Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering callable, equity‑linked notes tied to the common stock of Devon Energy Corporation. Each note has a $1,000 face amount, an expected trade date of May 14, 2026, an expected original issue date of May 19, 2026, and an expected stated maturity date of May 18, 2028.
The notes pay a structured quarterly coupon that totals $32.50 per $1,000 for each coupon observation that meets the coupon trigger (3.25% quarterly, up to 13% per annum). Coupons and principal at maturity depend on the index stock return versus a trigger buffer price equal to 65% of the initial index stock price. The notes are automatically called if the index stock closes at or above the initial index stock price on specified call observation dates.
Goldman Sachs published an index supplement addendum describing the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER (Bloomberg: SPAR4V6), an index that provides volatility‑adjusted, rules‑based exposure to the S&P 500® Futures Excess Return Index with a daily rebalancing regime. The index permits up to 500% exposure, limits daily leverage changes to 100%, and applies a 6.0% per annum daily decrement. Historical and hypothetical performance data are shown (launch date December 27, 2024), including a 1-year annualized return of 32.71 and an index exposure of 314.14 on April 30, 2026. The addendum notes that hypothetical performance prior to the launch date was sourced from the index sponsor and cautions against using past performance to predict future results.
The S&P 500® Futures 40% VT Adaptive Response Index (USD) ER is a rules-based index that seeks volatility-adjusted exposure to the S&P 500® Futures Excess Return Index, with a maximum exposure of 500% and a maximum daily leverage change of 100%. The index launched on December 27, 2024 and uses calendar-based signals and price patterns to adjust exposure daily. The supplement shows comparative annualized returns through April 30, 2026 (1-year 41.00%, 3-year 17.62%, 5-year 10.86%) and reports annualized volatility figures and an index exposure of 314.14% to the S&P 500® Futures Excess Return Index on April 30, 2026. Hypothetical performance prior to the launch date was provided by the index sponsor and is labeled as such.
Goldman Sachs Group Inc. Chief Legal Officer Kathryn H. Ruemmler sold 14,292 shares of common stock in multiple open-market transactions on May 6, 2026. The sales occurred at prices generally in the $932.53 to $941.40 per share range based on disclosed weighted-average price bands.
Following these transactions, Ruemmler directly holds 15,657 shares of Goldman Sachs common stock. All transactions involved non-derivative common stock and were categorized as open-market sales.
The offering is GS Finance Corp. medium-term notes, fully guaranteed by The Goldman Sachs Group, Inc., linked to the common stock of Tesla, Inc. The notes pay a contingent monthly coupon of $12.084 per $1,000 (1.2084% monthly, up to ~14.5% per annum) when the underlier closes at or above the coupon trigger level (80% of the initial level). The notes include a 35% buffer (buffer level 65%) and a 100% buffer rate; if the final underlier level is below the buffer level a loss is realized per the stated formula. Initial underlier level is $398.73. Trade date is May 6, 2026, original issue date May 11, 2026, and stated maturity May 10, 2029. The notes may be automatically called early if the underlier closes at or above the initial level on any call observation date, in which case holders receive $1,000 per $1,000 plus the then-due coupon. Aggregate face amount shown is $1,725,000. The notes are subject to credit risk of GS Finance Corp. and its guarantor and may not have an active trading market.
GS Finance Corp. offers $1,000,000 aggregate face amount of medium-term structured notes (fully guaranteed by The Goldman Sachs Group, Inc.) via Pricing Supplement No. 24,573 dated May 6, 2026. The notes reference the S&P 500® Index and feature an automatic call on the call observation date and a principal-at-risk structure at maturity.
If the notes are automatically called (call observation date), each $1,000 face amount will pay $1,094 on the call payment date. If not called, the cash settlement at maturity depends on the final underlier level: upside participation of 150% for positive returns, full return of principal if the final level is at or above the 80% buffer, and a downside exposure that can reduce principal (examples show as low as 20% of face in extreme scenarios).
GS Finance Corp. priced principal-protected-style notes linked to the S&P 500® Futures 40% VT Adaptive Response 4% Decrement Index (USD) ER that mature on May 13, 2031. The notes pay a structured quarterly $20 coupon per $1,000 face amount when the index on an observation date is at least 55% of the initial level and are automatically called if the index on a call observation date is at least 86% of the initial level of 858.95. The index applies leverage (up to 500%), a maximum daily leverage change of 100%, and a daily decrement of 4.0% per annum, which reduces index returns. The estimated value at pricing was approximately $934 per $1,000 face amount and the original issue price was 100% with an underwriting discount of 4.3%. The notes are unsecured obligations of GS Finance Corp. and are subject to issuer and guarantor credit risk.
GS Finance Corp. is offering autocallable S&P 500® index-linked notes due 2028, fully guaranteed by The Goldman Sachs Group, Inc. The notes have an automatic call feature: if the underlier closes at or above the initial level on the call observation date, holders receive $1,104 per $1,000 on the call payment date. If not called, the maturity payment depends on S&P 500 performance: an upside participation rate of 200% applies to gains; a 15% buffer (85% buffer level) and buffer rate of 100% apply to losses, which can result in substantial principal loss. The notes pay no interest, are cash-settled, and are subject to issuer and guarantor credit risk and limited secondary-market liquidity.
GS Finance Corp. priced $12,000,000 of contingent income buffered auto-callable securities linked to Freeport-McMoRan common stock due May 11, 2027. Each $1,000 security pays contingent monthly coupons if the underlying closes at or above a buffer price (70% of the initial share price). Securities are automatically called if the underlying closes at or above the initial share price on any call observation date; otherwise principal at maturity depends on the final share price and a downside factor of approximately 1.4286. The initial share price is $57.68; estimated value per security at pricing was approximately $995.
GS Finance Corp. offers $Digital Equity-Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The notes are cash-settled instruments linked to the common stock of ServiceNow, Inc. with an initial underlier level of $93.59 (closing level on May 7, 2026), a trigger buffer level of 70% and a maximum settlement amount of $1,420 per $1,000 face amount. The trade date is May 8, 2026, original issue date is May 13, 2026, the determination date is November 8, 2027 and the stated maturity date is November 12, 2027.
Payment at maturity is cash only: if the final underlier level is greater than or equal to the 70% trigger buffer level you receive the capped maximum settlement amount; if the final underlier level is below the trigger buffer level you lose 1% of face amount for each 1% decline below the initial level (you could lose your entire investment). The notes pay no interest and are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.