Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. offers $2,636,000 face amount of indexed, cash‑settled notes guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, may be automatically called on the call payment date if each underlier closes at or above its initial level on the call observation date, and otherwise pay at maturity an amount tied to the lesser performing underlier with a 100% upside participation rate. Key dates: trade date May 6, 2026, original issue date May 11, 2026, call observation date May 6, 2027, call payment date May 11, 2027, determination date May 6, 2031, and stated maturity date May 9, 2031. If automatically called, the issuer will pay $1,107.50 per $1,000 face amount on the call payment date; at maturity, if not called, the cash settlement equals either $1,000 + $1,000 × participation × lesser performing underlier return (if all underliers finish above their initial levels) or $1,000 (if any underlier finishes equal or below its initial level).
GS Finance Corp. prices a structured, principal-at-risk note due May 9, 2030, guaranteed by The Goldman Sachs Group, Inc. The notes pay a conditional monthly coupon of $8.709 per $1,000 (0.8709% monthly, ~10.45% per annum) only if each underlier is at or above 70% of its initial level on an observation date and are automatically called if, on any call observation date, each underlier is at or above its initial level.
The payout at maturity (if not called) depends on the lesser performing underlier: if every underlier is ≥70% of initial, you receive principal plus final coupon; if any underlier is <65% of initial, you receive an amount tied to that underlier return and could receive <65% of face value. Trade date is May 6, 2026, original issue date May 11, 2026, and stated maturity May 9, 2030.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) offers principal-at-risk, cash-settled notes linked to the S&P 500® Index. The notes have an aggregate face amount of $5,190,000, an upside participation rate of 120% and a trigger buffer at 70% of the initial underlier level. If the notes are automatically called on the call observation date, holders receive $1,090 per $1,000 face amount on the call payment date. If not called, maturity payoffs vary: upside participation when the final level exceeds the initial level, full face amount when the final level is at or above 70% of the initial level but at or below the initial level, and a loss equal to the underlier return times $1,000 if the final level is below the 70% trigger, which can result in a total loss of principal. The notes pay no interest and are subject to issuer and guarantor credit risk. Key dates include trade date May 6, 2026, original issue date May 11, 2026, call observation date May 13, 2027, call payment date May 18, 2027, determination date May 7, 2029 and stated maturity date May 10, 2029. Purchase economics: original issue price equals 100% of face amount, underwriting discount 2%, net proceeds 98% of face amount.
GS Finance Corp. is offering medium-term notes with an aggregate face amount of $11,366,000, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $8.542 per $1,000 face amount (0.8542% monthly, potential up to approximately 10.25% per annum) when each underlier is at or above its coupon trigger level.
Payments at maturity (if not automatically called) and automatic call features depend on three equity underliers: the Nasdaq-100, Russell 2000 and S&P 500. Coupon trigger levels are 70% of initial levels and trigger buffer levels are 60%. If the notes are not called, the cash settlement at maturity for each $1,000 face amount is $1,000 if the lesser performing underlier is at or above 60% of its initial level; below that level the payment equals $1,000 multiplied by the lesser performing underlier return (you could lose your entire investment). Trade date is May 6, 2026 and stated maturity is May 9, 2031.
The issuer, GS Finance Corp., is offering structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER (Bloomberg: SPAR4V6). Each $1,000 face amount may pay a monthly coupon of $11.667 when the index closes at or above 60% of its initial level. The index applies leverage (up to 500%) subject to a 100% cap on daily leverage change and a daily 6.0% per annum decrement. Notes mature expectedly on May 22, 2031 but are subject to automatic quarterly calls beginning May 2029 if the index equals or exceeds its initial level. The estimated value at pricing is between $885 and $935 per $1,000 face amount. The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer and index-specific risks, including loss of principal, leverage amplification of losses, decrement drag, limited operating history of the index, and uncertain U.S. federal tax treatment.
GS Finance Corp. offers Market Linked Notes—auto-callable with a contingent coupon and principal return at maturity. The notes reference the lowest performing of PLTR, NVDA, DELL and MU, have a $1,000 face amount, a pricing date of May 15, 2026, an original issue date of May 20, 2026 and a stated maturity of May 20, 2031. Coupons are contingent and monthly: each $1,000 note will pay at least $10.167 (approximately 12.20% per annum) for a month only if the lowest performing underlying stock on the calculation day is at or above 70% of its starting price. The notes are subject to automatic call if the lowest performing underlying stock on a call date is at or above its starting price on that call date, in which case holders receive the face amount plus a final contingent coupon. If not called, the maturity payment equals the face amount and holders do not participate in any upside or receive dividends of the underlying stocks. Estimated note value at pricing is between $885 and $915 per $1,000 face amount. All payments are subject to issuer and guarantor credit risk and the notes have no exchange listing.
GS Finance Corp. offers leveraged buffered S&P 500® index-linked notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The notes reference the S&P 500® Index with a $1,000 face amount per note, an 200% upside participation rate, a 10% buffer (buffer level 90%), and a capped cash payment at $1,126 per $1,000 face amount. The trade date is May 15, 2026, original issue date May 20, 2026, determination date May 17, 2027, and stated maturity May 20, 2027. At maturity the notes pay in cash based on the underlier return: full principal if the final level is at or above the buffer level, leveraged upside subject to the cap if the index rises, or a proportional loss below the buffer level. The notes pay no interest and are subject to issuer and guarantor credit risk, secondary market illiquidity, tax uncertainty, and other risks described in the supplement.
GS Finance Corp. priced leveraged buffered S&P 500® index-linked notes due October 14, 2027, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and links payoff to the S&P 500 Index performance measured from an initial level of 7,337.11 set on May 7, 2026. If the final index level exceeds the initial level, holders receive the face amount plus 150% upside participation of index return up to a $1,168.50 cap per $1,000. If the final level is between the initial level and an 80% buffer level, holders receive the face amount. If the final level is below the 80% buffer, losses occur at a 125% buffer rate, potentially resulting in loss of principal. Notes pay no interest and are subject to issuer and guarantor credit risk, limited liquidity, tax uncertainty, and other structural risks described herein.
GS Finance Corp. is offering $12,000,000 of Contingent Income Buffered Auto-Callable Securities linked to the common stock of Freeport-McMoRan Inc. The securities mature on May 11, 2027 and pay a contingent monthly coupon only when the underlying stock closes at or above the buffer price of $46.144 (which is 80.00% of the initial share price of $57.68 set on May 5, 2026).
If the stock closes on any call observation date at or above the initial share price, the securities will be automatically called and investors receive principal plus the then-due coupon. If not called, and the final share price is below the buffer, investors suffer a downside of 1.25% of principal per 1.00% decline beyond the buffer. Investors do not participate in upside beyond principal.
GS Finance Corp. offers autocallable, S&P 500® index-linked notes due 2030, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, may be automatically called beginning May 24, 2027 if the S&P 500 closing level on a call observation date is >= the initial index level, and mature expected May 20, 2030.
If not called, maturity payment depends on index return from the trade date (initial level set on the trade date expected May 15, 2026). If the final index level is >= 70% of the initial level you receive $1,330 per $1,000; if below 70%, you receive $1,000 plus $1,000 times the index return, which can result in total loss of principal.