GOLDMAN SACHS GROUP (GS) SEC Filings, Aug 18, 2026

Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering basket-linked notes due in 2028 that pay no periodic interest and are fully principal-protected with a built-in gain. The cash payment at maturity per $1,000 face amount depends on an equally weighted basket of the EURO STOXX 50® Index, the Nikkei 225 and the S&P 500® Index, measured from the trade date (expected August 21, 2026) to the determination date (expected August 21, 2028).

The initial basket level is 100. If the final basket level is at or below 105% of the initial basket level, investors receive $1,050. If it is between 105% and the cap level of 113.3%, the payoff is $1,000 plus 100% of the basket return. Above 113.3%, the payoff is capped at the maximum settlement amount of $1,133. The notes are unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and their estimated initial value is between $925 and $955 per $1,000, reflecting fees and hedging costs. The notes are treated as contingent payment debt instruments for U.S. tax purposes, requiring accrual of ordinary income over their term.

GOLDMAN SACHS GROUP INC (GS), through its subsidiary GS Finance Corp, is offering Medium-Term Notes, Series F, equity ETF-linked “principal at risk” securities guaranteed by Goldman Sachs. Each security has a $1,000 face amount and is linked to an equally weighted basket of the iShares Biotechnology ETF and State Street Health Care Select Sector SPDR ETF.

The notes pay no interest and return at maturity depends on basket performance. If the basket rises, investors receive $1,000 plus 150% of the basket’s gain, capped by a maximum return of at least 34.70%, so the maximum maturity payment is at least $1,347. If the basket falls by up to the 10% buffer, investors receive $1,000. Below that, losses are 1‑for‑1 beyond the buffer and investors may lose up to 90% of principal. The notes are unsecured obligations of GS Finance Corp, guaranteed by Goldman Sachs, have an expected pricing date of August 21, 2026 and a stated maturity of August 24, 2029, are not listed on an exchange, and have an estimated initial value of $890–$920 per $1,000, below the $1,000 offering price.

GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.

Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering auto-callable, index-linked notes with an aggregate face amount of $1,330,000, tied to the Goldman Sachs Momentum Builder® Focus ER Index. The notes pay no interest and mature on August 19, 2031, unless automatically called earlier.

Investors receive at least 100% of face at maturity, plus upside only if the index rises to at least 102.5% of its initial level of 114.55. In that case, the payout is capped at 150.75% of face (maximum settlement $1,507.5 per $1,000). The notes can be automatically called annually from 2027–2030 with call returns from 10.15% to 40.6%. The index uses daily rebalancing, volatility control at 5%, and momentum risk control, and is calculated on an excess-return basis over the federal funds rate, less a 0.65% p.a. deduction. The estimated initial value is about $925 per $1,000 face, after a 1.375% underwriting discount.

GOLDMAN SACHS GROUP INC, through GS Finance Corp, is offering medium-term structured notes linked to the Goldman Sachs Momentum Builder Focus ER Index. The notes have an aggregate face amount of $876,000, no periodic interest, and are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.

The notes may be automatically called on annual observation dates if the index closes at or above an increasing call level, paying $1,000 plus a call premium (from 18.70% to 112.20%) per $1,000. If not called, at maturity on August 18, 2033 investors receive for each $1,000 either $1,000 plus 100% of any positive index return, or $1,000 if the index is flat or down, subject to issuer and guarantor credit risk.

The index is a rules-based, daily rebalanced multi-asset strategy with volatility and momentum risk controls and a 0.65% per annum deduction, often heavily allocated to cash-like positions, which can reduce returns. The original issue price is 100% of face, with a 4.625% underwriting discount; Goldman estimates the initial value at $887 per $1,000. For U.S. tax purposes, the notes are treated as contingent payment debt instruments using a 5.39% comparable yield and a projected payment of $1,458.72 at maturity per $1,000.

Goldman Sachs Group, Inc. (GS), through GS Finance Corp., is offering medium-term structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 4% Decrement Index (USD) ER. The notes pay contingent monthly coupons of $18.334 per $1,000 (1.8334% per month, up to ~22% per year) only when the index is at or above 70% of its initial level of 954.15 on the observation date.

The notes may be automatically called quarterly from February 2027 through May 2032 if the index is at or above its initial level, returning principal plus the applicable coupon. If not called, at maturity in August 2032 investors receive principal back as long as the index is at or above the 50% trigger buffer level; below that, repayment falls one-for-one with the index and investors can lose their entire investment.

The underlier is a highly complex, leveraged futures-based index targeting 40% volatility, with exposure up to 500% and a 4% per annum decrement deducted daily, which systematically drags performance versus a similar index without this feature. The notes are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by Goldman Sachs Group, Inc., and carry issuer and guarantor credit risk. The estimated value is $969 per $1,000 at pricing, below the 100% issue price.

GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp, is offering S&P 500-linked Medium-Term Notes, Series F, with an aggregate face amount of $1,175,000. For each $1,000 note held to maturity, investors receive a cash amount tied to the S&P 500 Index performance from trade date to determination date, subject to a 10% buffer and a capped maximum return.

If the S&P 500 final level is above the initial level, the payoff equals $1,000 plus the index return but is capped at a maximum settlement amount of $1,180 per $1,000. If the index ends between 90% and 100% of its initial level, investors receive full principal. Below 90%, principal is reduced 1-for-1 with index losses beyond the buffer, and investors can lose a substantial portion of principal. The notes pay no interest and are subject to the credit risk of GS Finance Corp as issuer and The Goldman Sachs Group, Inc. as guarantor.

Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering $1,090,000 aggregate face amount of unsecured notes linked to Advanced Micro Devices and NVIDIA common stock. The notes pay no interest, are guaranteed by Goldman Sachs Group, and mature on August 19, 2031 unless automatically called.

The notes can be automatically redeemed from August 23, 2027 onward if each stock closes at or above its initial price (AMD $514.39, NVIDIA $225.16), paying $1,000 plus a call premium that rises up to 136.8%. If held to maturity and not called, the payoff is based on the lesser performing stock, with a 35% buffer: losses begin only if any stock finishes below 65% of its initial price, then losses exceed that threshold. Upside is capped at a maximum settlement of $2,440 per $1,000 face amount.

Investors face Goldman Sachs issuer and guarantor credit risk, no principal protection below the buffer, and limited liquidity. The initial estimated value is stated as not less than face amount, but secondary market values may be lower and affected by volatility, rates, and credit spreads.

GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.