Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. offers principal-at-risk notes linked to the Class A common stock of Toast, Inc. The notes pay no interest and provide a capped positive payout of $1,392 per $1,000 face amount if the final stock price on the determination date is at least 70% of the initial index stock price of $29.38. If the final stock price is below that threshold, holders receive the face amount reduced pro rata by the index stock return and may lose their entire investment. Trade date is expected on May 8, 2026, original issue date expected May 13, 2026, determination date expected November 8, 2027, and stated maturity expected November 12, 2027. The estimated value at pricing is stated between $925 and $955 per $1,000 face amount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) offers callable, monthly‑coupon notes linked to the common stocks of Oracle, NVIDIA, Amazon and Apple. The notes mature on May 13, 2031 and may be automatically called on specified observation dates commencing in May 2027. Coupons per $1,000 face amount are $7.125 (maximum) if each index stock is at or above 75% of its initial price on an observation date, or $0.209 (minimum) otherwise. The original issue price is 100% of face amount; underwriting discount is 3.75% and net proceeds to issuer are 96.25%. The calculation agent is Goldman Sachs & Co. LLC, which has discretion over price determinations and anti‑dilution adjustments. The estimated value at pricing was approximately $950 per $1,000 face amount. The notes are unsecured and subject to issuer and guarantor credit risk and limited secondary market liquidity.
GS Finance Corp. is offering principal-at-risk, non‑interest notes linked to two ETFs (VanEck Gold Miners ETF and Global X Copper Miners ETF) with an upside participation rate of 150% and an 80% buffer. The notes may be automatically called on the call observation date, in which case each $1,000 face amount would pay $1,332. If not called, the maturity payout depends on the lesser performing underlier on the determination date and can result in substantial principal loss if that underlier falls below 80% of its initial level. Trade and issue dates are expected to be May 15, 2026 and May 20, 2026, with a stated maturity expected to be May 22, 2029. The estimated value at pricing is expected between $925 and $955 per $1,000 face amount; investors bear the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
The Goldman Sachs Group, Inc. is offering $9,000,000 of Callable Fixed Rate Notes due April 23, 2029. The notes pay interest at 4.425% per annum from the original issue date May 8, 2026, with interest payable each May 8 and at maturity; the first payment is May 8, 2027. The issuer may redeem the notes in whole (but not in part) on each redemption date (each Feb 8, May 8, Aug 8 and Nov 8 on or after May 8, 2027) upon at least five business days’ prior notice at a redemption price equal to 100% of principal plus accrued interest. Initial price to public is 100% of principal; underwriting discount is 0.862% (totaling $77,580), leaving proceeds before expenses to the issuer of $8,922,420. The notes will be issued in book-entry form through DTC and have no sinking fund. Offering is subject to distribution restrictions in multiple jurisdictions.
GS Finance Corp. is offering autocallable buffered notes linked to the iShares® Semiconductor ETF (ticker SOXX), guaranteed by The Goldman Sachs Group, Inc. The notes have a $1,000 face amount reference per note, an upside participation rate of 125% and an automatic call feature that, if triggered on the call observation date, pays $1,274 per $1,000 face amount on the call payment date. The initial underlier level is set at $492.36 (closing level on May 7, 2026). If not called, maturity payment on the stated maturity date depends on the ETF performance from May 7, 2026 to the determination date (expected May 8, 2028) with a 15% buffer (buffer level = 85% of the initial level) and a buffer rate of approximately 117.65%. The notes do not bear interest, are unsecured obligations of GS Finance Corp., and are subject to issuer and guarantor credit risk. The estimated model value at pricing is $900–$930 per $1,000 face, below the original issue price.
GS Finance Corp. is offering autocallable contingent‑coupon underlier‑linked notes due January 12, 2027, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $10 per $1,000 (1% monthly) only if each underlier meets its coupon trigger (82.5% of its initial level) on a coupon observation date and will be automatically called if, on any call observation date, each underlier’s closing level is greater than or equal to its initial level. The notes reference three underliers: the Russell 2000 Index, the S&P 500 Index and the State Street® Utilities Select Sector SPDR® ETF (XLU). A buffer amount of 17.5% and a buffer rate (~121.21%) apply to maturity cash settlement: if not called, the cash settlement at maturity is determined solely by the lesser performing underlier and could result in a loss of up to your entire investment. Trade date is May 8, 2026 and original issue date is May 13, 2026.
GS Finance Corp. is offering Leveraged Buffered S&P 500® Futures Excess Return Index‑Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and provide cash settlement at maturity tied to the S&P 500® Futures Excess Return Index performance from the trade date to the determination date, with an upside participation rate of 137.1%, a buffer level of 80% (buffer amount 20%) and a buffer rate of 100%. Trade date is May 29, 2026, original issue date June 3, 2026, determination date May 29, 2029 and stated maturity date June 1, 2029. If the final underlier level is below the buffer level, losses apply on a leveraged downside formula and could result in a substantial loss of principal.
GS Finance Corp. offers $12,000,000 of Trigger Autocallable Contingent Yield Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of JPMorgan Chase & Co. and pay a quarterly contingent coupon of $0.225 per $10 face amount (up to 9.00% per annum) only if the underlying stock closes at or above a coupon barrier equal to 68.30% of the initial price. The notes may be automatically called beginning November 2026 if the underlying stock closes at or above the initial price of $314.90 on any call observation date; called notes pay the face amount plus the contingent coupon then due. At maturity, if the final stock price is below the downside threshold (68.30% of $314.90), principal repayment is contingent and investors suffer a loss equal to the index stock return, potentially losing their entire investment. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
The Goldman Sachs Group, Inc. is offering $50,000,000 of Callable Fixed Rate Notes due 2027. The notes bear interest at 4.20% per annum from the original issue date May 8, 2026 to but excluding maturity on July 8, 2027, with interest payment dates on November 8, 2026, May 8, 2027 and the stated maturity date. The notes are being sold at an initial price of 100% (total principal $50,000,000), with underwriting discount of 0.02% ($10,000) and net proceeds to the issuer of $49,990,000. The issuer may redeem the notes in whole, but not in part, on specified redemption dates with at least five business days’ notice. The notes will be issued in book-entry form through DTC and are a new issue with no established trading market.
GS Finance Corp. issues contingent coupon notes backed by Goldman Sachs with payoffs linked to Salesforce, NVIDIA and Snowflake common stock performance. The notes have a face amount of $1,000 per note, an expected trade date of May 8, 2026, an original issue date expected to be May 13, 2026, and a stated maturity date expected to be May 11, 2027. Quarterly coupons of $51.875 per $1,000 (5.1875% quarterly; 20.75% annualized) are payable only if each index stock closes at or above 50% of its initial index stock price on the related coupon observation date. The notes will be automatically called on any call observation date (expected Aug 6, 2026; Nov 6, 2026; Feb 8, 2027; May 6, 2027) if each index stock closes at or above its initial index stock price (initial prices set on May 6, 2026). At maturity, if a trigger event (all final prices below initial prices) occurs and the lesser performing index stock is below 50% of its initial price, holders receive a reduced cash settlement tied to that lesser performing index stock return; otherwise holders receive principal (and final coupon if applicable). The estimated value at terms-setting is between $925 and $955 per $1,000 face amount; issue price exceeds that estimate. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.