Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering auto-callable, index-linked notes with an aggregate face amount of $1,330,000, tied to the Goldman Sachs Momentum Builder® Focus ER Index. The notes pay no interest and mature on August 19, 2031, unless automatically called earlier.
Investors receive at least 100% of face at maturity, plus upside only if the index rises to at least 102.5% of its initial level of 114.55. In that case, the payout is capped at 150.75% of face (maximum settlement $1,507.5 per $1,000). The notes can be automatically called annually from 2027–2030 with call returns from 10.15% to 40.6%. The index uses daily rebalancing, volatility control at 5%, and momentum risk control, and is calculated on an excess-return basis over the federal funds rate, less a 0.65% p.a. deduction. The estimated initial value is about $925 per $1,000 face, after a 1.375% underwriting discount.
GOLDMAN SACHS GROUP INC, through GS Finance Corp, is offering medium-term structured notes linked to the Goldman Sachs Momentum Builder Focus ER Index. The notes have an aggregate face amount of $876,000, no periodic interest, and are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
The notes may be automatically called on annual observation dates if the index closes at or above an increasing call level, paying $1,000 plus a call premium (from 18.70% to 112.20%) per $1,000. If not called, at maturity on August 18, 2033 investors receive for each $1,000 either $1,000 plus 100% of any positive index return, or $1,000 if the index is flat or down, subject to issuer and guarantor credit risk.
The index is a rules-based, daily rebalanced multi-asset strategy with volatility and momentum risk controls and a 0.65% per annum deduction, often heavily allocated to cash-like positions, which can reduce returns. The original issue price is 100% of face, with a 4.625% underwriting discount; Goldman estimates the initial value at $887 per $1,000. For U.S. tax purposes, the notes are treated as contingent payment debt instruments using a 5.39% comparable yield and a projected payment of $1,458.72 at maturity per $1,000.
Goldman Sachs Group, Inc. (GS), through GS Finance Corp., is offering medium-term structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 4% Decrement Index (USD) ER. The notes pay contingent monthly coupons of $18.334 per $1,000 (1.8334% per month, up to ~22% per year) only when the index is at or above 70% of its initial level of 954.15 on the observation date.
The notes may be automatically called quarterly from February 2027 through May 2032 if the index is at or above its initial level, returning principal plus the applicable coupon. If not called, at maturity in August 2032 investors receive principal back as long as the index is at or above the 50% trigger buffer level; below that, repayment falls one-for-one with the index and investors can lose their entire investment.
The underlier is a highly complex, leveraged futures-based index targeting 40% volatility, with exposure up to 500% and a 4% per annum decrement deducted daily, which systematically drags performance versus a similar index without this feature. The notes are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by Goldman Sachs Group, Inc., and carry issuer and guarantor credit risk. The estimated value is $969 per $1,000 at pricing, below the 100% issue price.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp, is offering S&P 500-linked Medium-Term Notes, Series F, with an aggregate face amount of $1,175,000. For each $1,000 note held to maturity, investors receive a cash amount tied to the S&P 500 Index performance from trade date to determination date, subject to a 10% buffer and a capped maximum return.
If the S&P 500 final level is above the initial level, the payoff equals $1,000 plus the index return but is capped at a maximum settlement amount of $1,180 per $1,000. If the index ends between 90% and 100% of its initial level, investors receive full principal. Below 90%, principal is reduced 1-for-1 with index losses beyond the buffer, and investors can lose a substantial portion of principal. The notes pay no interest and are subject to the credit risk of GS Finance Corp as issuer and The Goldman Sachs Group, Inc. as guarantor.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering $1,090,000 aggregate face amount of unsecured notes linked to Advanced Micro Devices and NVIDIA common stock. The notes pay no interest, are guaranteed by Goldman Sachs Group, and mature on August 19, 2031 unless automatically called.
The notes can be automatically redeemed from August 23, 2027 onward if each stock closes at or above its initial price (AMD $514.39, NVIDIA $225.16), paying $1,000 plus a call premium that rises up to 136.8%. If held to maturity and not called, the payoff is based on the lesser performing stock, with a 35% buffer: losses begin only if any stock finishes below 65% of its initial price, then losses exceed that threshold. Upside is capped at a maximum settlement of $2,440 per $1,000 face amount.
Investors face Goldman Sachs issuer and guarantor credit risk, no principal protection below the buffer, and limited liquidity. The initial estimated value is stated as not less than face amount, but secondary market values may be lower and affected by volatility, rates, and credit spreads.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is issuing $8,836,000 of Buffered Performance Leveraged Upside Securities ("PLUS") linked to the EURO STOXX 50® Index, maturing on March 5, 2029. These unsecured notes pay no interest and are guaranteed by Goldman Sachs Group Inc.
For each $1,000 PLUS, investors receive at maturity: 200% of any positive index return, capped at a maximum payment of $1,340 (134% of principal); full principal back if the index is flat or down by up to the 15.00% buffer; and, if the index falls by more than 15%, a loss of 1% of principal for every 1% decline beyond the buffer, subject to a minimum payment of $150 (15% of principal).
The PLUS will not be listed on an exchange. The original issue price is 100% of principal, with a 3.00% underwriting discount and 97.00% net proceeds to the issuer. The initial index value is 6,539.59, and the estimated value at pricing is approximately $971 per PLUS, reflecting structuring and distribution costs. All payments are subject to the credit risk of GS Finance Corp. and Goldman Sachs Group Inc.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering index-linked Medium-Term Notes, Series F, fully and unconditionally guaranteed by Goldman Sachs. The notes have an aggregate face amount of $1,260,000 and are linked to the MSCI EAFE Index, MSCI Emerging Markets Index and EURO STOXX 50® Index.
Each $1,000 note pays no interest and at maturity (August 19, 2031) returns cash based on the lesser performing underlier. If every underlier finishes above its initial level, investors receive $1,000 plus 265.9% of the lesser underlier’s positive return. If any underlier is at or below its initial level but all remain at or above 70% of their initial levels (the trigger buffer level), investors receive only the $1,000 face amount. If any underlier finishes below its trigger buffer level, repayment is $1,000 plus $1,000 times the lesser performing underlier return, exposing investors to up to 100% loss of principal.
The notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., will not be listed on any exchange, and may have limited or no secondary market liquidity. The original issue price is 100% of face amount, with a 4.125% underwriting discount.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering $600,000 of medium‑term structured notes linked to the Nasdaq‑100, Russell 2000 and S&P 500 indices. The notes can be automatically called monthly starting November 2027 if each index closes at or above its initial level, paying $1,000 per note plus a fixed call premium (from 17.1885% on the first call date up to 40.1065% on the last).
If not called, the maturity payoff depends solely on the worst‑performing index. For each $1,000 note, investors receive: upside at a 100% participation rate if all indices finish above initial; full principal back if all stay at or above a 70% trigger buffer; or $1,000 times the lesser‑performing index return if any finishes below its 70% buffer, which can mean a total loss of principal. The notes bear no interest, are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent guarantor, may have limited or no secondary market, and have an estimated value on the trade date that is less than the 100% issue price. Tax treatment is uncertain and expected to follow prepaid derivative contract characterization.