Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Goldman Sachs Group Inc. (GS), as guarantor for GS Finance Corp., is offering $250,000 of Callable Index‑Linked Notes due August 19, 2031. The notes pay no interest and are principal‑protected at maturity, with repayment at least equal to face amount, subject to GS Finance Corp. and Goldman Sachs credit risk.
The payoff is linked to the Russell 2000 Index (initial level 3,068.415) and the S&P 500 Index (initial level 7,785.76). If, on the August 14, 2031 determination date, both indices finish above their initial levels, investors receive $1,000 plus 114.95% of the return of the lesser‑performing index; otherwise they receive $1,000.
GS Finance Corp. can redeem the notes monthly from August 19, 2027 to July 17, 2031 at 100% of face plus a fixed call premium that steps up from 10.0008% to 49.1706%. The original issue price is 100% of face, with a 3.625% underwriting discount and 96.375% net proceeds to the issuer. The estimated value is about $939 per $1,000, and for U.S. tax purposes the notes are treated as contingent payment debt instruments with a 5.16% comparable yield.
Goldman Sachs Group Inc. (GS), via GS Finance Corp. and a guarantee from The Goldman Sachs Group, Inc., is offering equity-linked notes tied to an equally weighted basket of 9 large-cap tech and growth stocks (including Alphabet, Amazon, Meta, Microsoft and NVIDIA). The notes pay no interest and have a face amount of $14,280,000 in aggregate at issuance, with an original issue price of 100% and an underwriting discount of 1.5%, yielding net proceeds of 98.5% of face.
The basket starts at level 100, with each stock initially weighted at approximately 11.111%. The notes can be automatically called on August 27, 2027 if the basket level is at least 100, paying $1,206.5 per $1,000 on September 1, 2027. If not called, they mature on August 17, 2028. At maturity, investors receive: $1,000 plus 125% of any positive basket return; $1,000 if the basket is down up to 20%; or a buffered loss where declines beyond 20% are multiplied by a 125% buffer rate, risking up to full principal loss.
The estimated initial value is about $959 per $1,000, below issue price, reflecting structuring costs and dealer margin. Investors are exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. and do not receive dividends or shareholder rights on the basket stocks.
Goldman Sachs Group, Inc. (GS), through GS Finance Corp., is issuing fully guaranteed market-linked Medium-Term Notes, Series F, with an aggregate face amount of $600,000 tied to the S&P 500 Futures Excess Return Index. The notes pay no interest and return at maturity depends on index performance from trade date to determination date.
For each $1,000 note, if the final index level is at or above the initial level, investors receive $1,000 plus 152.5% of the positive index return. If the index falls but stays at or above 75% of the initial level (a 25% buffer), the payoff increases with the absolute decline, so a -12% index move gives a +12% note return. Below the buffer level, principal is lost 1-for-1 with further index declines, and investors can lose a substantial portion of principal, as illustrated by a 19% final level leading to only 44% of face value.
The notes do not provide dividends or futures ownership and are subject to the credit risk of GS Finance Corp. and its guarantor. Tax treatment is uncertain; counsel views them as pre-paid derivative contracts, but the IRS could assert a different treatment.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering auto-callable index-linked notes under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by Goldman Sachs Group. The aggregate face amount is $401,000 and the original issue price is 100% of face amount.
The notes pay no interest and are linked to the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index. They may be automatically called on scheduled monthly call observation dates if each index is at or above its initial level, paying $1,000 plus an index-based call premium (starting at 8.25% and rising up to 40.5625%) per $1,000 face amount. If held to the August 2031 stated maturity and not called, payment is based solely on the worst-performing index, with a 70% trigger buffer level and a capped maturity premium of 41.25%.
If any index finishes below its trigger buffer level and the notes are not called, investors lose principal in proportion to the lesser performing underlier return and could lose their entire investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and Goldman Sachs Group, their estimated value at pricing is less than the issue price, they will not be listed on any exchange, and secondary market liquidity and pricing are uncertain.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering Medium‑Term Notes, Series F, linked to the Russell 2000 Index and the S&P 500 Index, with an aggregate face amount of $7,764,000.
For each $1,000 note, investors may receive a contingent quarterly coupon of $18.75 (1.875%, up to 7.50% p.a.) only if on each observation date both indexes are at or above 55% of their initial levels. The same 55% level is the trigger buffer level: if at maturity the lesser-performing index is at or above 55% of its initial level, principal is repaid in full; if it is below 55%, principal is reduced one‑for‑one with that index’s loss, down to zero, so investors can lose their entire investment. The initial index levels are 3,068.415 for the Russell 2000 and 7,785.76 for the S&P 500.
GS Finance Corp. may redeem the notes early, in whole but not in part, on any coupon payment date from February 2027 through May 2031 at $1,000 per note plus any due coupon. The notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., will not be listed on an exchange, and the original issue price (100% of face) exceeds the model‑based estimated value partly due to a 1.5% underwriting discount and up to 0.45% structuring fee.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering S&P 500 Futures Excess Return Index-linked Medium-Term Notes, Series F, with an aggregate face amount of $95,000. Each note has a $1,000 face amount and matures on August 17, 2029, with payment based on index performance from August 14, 2026 to the determination date.
If the final index level is at or above the initial level of 621.16, holders receive $1,000 plus 140% of the index gain. If the index is down but no more than the 20% buffer (final level between 80% and 100% of initial), investors receive the positive absolute index move (e.g., -10% index gives +10% return). Below the 80% buffer level, principal is reduced 1% for each additional 1% decline, so investors can lose a substantial portion of principal.
The notes pay no interest, are unsecured senior obligations of GS Finance Corp. fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are subject to the credit risk of both. The original issue price is 100% of face amount, with a 0.75% underwriting discount and net proceeds of 99.25%. Liquidity is not assured, the estimated value at pricing is less than the issue price, and returns differ from direct investment in S&P 500 stocks or futures, including potential negative roll yield effects.
Goldman Sachs Group, Inc. (GS), through GS Finance Corp as issuer and GS as guarantor, is offering MP Materials Corp.-linked structured notes under a 424B2 prospectus supplement. The notes pay a fixed coupon of $12.959 per $1,000 each month (1.2959% monthly, up to about 15.55% per annum) until maturity on August 19, 2027, unless automatically called. Automatic call occurs if MP Materials’ stock on any monthly call observation date closes at or above the initial stock price of $58.74, in which case investors receive the $1,000 face amount plus the coupon on the related call payment date.
If not called, principal repayment at maturity is buffered: investors receive $1,000 per $1,000 face amount (plus final coupon) if the final stock price is at or above the buffer price, 80% of the initial stock price. If the final stock price is below this level, repayment is reduced linearly, so losses exceed 20% of face and can be substantial. The aggregate face amount on the original issue date is $1,287,000, the original issue price is 100% of face, the underwriting discount is 2.25%, and net proceeds to the issuer are 97.75% of face. The estimated value at trade date is approximately $976 per $1,000, reflecting structuring and distribution costs and model-based pricing. Payments depend on GS Finance Corp.’s and GS’s credit, and the notes are unsecured and not FDIC insured.
GOLDMAN SACHS GROUP INC (GS), as guarantor for GS Finance Corp., is issuing Medium-Term Notes, Series F linked to the Goldman Sachs Momentum Builder ® Focus ER Index, with an aggregate face amount of $15,135,000. The notes can be automatically called annually if the index closes at or above rising call levels (from 100.75% to 104.50% of the initial index level), paying for each $1,000 face amount $1,000 plus a call premium ranging from 13.25% to 79.50%.
If not called, at maturity on August 19, 2033 investors receive for each $1,000 either (i) $1,000 plus 100% of any positive index return if the final index level exceeds the initial level of 114.55, or (ii) $1,000 if the final level is equal to or below the initial level, so downside to maturity is limited to credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The index itself is complex, uses daily rebalancing among up to 10 underlying assets with volatility and momentum controls, and is reduced by a 0.65% per annum deduction plus an excess-return structure over the federal funds rate, which can materially dampen index gains.
The original issue price is 100% of face amount, but the issuer’s estimated value on the trade date is $898 per $1,000, reflecting fees and hedging costs. For tax purposes, the notes are treated as contingent payment debt instruments with a comparable yield of 5.40% per annum and a projected maturity payment of $1,459.92 per $1,000, causing holders generally to accrue ordinary income over the term even though cash is paid only on call or at maturity.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering Medium‑Term Notes, Series F linked to the Russell 2000 Index and the S&P 500 Index, with an aggregate face amount of $21,822,000. These notes pay a contingent quarterly coupon of $20.625 per $1,000 (2.0625%, up to 8.25% per year) only if on each observation date both indices are at or above 55% of their initial levels.
Principal repayment at maturity depends on the lesser performing index. If either final index level is below its 55% trigger buffer, repayment equals $1,000 plus $1,000 times the lesser index return, which can reduce principal to zero, so investors can lose their entire investment. GS Finance Corp. may redeem the notes at par plus any due coupon on any coupon payment date from February 2027 through May 2031, which can shorten the investment term.
The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by Goldman Sachs, and are subject to the credit risk of both entities. They are not bank deposits, are not FDIC‑insured, will not be listed on an exchange, and may have limited or no secondary market liquidity.