Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering Nasdaq-100 Index®‑linked notes due December 13, 2029. These unsecured Medium-Term Notes, Series F, pay no interest and provide a cash payment at maturity based on the index’s performance from the December 10, 2025 trade date to the December 10, 2029 determination date.
For each $1,000 note, if the final index level is greater than the initial level, holders receive $1,000 plus the index return, capped at a maximum settlement amount of $1,307.50. If the final level is equal to or less than the initial level, holders receive only the $1,000 face amount. The materials emphasize credit risk of the issuer and guarantor, limited secondary market liquidity, capped upside, no dividend or shareholder rights in the underlier stocks, and complex U.S. tax treatment as contingent payment debt instruments.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering notes that pay no interest and return at maturity depends on the worst performer among the common stock of The Boeing Company, the Class A common stock of Okta, Inc. and the common stock of Capital One Financial Corporation.
For each $1,000 face amount, if on the December 4, 2028 determination date the final price of every stock is at least 60% of its initial price ($201.87 for Boeing, $85.90 for Okta and $229.71 for Capital One), holders receive a maximum settlement amount of $1,690 at maturity on December 7, 2028.
If any stock finishes below 60% of its initial price, the payoff is reduced one-for-one with the return of the worst stock, and investors can lose their entire investment. The initial aggregate face amount is $621,000, sold at 100% of face with a 1% underwriting discount and 99% net proceeds to the issuer, and the estimated value on the trade date is approximately $993 per $1,000.
GS Finance Corp. is issuing non-interest-bearing, auto-callable notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER, with $300,000 total face amount. The notes mature on December 9, 2027 unless automatically called on December 4, 2026.
If on the call observation date the index is at or above its initial level of 497.00, investors receive $1,088 per $1,000 face amount on the call payment date. If not called and the final index level is at or above the initial level, the maturity payment is capped at $1,176 per $1,000; if it is below, investors receive only the $1,000 face amount.
The underlier is a leveraged S&P 500® futures strategy targeting 40% volatility, with exposure up to 500% and a 6.0% annual decrement deducted daily, which can magnify losses and drag returns. The notes carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value at pricing is $981 per $1,000, below the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $4,551,000 of structured notes maturing on December 9, 2030. The notes are linked to the Russell 2000 Index, the S&P 500 Index, the State Street Utilities Select Sector SPDR ETF and the iShares 20+ Year Treasury Bond ETF and may be redeemed by the issuer at 100% of face amount plus any due coupon on quarterly dates from March 2026 through September 2030.
The notes pay no fixed interest. A "memory" coupon of $9.75 per $1,000 face amount (0.975% monthly, up to 11.7% per annum) is paid on monthly payment dates only if, on the related observation date, the closing level of every underlier is at least 85% of its initial level; missed coupons can be made up when this condition is later satisfied. If the notes are not redeemed, principal repayment at maturity depends on the worst-performing underlier: investors receive $1,000 plus any final coupon if each underlier is at least 85% of its initial level, $1,000 with no coupon if each is at least 60% but any is below 85%, and otherwise $1,000 plus the lesser performing underlier return times $1,000, which can result in a large loss of principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., are not FDIC insured, and do not provide any rights in the underlying indices or ETFs. The estimated value at pricing is approximately $974 per $1,000 face amount, below the issue price, with an additional selling-related amount of $26 per $1,000 that amortizes to zero by March 3, 2026. The document highlights risks including possible loss of the entire investment, the chance of receiving no coupons, complex market disruption and adjustment provisions, ETF- and sector-specific risks, and uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable structured notes linked to the Russell 2000® Index, the Nasdaq-100 Technology Sector Index and the VanEck Semiconductor ETF. The notes are expected to trade from a December 12, 2025 trade date to a stated maturity on June 17, 2031, unless automatically called starting in June 2026 if each underlier is at or above its initial level.
Investors may receive a contingent monthly coupon of $12.625 per $1,000 (1.2625% monthly, up to 15.15% per year) only when all three underliers are at or above 75% of their initial levels on the observation date; otherwise the coupon is zero. If the notes are not called, principal repayment at maturity depends solely on the worst-performing underlier. If each final level is at or above 60% of its initial level, investors receive full principal plus any final coupon; below 60%, repayment is reduced one-for-one with the lesser performing underlier and can result in a total loss of principal.
The estimated value on the trade date is expected to be between $885 and $925 per $1,000 face amount, below the issue price, reflecting fees and dealer economics. Payments depend on the credit of GS Finance Corp. and its guarantor, and investors do not receive any dividends on the ETF or index constituents.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering 2028 autocallable equity-linked notes tied to Class A shares of Alphabet Inc., Class A shares of Meta Platforms, Inc., and common shares of NVIDIA Corporation. The notes pay no interest and are unsecured obligations of the issuer with a guarantee from Goldman Sachs.
The notes may be automatically called on December 31, 2026 if each underlier’s closing level on December 28, 2026 is at or above its initial level, in which case holders receive $1,650 per $1,000 of face amount. If not called, at maturity in December 2028 investors receive: upside of 250% of the gain of the worst-performing stock if all three finish above their initial levels; full principal back if every underlier is at or above 80% of its initial level and any is at or below its initial level; or a reduced amount if any underlier finishes below 80%, with losses increasing one-for-one beyond the 20% buffer and potentially large. The filing highlights that the notes’ estimated value at pricing is less than the issue price, that secondary market prices may be significantly lower than what investors pay, and that investors bear the credit risk of both GS Finance Corp. and Goldman Sachs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable basket-linked notes that pay no interest and are scheduled to mature in December 2030 unless redeemed early.
The notes track a weighted basket of the S&P 500 Index (65%), MSCI EAFE Index (25%) and MSCI Emerging Markets Index (10%). If on the December 2026 call observation date the basket is at or above its initial level of 100, the notes are automatically redeemed for $1,100 per $1,000 face amount. If not called, at maturity investors receive principal plus 155% of any basket gain, full principal back if the basket is flat to down by up to 30%, and a one-for-one loss beyond that level.
The estimated value is expected to be between $885 and $925 per $1,000, below the issue price, reflecting underwriting discounts, offering expenses and dealer pricing models. The notes are unsecured obligations subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc., and expose holders to equity, foreign and emerging-market volatility, currency effects, limited liquidity and uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable index-linked notes due 2030 tied to the Russell 2000® Index and the EURO STOXX 50® Index. The notes pay no interest and may be automatically called quarterly if each index is at or above its initial level on a call observation date, in which case investors receive cash equal to principal plus a preset call premium that steps up over time.
If the notes are not called, payment at maturity depends on the worse-performing index. Investors receive principal plus a 55% maturity premium if both final index levels are at or above their initial levels, full principal back if the worst index stays at or above 75% of its initial level, and a loss matching the negative return of the worse index if it falls below that trigger buffer, potentially losing the entire investment.
The notes are unsecured debt subject to the credit risk of GS Finance Corp. and its parent guarantor, will not be listed on an exchange, may trade at values below the issue price, and have complex, uncertain U.S. tax treatment as prepaid derivative contracts.
The Goldman Sachs Group, Inc. is offering fixed rate senior notes due December 23, 2032 as part of its Medium-Term Notes, Series N program. The notes will pay interest at 4.25% per annum, with payments made in U.S. dollars on June 23 and December 23 of each year, beginning June 23, 2026, in minimum denominations of $1,000 and integral multiples.
The notes will be issued in book-entry form through DTC, will not be listed on any securities exchange, and provide for both full defeasance and covenant defeasance. Interest is calculated using a 30/360 (ISDA) day count convention. Goldman Sachs & Co. LLC will act as underwriter and calculation agent, and because it is an affiliate of the issuer, the deal constitutes a conflict of interest under FINRA Rule 5121. The documents outline U.S. federal income tax treatment and restrict offers to certain non-retail investors in the EEA, UK, Hong Kong, Singapore, Japan and Switzerland.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Nasdaq-100 Index®-linked notes due January 3, 2028 as part of its Medium-Term Notes, Series F program. These notes are derivative-style securities that return cash at maturity based on the index level on the determination date compared with the level set on the trade date of December 29, 2025.
For each $1,000 note, if the Nasdaq-100 rises, investors earn the same percentage gain, but returns are capped at a maximum settlement amount of $1,240. If the index falls but stays at or above 85% of its initial level (a 15% buffer), investors receive their full $1,000 back. Below the 85% buffer level, principal is reduced 1-for-1 with index losses beyond the buffer, so investors can lose a substantial portion of their investment.
The notes pay no interest, are unsecured obligations of GS Finance Corp., and are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., exposing holders to the credit risk of both entities. They will not be listed on any exchange, secondary market liquidity is uncertain, and the initial estimated value is lower than the issue price. The U.S. federal income tax treatment is uncertain and relies on a prepaid derivative contract characterization.