Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. priced buffered, capped S&P 500 linked notes underwritten by Goldman Sachs. The offering totals $14,971,000 of notes with an original issue price of 100% of face amount and a 0.15% underwriting concession. The notes pay no interest and return at maturity is cash-settled based on the S&P 500® Index performance from the trade date through the determination date, subject to a 20% buffer and a capped upside of $1,210 per $1,000 face amount.
Key economic features: if the final index level is down but within the 20% buffer you receive the absolute decline as a positive return; declines beyond the buffer produce losses equal to 1% of face for each 1% below the buffer level. The notes are senior unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and mature in June 2028.
GS Finance Corp. is offering $29,186,000 aggregate face amount of Autocallable Buffered S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, may be automatically called on June 11, 2027 for $1,099 per $1,000 face amount, and otherwise mature on June 2, 2028.
If not called, payments at maturity depend on the S&P 500 final level on the determination date (May 30, 2028): if the final level is >= the initial level (7,580.06) you receive the greater of $1,198 per $1,000 or $1,000 plus 100% of the index return; if down up to 10% you receive $1,000; if down more than 10% you incur losses equal to ~1.1111% of face per 1% decline below 90% of the initial level. The estimated value at issuance is approximately $981 per $1,000; issue price is 100% with a 1.5% underwriting discount (net proceeds 98.5%).
GS Finance Corp. is offering Market Linked Medium-Term Notes, Series F, due June 1, 2029, linked to the lowest performing of the S&P 500®, TOPIX and EURO STOXX 50® indices. The securities pay no interest and return at maturity depends solely on the lowest performing underlier.
Key economic terms include an upside participation rate of 258%, a buffer of 20% and a multiplier of 1.25. Pricing date was May 29, 2026; original issue date is June 3, 2026. Estimated value at pricing was $935 per $1,000 face amount; original offering price is $1,000 per security. Purchasers are exposed to issuer and guarantor credit risk and may lose up to 100% of principal.
GS Finance Corp. priced principal-at-risk notes tied to the S&P 500 Index with a $1,560,000 aggregate face amount. Each note has a $1,000 face amount, 102% upside participation, a 15% buffer (buffer level 85% of the initial underlier level) and pays no interest. The trade date is May 29, 2026, original issue date June 3, 2026, determination date May 29, 2031 and stated maturity June 3, 2031.
If the final underlier level is above the initial level you receive the upside participation times the underlier return. If the final level is at or above the buffer level you receive the face amount. If below the buffer level you lose proportionally per the buffer rate and could lose a substantial portion of principal. The original issue price equals 100% of face; underwriting discount is 1.125%.
GS Finance Corp. offers notes linked to a 7-stock equally weighted basket with automatic call and a capped upside. Each $1,000 note pays $1,200 if the basket closing level on the call observation date (June 1, 2027) is ≥ the initial basket level of 100. If not called, maturity is June 1, 2029, and payments depend on the basket return from the trade date (May 29, 2026) to the determination date (May 29, 2029). The notes include a 150% upside participation rate, a trigger buffer level at 60% of the initial basket level, an estimated value at issue of approximately $962 per $1,000 face amount, and aggregate original face amount of $6,129,000.
The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., do not pay interest or dividends, and are subject to credit risk, anti-dilution adjustments, market disruption postponement rules, and limited secondary-market liquidity. The calculation agent, Goldman Sachs & Co. LLC, has discretion over pricing, adjustments and certain determinations affecting payoff calculations.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering medium-term structured notes linked to the Russell 2000® and S&P 500® underliers. The notes pay a contingent quarterly coupon (2.6625% per quarter; potential up to 10.65% per annum) if each underlier meets a 70% trigger on observation dates. At maturity the cash payment per $1,000 face depends on the lesser performing underlier’s return; principal can be entirely lost if that underlier falls below the 70% trigger buffer. The issuer may redeem on coupon dates beginning December 2026. Trade date: May 29, 2026; Original issue date: June 3, 2026; Stated maturity: June 1, 2029.
GS Finance Corp. offers contingent monthly-coupon, auto-callable notes due June 4, 2032, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $17.959 per $1,000 face amount if each underlier is at or above 75% of its initial level on the related observation date, and are automatically called if all underliers are at or above their initial levels on any call observation date. At maturity (if not called), the cash settlement per $1,000 face amount is either $1,000 or $1,000 plus the performance of the lesser performing underlier, which can result in a total loss of principal; aggregate face amount offered is $3,547,000.
The issuer GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to three underliers: the EURO STOXX Banks Index, the State Street Consumer Discretionary Select Sector SPDR ETF and the State Street Energy Select Sector SPDR ETF. The notes have an expected trade date of June 3, 2026, an expected original issue date of June 10, 2026 and an expected stated maturity date of June 11, 2029. Monthly coupons of $9.875 per $1,000 (0.9875% monthly, potential up to 11.85% per annum) are payable only when each underlier on a coupon observation date is at least 60% of its initial level. The notes are automatically called if, on any call observation date, each underlier is at or above its initial level; in that event the holder receives the face amount plus the accrued coupon. At maturity, if not called, payment depends on the lesser performing underlier: if every underlier is >=60% of initial, holders receive principal plus final coupon; if any underlier is <60% of initial, the cash settlement is reduced pro rata by the lesser performing underlier return. The pricing supplement discloses an estimated value at pricing between $925 and $955 per $1,000 face amount and warns of issuer and guarantor credit risk, market, liquidity and tax uncertainties.
GS Finance Corp. is offering structured, non‑interest bearing notes linked to an equally weighted basket of nine common stocks, guaranteed by The Goldman Sachs Group, Inc. The notes have an initial basket level of 100, a trade date of May 29, 2026, an original issue date of June 3, 2026, a call observation date of June 11, 2027 (call payment June 16, 2027) and a stated maturity of June 2, 2028. If the basket closing level on the call observation date is >= 100, notes are automatically called for $1,202 per $1,000 face amount. At maturity, holders receive: (a) $1,000 plus 125% of any positive basket return; (b) $1,000 if the final basket level is between 80% and 100% of the initial level; or (c) a reduced cash amount if the final basket level is below 80%, with a 20% buffer and a 125% buffer rate. The aggregate initial face amount was $7,018,000; estimated value at pricing was approximately $949 per $1,000 face amount. The issue price is 100%, underwriting discount 1.5%, net proceeds to issuer 98.5%. Risks include issuer/guarantor credit exposure, limited liquidity, capped call payoff and model/valuation differences.
GS Finance Corp. offers structured, non-interest bearing notes linked to AMZN, MSFT and AAPL performance. The notes mature on June 5, 2029 but will be automatically called if, on the June 1, 2027 call observation date, each index stock closes at >=90% of its initial price, triggering a $1,285.50 per $1,000 payment on the call payment date. If not called, the cash settlement at maturity depends solely on the lesser performing index stock: 200% upside participation if all final prices exceed initial prices; full face amount if all final prices remain >=50% of initial prices; otherwise losses proportional to the lesser performing index stock return, potentially resulting in losses exceeding 50% of principal. The estimated initial value was about $980 per $1,000 face amount; original issue price was 100% with underwriting discount 0.81% and net proceeds 99.19%.