Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing autocallable contingent coupon notes linked to the Nasdaq‑100, Russell 2000 and S&P 500 indexes, maturing in 2029. These notes pay a monthly contingent coupon of $11.042 per $1,000 face amount (1.1042% monthly, up to approximately 13.25% per annum) only when each index is at or above 70% of its initial level on the relevant observation date.
The notes are automatically called if, on any call observation date from October 2026 through June 2029, each index is at or above its initial level; investors then receive $1,000 per note plus the due coupon. If the notes are not called, principal repayment at maturity depends solely on the lesser performing index. If that index is at or above 70% of its initial level, investors receive $1,000 per note; otherwise repayment equals $1,000 multiplied by the lesser performing index return, exposing investors to loss of up to 100% of principal.
The product carries the credit risk of both GS Finance Corp. and its guarantor, features an issue price above its model‑based estimated value, and may have limited or no secondary market liquidity. Tax treatment is uncertain and is expected to follow prepaid derivative contract treatment under current opinions.
GS Finance Corp. is offering Autocallable S&P 500® Futures Excess Return Index‑Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes have a $1,000 face amount per note and an automatic call feature: if the underlier closes at or above the initial level on the call observation date, holders receive $1,123 per $1,000 on the call payment date. If not called, maturity payoff depends on the final underlier level: upside participation is 150%; a 75% buffer level and a 25% buffer amount apply; downside exposure below the buffer can produce substantial losses (examples show as low as 25% of face payable). Trade date is July 30, 2026, original issue date August 4, 2026, and stated maturity August 2, 2029. The underlier is the S&P 500® Futures Excess Return Index (futures-based), and payments are cash-settled. The pricing supplement warns of model-based estimated values below issue price, credit risk of issuer and guarantor, negative roll/contango effects on the futures-based underlier, possible illiquidity, and uncertain U.S. federal income tax treatment.
GS Finance Corp. is offering $ Callable Contingent Coupon Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays a contingent monthly coupon of $10.834 (1.0834% monthly, the potential for up to approximately 13.00% per annum) only if the closing level of each underlier on the related observation date is at or above its coupon trigger level. The underliers are the Nasdaq-100, Russell 2000, and S&P 500. For cash settlement at maturity, if not redeemed, repayment per $1,000 is $1,000 when the final level of each underlier is at or above the trigger buffer (70% of initial); otherwise the cash payment equals $1,000 × the lesser performing underlier return, so investors could lose their entire investment. The issuer may redeem the notes on each coupon payment date beginning in October 2026.
GS Finance Corp. offers leveraged callable S&P 500® Futures Excess Return Index-linked notes due July 22, 2031 with an upside participation rate of 230% and a trigger buffer level of 60%. The notes pay no interest, may be redeemed at issuer option on scheduled monthly call payment dates at specified call premiums, and settle in cash at maturity based on the S&P 500® Futures Excess Return Index performance measured from the trade date expected to be July 17, 2026 to the determination date expected to be July 17, 2031. The estimated value on the trade date is stated as $885 to $935 per $1,000 face amount.
GS Finance Corp. is offering principal-protected, non-interest-bearing structured notes linked to an equally weighted basket of 5 stocks (AMD, AVGO, INTC, NVDA, TSM), with The Goldman Sachs Group, Inc. as guarantor. Initial basket level is 100; the notes mature on July 26, 2029 (determination date expected July 23, 2029) and settle in cash per $1,000 face amount. If the final basket level exceeds the initial level, holders receive $1,000 + $1,000 × 200% × basket return subject to a cap at the maximum settlement amount of $2,385. If the final level is between 75% and 100% of the initial level, holders receive $1,000. If the final level is below 75%, holders receive $1,000 × (1 + basket return) and may lose up to their entire investment. The estimated value on the trade date is between $900 and $930 per $1,000 face amount. The calculation agent is Goldman Sachs & Co. LLC; GS&Co. has discretionary authority over pricing adjustments, market-disruption determinations and anti-dilution adjustments.
GS Finance Corp. is offering Autocallable Contingent Coupon VanEck Gold Miners ETF‑Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and will pay a contingent monthly coupon of $10.625 per $1,000 (1.0625% monthly; up to 12.75% per annum) when the underlier closes at or above the coupon trigger level of 80% of the initial underlier level on the related coupon observation date. The notes are subject to an automatic call if the underlier closes at or above the initial underlier level on any call observation date, in which case holders receive $1,000 plus any coupon then due. At maturity (determination date July 15, 2031, stated maturity July 18, 2031), if not called, cash settlement depends on the final underlier level versus the buffer level of 75%; a final underlier below the buffer produces a downside payoff formula using a 25% buffer and a 100% buffer rate. The underlier is the VanEck Gold Miners ETF (ticker GDX); GS&Co. is the calculation agent. The trade date is July 15, 2026 and original issue date is July 20, 2026. The pricing supplement discloses material risks including credit risk of the issuer/guarantor, limited upside (cap at par), potential loss of a substantial portion of principal and uncertain tax treatment.
GS Finance Corp. is offering buffered S&P 500® index-linked notes due July 12, 2029 (expected). For each $1,000 face amount, the maturity payment is linked to the S&P 500 performance measured from an initial level of 7,482.71 set on July 8, 2026 to the determination date (expected July 9, 2029). Positive index returns are multiplied by a participation rate of 82.1%. The notes provide a buffer equal to 25% (buffer level = 75% of the initial level): if the final index level declines by up to 25% you receive the $1,000 face amount; if it declines by more than 25% your principal is reduced proportionally beyond the buffer. Notes pay no interest, are unsecured obligations of GS Finance Corp. and are guaranteed by The Goldman Sachs Group, Inc.; holders bear issuer and guarantor credit risk. The estimated value on the trade date is between $925 and $955 per $1,000 face amount.
GS Finance Corp. offers $435,000 aggregate face amount of medium-term structured notes guaranteed by The Goldman Sachs Group, Inc., contingent monthly coupon notes with an automatic call feature.
The notes trade on July 7, 2026, issue on July 14, 2026 and have a stated maturity of July 16, 2029. Each $1,000 face amount pays a contingent monthly coupon of $5.417 if all three underliers meet an 80% coupon trigger on the observation date; otherwise the coupon is $0. If all underliers are at or above their initial levels on a call observation date, the notes will be automatically called for $1,000 plus any then-due coupon.
GS Finance Corp. priced $750,000 of principal-linked notes due August 12, 2027, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 note pays no interest and returns at maturity either: a capped upside if Micron Technology, Inc. (the underlier) rises; the $1,000 face amount if the final level is within 40% of the initial level; or a proportional loss if the final level is below the 40% trigger buffer (you lose 1% of face per 1% decline below the initial level). The notes feature a 300% upside participation rate and a $1,785 maximum settlement amount. Key dates: trade July 7, 2026, original issue July 10, 2026, determination August 9, 2027, maturity August 12, 2027.
GS Finance Corp. is offering autocallable EURO STOXX 50® Index-Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes have an upside participation rate of 125%, a trigger buffer level of 75%, and an automatic call feature that, if met on the call observation date, pays $1,192.50 per $1,000 on the call payment date. The notes pay no interest, may be cash-settled at maturity depending on the final index level, and expose investors to the credit risk of GS Finance Corp. and its guarantor.
Trade date is July 15, 2026, original issue date July 20, 2026, determination date July 15, 2031, and stated maturity date July 18, 2031. The issue price is 100% of face amount with an underwriting discount of 2.5%.