Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering medium-term notes linked to the Goldman Sachs Momentum Builder® Focus ER Index with an aggregate face amount of $1,650,000. The notes have an original issue price of 100% of face amount, with a 0.8% underwriting discount and 99.2% net proceeds to the issuer.
The notes may be automatically called annually if the index closing level is at or above 101% of the initial index level of 113.61, paying per $1,000 face amount $1,000 plus a call premium (from 11.90% on the first call date up to 47.60% on the fourth). If not called, at maturity on July 11, 2031 investors receive for each $1,000 either $1,000 plus 100% of any positive index return, or $1,000 if the index has not risen, providing principal repayment but no downside participation in index losses.
The issuer’s estimated value is $933 per $1,000 on the trade date July 8, 2026, implying an additional amount of $67 that amortizes to zero by October 7, 2026. The underlying index uses daily rebalancing, a 5% volatility control, a momentum risk control overlay and deductions including a 0.65% per annum fee, and is calculated on an excess return basis over the federal funds rate.
GS Finance Corp, guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon notes linked to the Russell 2000, S&P 500 and Nasdaq‑100 indices. The notes mature on an expected stated maturity date of July 19, 2029, but may be automatically called on quarterly observation end dates starting in October 2026 if each index is at or above its initial level; in that case holders receive the $1,000 face amount per note plus any due coupon.
The notes pay a contingent quarterly coupon of $31.25 per $1,000 (3.125% quarterly, up to 12.5% per annum) only if on every trading day in the prior quarterly observation period each index stays at or above 70% of its initial level; a single day below that threshold cancels that period’s coupon. If not called, principal repayment at maturity depends on the worst‑performing index. If the final level of each index is at least 60% of its initial level, investors receive $1,000 per note (plus any final coupon). If any index ends below 60% of its initial level, repayment is reduced one‑for‑one with the decline of the worst index, and investors can lose most or all of their principal and will not receive a final coupon. The notes are unsecured obligations subject to the credit risk of GS Finance Corp and the guarantor. The estimated economic value at pricing is expected between $925 and $965 per $1,000, below the 100% issue price.
GS Finance Corp. is offering auto-callable notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER, maturing on an expected July 29, 2031. For each $1,000 face amount, investors may receive a fixed monthly coupon of $12.50 (1.25% monthly, up to 15% per year) only when the index is at or above 60% of its initial level on the monthly observation date; otherwise no coupon is paid.
The notes are automatically called at par plus the coupon if, on any quarterly call observation date from July 2027 through April 2031, the index is at least equal to its initial level. At maturity, if not called, principal is protected only down to a 40% barrier: if the final index level is at least 40% of the initial level, investors receive full principal; below that, repayment falls one-for-one with index loss and can reach zero.
The underlier is a highly complex, leveraged futures-based index targeting 40% volatility, with exposure up to 500% of the S&P 500® Futures Excess Return Index and a daily 6.0% per annum decrement drag. The issuer highlights significant leverage, model and decrement risks, and discloses an estimated initial value of $885–$935 per $1,000 face amount, below issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable buffered notes linked to the iShares Semiconductor ETF. The notes pay no interest and are expected to be issued on July 15, 2026, maturing on July 13, 2028, unless automatically called on July 22, 2027.
If on the call observation date the ETF’s closing level is at or above the initial level of $581.70, each $1,000 note is redeemed early for a fixed $1,420.8. If not called, at maturity investors receive: full upside at a 100% participation rate if the ETF is above the initial level; full principal back if the ETF has fallen by up to 20%; or a leveraged loss of 1.25% of principal for each 1% decline beyond 20%, potentially to zero.
The structure includes a buffer level at 80% of the initial level and a buffer rate of 125%. The estimated value on the trade date is expected between $900 and $930 per $1,000 face amount, below issue price, and payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered basket-linked notes that pay no interest and return cash at maturity based on a weighted equity index basket. The basket starts at a level of 100 and is composed of the S&P 500 Index (40%), MSCI EAFE Index (25%), S&P MidCap 400 Index (14%), Russell 2000 Index (11%) and MSCI Emerging Markets Index (10%).
At maturity, for each $1,000 face amount, holders receive: 1.5 times any positive basket return, capped at a maximum settlement amount of $1,445; full principal back if the basket is down by up to 5%; and if the basket declines more than 5%, principal is reduced linearly so that losses beyond the 5% buffer are borne in full. A cap level of approximately 129.667% of the initial basket level limits upside, while a 5% buffer offers only partial downside protection. Estimated initial value is $925–$965 per $1,000, below issue price, and payments are subject to the credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Trigger Autocallable GEARS linked to General Motors common stock. Each security has a $10 face amount and offers 1.50x leveraged upside if the final stock price on the determination date exceeds the initial price, provided the notes have not been called.
The notes can be automatically called on the July 22, 2027 call observation date if GM’s closing price is at or above an autocall barrier of 100.00% of the initial price, paying $10 plus a call return expected between 21.00% and 23.60%. If held to July 19, 2029 maturity and not called, investors receive full principal back if GM’s final price is at or above a downside threshold of 75.00% of the initial price. Below that threshold, repayment falls one-for-one with GM’s decline, and investors can lose their entire investment.
The estimated value on the trade date is expected between $8.90 and $9.20 per $10, below the 100.00% issue price, reflecting dealer compensation and structuring costs. The underwriting discount is 2.50% of face, leaving 97.50% of face as net proceeds to the issuer. Minimum initial purchase is $1,000. The notes pay no coupons, have limited liquidity, and all payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes due July 27, 2033 linked to the Goldman Sachs Momentum Builder® Focus ER Index. The notes may be automatically called annually if the index closes at or above rising call levels, paying for each $1,000 face amount $1,000 plus a call premium from 15% in 2027 up to 90% in 2032. If never called, at maturity investors receive $1,000 plus 100% of any positive index return; if the index is flat or down, they receive only $1,000, with no upside beyond principal in that case.
The index is a rules-based multi-asset strategy with daily rebalancing, a 5% volatility control and a momentum risk control overlay, and is reduced by a 0.65% per annum deduction plus an excess-return structure over the federal funds rate, which can materially dampen performance and often leaves large allocations in cash-like positions. The issuer’s estimated value on the trade date is $850–$880 per $1,000, below the issue price, reflecting fees and hedging costs. The notes pay no interest, are subject to the credit risk of GS Finance Corp. and the guarantor, may have limited liquidity, and are expected to be treated as contingent payment debt instruments for U.S. tax purposes, causing annual ordinary income inclusions even without cash payments.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable underlier-linked notes due 2029 tied to the EURO STOXX 50® Index and the iShares® MSCI EAFE ETF. The notes pay no interest and are part of the issuer’s Medium-Term Notes, Series F program.
The notes are automatically called on July 22, 2027 if on the July 19, 2027 call observation date each underlier is at or above its initial level; in that case, investors receive $1,120 per $1,000 face amount and the investment ends early. If not called, the maturity is July 13, 2029, and repayment depends on the lesser performing underlier.
At maturity, if both final levels exceed their initial levels, investors receive $1,000 plus 234% of the lesser underlier’s gain. If the lesser underlier finishes between its 75% buffer level and initial level, investors receive $1,000. Below the 75% buffer, principal is reduced based on the lesser underlier’s loss with a 25% buffer, and investors may lose a substantial portion of principal, down to 25% of face in extreme scenarios. The notes carry the credit risk of GS Finance Corp. and the guarantor, and the estimated value at pricing is disclosed as lower than the 100% issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing autocallable notes linked to the Goldman Sachs Momentum Builder ® Focus ER Index maturing in 2034. The notes pay no interest and may be automatically called annually if the index closes at or above rising call levels, with fixed call premiums from 11% to 77%.
If never called, investors receive at maturity the greater of the $1,000 face amount or an equity-style payoff: $1,000 plus 100% upside participation in any positive index return. The index is a rules-based, daily rebalancing strategy with a 5% volatility control, a momentum risk control overlay, and an annual 0.65% deduction that can keep large portions in cash-like exposures.
Goldman Sachs’ estimated value on the trade date is $850–$880 per $1,000, below the issue price, reflecting fees, hedging and structuring costs. Investors bear full credit risk of GS Finance Corp. and the guarantor and face complex tax treatment under contingent payment debt instrument rules.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing autocallable contingent coupon underlier-linked notes due July 24, 2031 as part of its Medium-Term Notes, Series F program. The notes are linked to the Nasdaq-100 Technology Sector Index, the Russell 2000 Index, and the VanEck Semiconductor ETF. Investors receive a monthly coupon of $17.084 per $1,000 (1.7084% monthly, up to approximately 20.50% per year) only if on each observation date all three underliers are at or above 60% of their initial levels, which also serves as the trigger buffer. The notes are automatically called at par plus the due coupon if on any call observation date, starting in January 2027, all underliers are at or above their initial levels. If the notes are not called and on the determination date any underlier is below its trigger buffer, repayment of principal is reduced one-for-one with the lesser performing underlier return, potentially to zero, so investors can lose their entire investment. Payments depend on the credit of GS Finance Corp. and its parent, and the estimated value on the trade date will be less than the 100% issue price.