Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering notes linked to the Russell 2000® Index and the S&P 500® Index with an aggregate face amount of $349,000. The notes pay no interest and return either the maximum settlement amount of $1,142.50 per $1,000 face if each underlier’s final level is at or above its initial level, or the $1,000 face amount if any underlier’s final level is below its initial level. The notes trade on May 29, 2026, have an original issue date of June 3, 2026, a determination date of May 30, 2028 and a stated maturity date of June 2, 2028 (each subject to adjustment as described).
The original issue price is 100% of face, underwriting discount is 1% and net proceeds to the issuer are 99% of face. The notes are senior debt of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and their market value and tax treatment are described in the supplement, including a comparable yield of 4.52% per annum and a projected tax payment at maturity of $1,094.85 per $1,000 for U.S. federal income tax accrual purposes.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, cash-settled notes tied to the S&P 500 Index. The notes pay no interest, carry credit risk of GS Finance Corp. and its guarantor, and have an aggregate face amount of $2,344,000.
Key economic terms: 150% upside participation, a trigger buffer at 80% of the initial underlier level (7,580.06), an automatic-call feature (call observation date June 7, 2027; call payment date June 10, 2027) that would pay $1,114 per $1,000 if triggered, and a stated maturity of June 3, 2031 (determination date May 29, 2031). If not called, maturity payoff depends on final index performance and may result in total loss of principal if the final level is below the trigger buffer.
GS Finance Corp. is offering autocallable, contingent-coupon notes linked to the iShares® Semiconductor ETF (SOXX) with an aggregate original face amount of $2,710,000. The notes have an original issue date of June 4, 2026 and a stated maturity of June 4, 2032, and are guaranteed by The Goldman Sachs Group, Inc. Coupons (up to approximately 13.1% per annum pro rata) are payable only on coupon payment dates when SOXX closes at or above 65% of the initial level ($569.08). The notes will be automatically called if SOXX closes on any call observation date at or above the initial level, in which case holders receive the face amount plus accrued coupon. At maturity, if not called, settlement depends on the ETF return with a principal buffer: no principal loss if final level is ≥ 65% of initial, full principal returned at final level ≥ 50% but < 65% with no coupon, and pro rata principal loss if final level < 50% (you could lose a substantial portion of principal). The estimated value on the trade date was approximately $985 per $1,000 face amount; original issue price was 100% with a 0.25% underwriting discount.
GS Finance Corp. priced structured, cash-settled notes linked to the Nasdaq-100 Index with a 125% upside participation and a 15% downside buffer. Each $1,000 face amount pays $1,125 if automatically called on the call payment date; otherwise maturity payoff varies with the final underlier level and may result in substantial loss.
The notes bear no interest, are fully guaranteed by The Goldman Sachs Group, Inc., carry underwriting fees (1% of face amount), and are subject to issuer and guarantor credit risk, limited liquidity, and uncertain U.S. federal tax treatment.
GS Finance Corp. is offering market-linked notes tied to the S&P 500 Index, fully guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount; the aggregate face amount is $2,657,000. At maturity you receive either the face amount or a cash payment equal to the face amount plus the underlier return, capped at a maximum settlement amount of $1,212.50 per $1,000 note. The notes pay no interest and mature on March 5, 2029 (determination date February 28, 2029, trade date May 29, 2026). For U.S. tax purposes the notes are treated as contingent payment debt instruments with a comparable yield of 4.62% per annum and a projected maturity payment of $1,136.19 per $1,000.
The pricing supplement discloses that the original issue price equals face amount, underwriting discount is 1%, and net proceeds to the issuer are 99% of face amount. The estimated value used by GS&Co.’s models is lower than the issue price; market liquidity and secondary pricing may be limited. The notes are not listed and are subject to issuer and guarantor credit risk.
GS Finance Corp. offers five-year indexed notes, guaranteed by The Goldman Sachs Group, Inc., linked to the EURO STOXX 50® Index. For each $1,000 face amount, at the stated maturity you will receive either (a) $1,000 plus the underlier return times the upside participation rate of 129.5% if the final index level is greater than the initial level, or (b) the face amount of $1,000 if the final index level is equal to or less than the initial level.
The trade date is May 29, 2026, original issue date is June 3, 2026, and stated maturity is June 3, 2031. The pricing supplement shows an aggregate face amount of $357,000, an original issue price of 100% of face and an underwriting discount of 1.125%. The notes pay no periodic interest and are subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp. is offering principal-at-risk, cash-settled notes linked to the S&P 500® Futures Excess Return Index, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, mature on June 3, 2031, and base payment on the underlier's performance from the May 29, 2026 trade date to the May 29, 2031 determination date. Key terms include an upside participation rate of 214%, a buffer level of 90% (10% buffer amount) and a buffer rate of 100%. The offering lists an aggregate face amount of $1,295,000, original issue price at 100% of face, underwriting discount 0.75% of face and net proceeds to issuer 99.25% of face. If the final underlier level is below the buffer level, investors can lose a substantial portion of principal; if above the initial level, upside is amplified by the participation rate.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering indexed, principal-protected notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. The notes have an aggregate face amount of $1,118,000, an upside participation rate of 300% and an initial index level of 114.14. If the index closes at or above the initial index level on the call observation date, the notes will be automatically called and pay $1,102.50 per $1,000 on the call payment date. If not called, at maturity the cash payment per $1,000 will be $1,000 + $1,000 × 300% × index return when the final index level is greater than the initial level; otherwise investors receive the face amount. The notes do not pay interest, are subject to the issuer and guarantor credit risk, and have an estimated trade-date model value of $950 per $1,000 face amount (the original issue price exceeds this estimated value).
GS Finance Corp. priced and is offering structured notes (CUSIP: 40054RCQ2) linked to an American depositary share of Alibaba Group Holding Limited (ADS) with an initial index stock price of $124.22. The notes pay contingent monthly coupons (up to approximately 11% per annum annualized) only when the ADS closing price on observation dates is at or above 60% of the initial price. The notes mature on July 2, 2027 unless automatically called after observation dates beginning November 30, 2026; automatic call occurs if the ADS closing price on a call observation date is greater than or equal to $124.22, in which case holders receive principal plus accrued coupon. At maturity, if the final ADS price is below 60% of the initial price, holders suffer downside tied to the percentage decline (receiving less than 60% of face amount when final ADS price is below 60%). The estimated value at pricing was approximately $973 per $1,000 face amount; original issue price was 100% with a 2.15% underwriting discount.
GS Finance Corp. is offering structured notes linked to the VanEck Semiconductor ETF (ticker SMH). The notes do not pay interest and have an expected trade date of June 30, 2026 and an expected stated maturity date of July 6, 2029. They include an automatic call feature with multiple call observation dates beginning July 7, 2027; if called you receive the $1,000 face amount plus the applicable call premium. If not called, maturity payments depend on the ETF performance: a capped maximum settlement of $1,487.50 per $1,000 if the final ETF level is at least 70% of the initial level; return of principal ($1,000) if final level is between 60% and 70%; and a downward participation equal to the ETF return if the final level is below 60%, which may result in a loss of up to the full investment. The calculation agent is Goldman Sachs & Co. LLC. The estimated model value at pricing is between $925 and $965 per $1,000, which is below the original issue price.