Trust ETF (IBIT). The notes pay no interest and may be automatically called beginning in December 2026 if the ETF is at or above its initial level on specified observation dates, providing a preset cash premium over the $1,000 face amount.
If the notes are never called, the payment at the expected December 2028 maturity depends on IBIT’s level. Investors receive a capped maximum amount if the final level is at or above the initial level, full principal back if the ETF has fallen by up to 45%, and a proportionally reduced amount if it has fallen by more than 45%, which can result in a total loss of principal.
The notes are subject to the credit risk of GS Finance Corp. and Goldman Sachs, significant volatility and regulatory risks tied to bitcoin, and complex market-disruption and adjustment provisions. The initial estimated value is expected to be below the issue price, and secondary market prices may be lower than the amount paid at issuance.