Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. priced contingent, callable notes linked to Broadcom Inc. common stock. The $10,484,000 aggregate offering (issued at 100% of face) pays a contingent monthly coupon of $11.875 per $1,000 (1.1875% monthly; up to 14.25% annually) when the underlier closes at or above 56% of the initial underlier level ($309.415). The notes feature an automatic call if the underlier closes at or above the initial level on any call observation date; if not called, maturity settlement is cash and can result in a total loss of principal if the final underlier level is below the trigger buffer level (56%). The notes are senior debt of GS Finance Corp. and are guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. is offering callable S&P 500® Index‑linked notes due April 30, 2032, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays no interest; maturity payment depends on the S&P 500® closing level on the determination date (expected April 16, 2032), with a 100% upside participation rate. The issuer may redeem the notes on specified monthly call payment dates beginning April 30, 2027, receiving a cash amount equal to $1,000 plus a call premium set on the trade date. The estimated value at pricing is between $885 and $935 per $1,000 face amount.
GS Finance Corp. offers fixed-coupon, buffered notes linked to the S&P 500® Volatility Plus Daily Risk Control Index, with expected trade date April 27, 2026 and stated maturity expected April 30, 2029. Coupons will be at least $15.625 per $1,000 face amount (at least 1.5625% quarterly; at least 6.25% per annum). At maturity the cash settlement equals $1,000 per $1,000 face amount if the final index level is >= 85% of the initial level (the 15% buffer). If the final index level is below 85%, the cash settlement is reduced pro rata and can result in a substantial loss up to an 85% loss of principal. The notes do not participate in any upside above the initial index level. The estimated model value at terms set on the trade date is between $925 and $955 per $1,000 face amount; the original issue price is 100% of face amount. Credit risk rests with GS Finance Corp. (issuer) and The Goldman Sachs Group, Inc. (guarantor).
GS Finance Corp. priced a capped, buffer-protected S&P 500® linked note. The notes pay no interest and return at maturity is tied to the S&P 500 performance from March 26, 2026 to the September 26, 2029 determination date. If the final level is ≥ the buffer level (85%), each $1,000 face amount pays a capped maximum settlement amount of $1,247. If the final level is below 85%, losses occur at a rate of 1% of face for each 1% the underlier falls below the buffer (subject to the buffer rate and buffer amount terms). The offering aggregates $2,869,000 face amount, with original issue price 100% and underwriting discount 3.05%.
The Goldman Sachs Group, Inc. is offering Callable Fixed Rate Notes due 2031. The notes pay interest at 5% per annum, with an expected original issue date of April 17, 2026 and an expected stated maturity date of March 31, 2031. Interest is payable annually on each expected interest payment date (expected April 17 each year) with the first payment expected on April 17, 2027. The issuer may redeem the notes in whole, but not in part, on expected quarterly redemption dates beginning on or after April 17, 2027, upon at least five business days’ prior notice, at a redemption price equal to 100% of principal plus accrued interest.
The offering will settle through DTC in immediately available funds and is being distributed by Goldman Sachs & Co. LLC and InspereX LLC. The initial price to public and underwriting discounts vary by investor type as described in the supplemental plan of distribution. The notes are a new issue with no established trading market; market‑making by underwriters is intended but not guaranteed.
GS Finance Corp. priced index-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes (face amount per unit: $1,000) pay no interest and mature on the stated maturity date expected to be June 2, 2027. Payout is tied to the lesser performing of the Russell 2000® and the S&P 500® as measured from the trade date expected to be April 27, 2026 to the determination date expected to be May 27, 2027. The payout is subject to a cap (maximum settlement amount) of at least $1,220 per $1,000 and a buffer mechanic that treats final underlier levels at or above 90% differently than deeper declines. The estimated value on the trade date is between $925 and $965 per $1,000 face amount. Holders are exposed to issuer and guarantor credit risk and may lose a substantial portion of principal if the lesser performing underlier falls below the buffer level.
GS Finance Corp. is offering callable S&P 500® Futures Excess Return Index-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes (denominated in $1,000 increments) mature on April 3, 2031 (expected) and reference the S&P 500® Futures Excess Return Index with an upside participation rate of 185% and a buffer level of 80%. If the final underlier level exceeds the initial underlier level, the payoff equals $1,000 plus 1.85× index return per $1,000; if the final level is between 80% and 100% of initial, holders receive $1,000; below 80%, holders suffer a loss subject to the buffer mechanics. The estimated value on the trade date is between $885 and $925 per $1,000 face amount. Trade date is expected to be March 31, 2026, with a determination date expected March 27, 2031. The issuer may redeem on specified monthly call payment dates beginning April 2027 with preset call premium amounts.
GS Finance Corp. offers principal-at-risk, autocallable notes linked to the Nasdaq-100 and Russell 2000. The notes (aggregate face amount $770,000) pay no interest and may be automatically called on semi-annual call dates if both underliers close at or above their initial levels. If not called, the cash settlement at maturity depends on the lesser performing underlier, with an upside participation rate of 150% if both finish above initial levels and a downside buffer mechanism at 85% (buffer amount 15%). Investors may lose a substantial portion of principal if the lesser performing underlier falls below the buffer level. The notes are senior obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., with trade date March 26, 2026 and stated maturity April 2, 2029.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal‑protected‑style auto‑callable structured notes linked to the common stocks of Advanced Micro Devices, Humana and Marvell Technology. The notes mature on April 2, 2029 unless automatically called on an observation date commencing March 2027. Coupons of $16.25 per $1,000 apply on a monthly coupon payment date only if the closing price of each index stock on the related coupon observation date is ≥ 60% of its initial price. The notes feature a buffer price equal to 80% of each initial index stock price and a trigger event defined as each final index stock price being less than its initial price. The estimated value at pricing was approximately $932 per $1,000 face amount. Original issue price was 100% with underwriting discount 3.25% and aggregate face amount on original issue date of $2,755,000.
GS Finance Corp. is offering medium-term structured notes due March 31, 2031, with cash settlement linked to the S&P 500® Futures Excess Return Index. For each $1,000 face amount the payout at maturity is: the greater of a $1,445 threshold settlement amount or $1,000 plus $1,000×undlier return if the final level is ≥ the initial level; if the final level falls but remains ≥ 70% of the initial level (a 30% trigger buffer), the cash payment equals $1,000 plus $1,000×the absolute underlier return; if the final level is below 70% of the initial level you suffer losses equal to $1,000×the underlier return. The notes pay no interest, are fully guaranteed by The Goldman Sachs Group, Inc., were priced at 100% of face with a 4.125% underwriting discount and aggregate face amount of $416,000, trade date March 26, 2026 and original issue date March 31, 2026. The determination date is March 26, 2031. The payout is based on futures performance (not the spot S&P 500® Index) and may be materially affected by negative roll yields, market disruptions and issuer/guarantor credit risk.