Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering up to $5,400,000 of unsecured structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay conditional monthly coupons and return of principal based on the index’s level, and expose investors to the issuer’s and guarantor’s credit risk.
The notes mature on July 11, 2031, but can be automatically called on monthly observation dates from July 2027 through June 2031 if the index closes at or above the initial level of 503.58. When called, holders receive $1,000 per note plus the accrued coupon. Coupons accrue at $11.667 per $1,000 (1.1667% monthly, up to about 14% per year) on each observation date where the index is at least 62.5% of its initial level; no coupon is paid for months below that threshold.
If the notes are not called, principal at maturity depends on the final index level. A 50% downside buffer applies: if the final level is at least 50% of the initial level, investors receive full face amount (plus any final coupon); below that, the payoff is fully exposed to index losses and investors can lose their entire investment. The underlier embeds up to 500% leverage and a daily 6% per annum decrement, which magnify losses and drag on performance. The estimated value on the trade date is approximately $945 per $1,000 face, below the 100% issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500-linked notes with a buffered downside and capped upside under its Medium-Term Notes, Series F program. The notes have a face amount of $1,000 per note, an aggregate face amount of $545,000, and mature on July 11, 2031, with no interim interest payments.
At maturity, if the S&P 500 final level exceeds the initial level of 7,482.71, the payoff increases one-for-one with the index up to a maximum settlement amount of $1,573 per $1,000 note. If the index falls but stays at or above the 80% buffer level, holders receive full principal. Below the buffer, principal is reduced in line with index losses beyond the 20% buffer, and investors could lose a substantial portion of their investment.
Key risks include issuer and guarantor credit risk, limited liquidity, market value sensitivity to many factors, a capped upside, no dividends or shareholder rights in S&P 500 stocks, and uncertain U.S. tax treatment as a pre-paid derivative contract.
GS Finance Corp. is offering callable S&P 500® index-linked notes, guaranteed by The Goldman Sachs Group, Inc., that pay no interest and are scheduled to mature on July 28, 2031, unless redeemed earlier. The notes are issued at 100% of face amount, with a 2.5% underwriting discount and 97.5% net proceeds to the issuer.
Goldman may redeem the notes quarterly from July 2027 through April 2031 at 100% of face amount plus a call premium (for example, at least 9.3% on July 28, 2027, rising to at least 44.175% by April 28, 2031). If not redeemed, investors receive at maturity either (i) $1,000 plus 100% of the positive S&P 500 index return, or (ii) $1,000 if the index return is zero or negative, providing principal repayment but no guaranteed return. The estimated value on the trade date is expected to be between $885 and $915 per $1,000 face amount, reflecting structural costs and issuer credit spreads.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the common stock of Blackstone Inc. These notes pay no interest and have a face amount of $500,000 in aggregate, issued in $1,000 denominations, maturing on July 11, 2034 unless automatically called starting in September 2031.
The initial Blackstone stock price is $123.42. The issuer will automatically redeem the notes in whole if, on a call observation date, Blackstone’s closing price is at or above the applicable call level, paying $1,000 plus a call premium per $1,000. If not called, at maturity investors receive: $2,360 per $1,000 if the final stock price is at least 90% of the initial price; $1,000 if it is between 60% and 90%; or a loss matching the full downside below 60%, up to losing the entire principal.
The structure caps upside through a maximum settlement amount of $2,360 per $1,000 and exposes holders to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value on the trade date is approximately $935 per $1,000 face amount, below the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing leveraged buffered notes linked to the MSCI Emerging Markets Index, maturing on November 22, 2027. The notes pay no interest and repay an amount at maturity based on index performance from the July 17, 2026 trade date to the determination date.
For each $1,000 note, if the final index level is above the initial level, investors receive $1,000 plus 200% of the index gain, capped at a maximum settlement amount of $1,295.90. If the index falls but stays at or above 85% of its initial level (a 15% buffer), investors receive back the $1,000 face amount.
If the final level is below 85% of the initial level, principal is reduced 1-for-1 with index losses beyond the 15% buffer, so investors can lose a substantial portion of principal, down to 15% of face in the extreme example. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and are not listed on any exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing zero-coupon notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay no interest, may be automatically called quarterly from July 2027 onward if the index is at least 90% of its initial level, and then return principal plus a fixed call premium.
If not called, the notes mature on an expected stated maturity date of July 22, 2032. At maturity, for each $1,000 face amount, holders receive the face amount if the final index level is at least 60% of the initial level, up to a maximum of $2,380.024. If the index falls more than 40%, repayment is reduced one-for-one with the index decline, down to zero.
The underlier uses up to 500% leverage, targets 40% volatility, and applies a daily 6.0% per annum decrement, which systematically drags performance versus a similar index without this feature. The issuer’s estimated value is between $885 and $925 per $1,000 face amount, below the original issue price, and the notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering MSCI EAFE Index-linked structured notes under its Medium-Term Notes, Series F program with an aggregate face amount of $3,768,000.
Each $1,000 note pays no interest and returns cash at maturity on July 13, 2028 based on the MSCI EAFE Index level from the July 8, 2026 trade date to the determination date. If the final index level is above the initial level of 3,090.86, investors earn 150% of the index return, capped at a maximum settlement of $1,287 per note. If the index falls up to the 15% buffer (down to 85% of the initial level), investors receive full principal; below the buffer, principal is reduced 1% for each additional 1% decline, and a substantial loss of principal is possible.
The notes do not provide dividends or shareholder rights in the underlier and are subject to the credit risk of both GS Finance Corp. and its parent. They are unlisted, may have limited liquidity, and their estimated value at pricing is lower than the 100% original issue price (with a 0.5% underwriting discount and 99.5% net proceeds), with additional risks from foreign markets, currency movements, and uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due July 20, 2033, linked to Broadcom Inc., Palantir Technologies Inc. Class A, and Tesla, Inc. common stock.
The notes pay a contingent monthly coupon of $14.167 per $1,000 face amount (1.4167% monthly, up to about 17% per annum) only if on each observation date all three underliers are at or above 80% of their initial levels. Starting in July 2027, the notes are automatically called if all underliers are at or above their initial levels, returning $1,000 per note plus the coupon then due.
If the notes are not called, investors receive $1,000 per note at maturity plus any final coupon; total return is then limited to coupons received. The issuer’s estimated value is $885 to $925 per $1,000, below the 100% issue price, and market value may be further reduced by fees, spreads and secondary-market discounts. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor and will be treated as contingent payment debt instruments for U.S. federal income tax purposes.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon notes linked to the State Street Technology Select Sector SPDR ETF (ticker XLK). The notes pay a quarterly coupon of at least $33.625 per $1,000 (3.3625% quarterly, with potential up to 13.45% per annum) only if XLK’s closing level on the observation date is at or above 75% of the initial level.
The notes may be automatically called on quarterly call observation dates starting in July 2027 if XLK is at or above its initial level, in which case investors receive $1,000 per note plus the due coupon, and the investment ends early. If the notes are not called, principal repayment at maturity in July 2030 depends on XLK’s final level: if it is at or above 65% of the initial level, investors receive $1,000 per note; if below 65%, repayment is $1,000 plus $1,000 × underlier return, exposing investors to losses up to a 100% loss of principal.
Investors do not participate in any upside above par if XLK rises and have no rights in the ETF shares. The notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may have limited secondary market liquidity, and their estimated value at pricing will be less than the 100% issue price due to dealer discounts, hedging and structuring costs.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering medium-term notes linked to the Goldman Sachs Momentum Builder® Focus ER Index with an aggregate face amount of $1,650,000. The notes have an original issue price of 100% of face amount, with a 0.8% underwriting discount and 99.2% net proceeds to the issuer.
The notes may be automatically called annually if the index closing level is at or above 101% of the initial index level of 113.61, paying per $1,000 face amount $1,000 plus a call premium (from 11.90% on the first call date up to 47.60% on the fourth). If not called, at maturity on July 11, 2031 investors receive for each $1,000 either $1,000 plus 100% of any positive index return, or $1,000 if the index has not risen, providing principal repayment but no downside participation in index losses.
The issuer’s estimated value is $933 per $1,000 on the trade date July 8, 2026, implying an additional amount of $67 that amortizes to zero by October 7, 2026. The underlying index uses daily rebalancing, a 5% volatility control, a momentum risk control overlay and deductions including a 0.65% per annum fee, and is calculated on an excess return basis over the federal funds rate.