The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering S&P 500 Futures Excess Return Index-linked Medium-Term Notes, Series F, with an aggregate face amount of $500,000. For each $1,000 note, if the final underlier level is at or above the initial level of 621.16, the payoff equals $1,000 plus 120% of the underlier gain. If the final level is below the initial but at or above the 75% buffer level, investors receive the absolute underlier return, delivering positive returns for index losses up to 25%.
If the final level falls more than the 25% buffer, principal is reduced 1% for each additional 1% decline, and investors can lose a substantial portion of principal. The notes pay no interest, are unsecured obligations of GS Finance Corp. fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk. The notes are not listed, may have limited liquidity, and the initial issue price of 100% includes a 0.5% underwriting discount, so secondary market values may be below face. Tax treatment is uncertain and assumed to be a pre-paid derivative on the underlier.
Goldman Sachs Group Inc. (GS), as guarantor for GS Finance Corp., is offering $527,000 aggregate face amount of Medium-Term Notes, Series F, autocallable contingent coupon notes linked to three large-cap stocks. Each note has a $1,000 face amount and can pay a contingent monthly coupon of $10.875 (1.0875% monthly, up to 13.05% per annum) only if on each observation date all three underliers close at or above 75% of their initial levels. The notes are automatically called, returning $1,000 per note plus that month’s coupon, if on any call observation date each underlier is at or above its initial level. If never called, payment at maturity on August 18, 2033 is $1,000 plus the final coupon, if any.
Initial underlier levels are $514.39 for the AMD stock, $225.16 for the NVIDIA stock, and $342.27 for the Tesla stock. The original issue price is 100% of face, with a 4.625% underwriting discount and 95.375% net proceeds to GS Finance Corp. Goldman Sachs’ estimated value on the trade date is $939 per $1,000 note, reflecting fees and internal pricing. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may have limited or no secondary market, and investors may receive no coupons over the life of the notes.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is issuing leveraged callable notes linked to the S&P 500® Futures Excess Return Index, with an aggregate face amount of $565,000. The notes are zero-coupon, do not bear interest, and are guaranteed by The Goldman Sachs Group, Inc.
The notes mature on August 18, 2033, but GS Finance Corp. may redeem them in whole (not in part) on monthly call payment dates from August 2027 through July 2033 at 100% of face plus a call premium that starts at 15% and steps up to 103.75%. If not called, each $1,000 note pays at maturity: $1,000 plus 2.05× any positive index return, based on an initial index level of 621.16, with full principal protection if the index return is zero or negative.
The initial issue price is 100% of face, with an underwriting discount of 4.125% and net proceeds of 95.875% of face to the issuer. Goldman Sachs estimates the economic value at about $912 per $1,000 at pricing. For U.S. tax purposes, the notes are treated as contingent payment debt instruments with a comparable yield of 5.39% per year, requiring accrual of ordinary income over the life of the notes.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering unsecured, auto-callable income notes linked to the stocks of Dell Technologies Inc. (Class C), Vertiv Holdings Co (Class A) and Micron Technology, Inc. The notes are expected to trade on an original issue date of August 28, 2026 and mature on August 28, 2029, unless automatically called between August 2027 and July 2029.
Investors receive conditional monthly coupons of $20 per $1,000 (2% per month, up to 24% per year) only when, on the relevant observation date, each stock closes at or above 50% of its initial price. The notes are automatically redeemed at par plus the then-accrued coupon if, on a call observation date, each stock is at or above its initial price. If held to maturity without being called, principal repayment depends on a “trigger event.” If all three stocks are below their initial prices on the final observation date and any is below 50%, repayment is reduced one-for-one with the worst performer and can fall to zero, with no coupon. The estimated value at pricing is $925–$955 per $1,000, and all payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
Goldman Sachs Group Inc. (GS), as guarantor for GS Finance Corp., is offering $250,000 of Callable Index‑Linked Notes due August 19, 2031. The notes pay no interest and are principal‑protected at maturity, with repayment at least equal to face amount, subject to GS Finance Corp. and Goldman Sachs credit risk.
The payoff is linked to the Russell 2000 Index (initial level 3,068.415) and the S&P 500 Index (initial level 7,785.76). If, on the August 14, 2031 determination date, both indices finish above their initial levels, investors receive $1,000 plus 114.95% of the return of the lesser‑performing index; otherwise they receive $1,000.
GS Finance Corp. can redeem the notes monthly from August 19, 2027 to July 17, 2031 at 100% of face plus a fixed call premium that steps up from 10.0008% to 49.1706%. The original issue price is 100% of face, with a 3.625% underwriting discount and 96.375% net proceeds to the issuer. The estimated value is about $939 per $1,000, and for U.S. tax purposes the notes are treated as contingent payment debt instruments with a 5.16% comparable yield.
Goldman Sachs Group Inc. (GS), via GS Finance Corp. and a guarantee from The Goldman Sachs Group, Inc., is offering equity-linked notes tied to an equally weighted basket of 9 large-cap tech and growth stocks (including Alphabet, Amazon, Meta, Microsoft and NVIDIA). The notes pay no interest and have a face amount of $14,280,000 in aggregate at issuance, with an original issue price of 100% and an underwriting discount of 1.5%, yielding net proceeds of 98.5% of face.
The basket starts at level 100, with each stock initially weighted at approximately 11.111%. The notes can be automatically called on August 27, 2027 if the basket level is at least 100, paying $1,206.5 per $1,000 on September 1, 2027. If not called, they mature on August 17, 2028. At maturity, investors receive: $1,000 plus 125% of any positive basket return; $1,000 if the basket is down up to 20%; or a buffered loss where declines beyond 20% are multiplied by a 125% buffer rate, risking up to full principal loss.
The estimated initial value is about $959 per $1,000, below issue price, reflecting structuring costs and dealer margin. Investors are exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. and do not receive dividends or shareholder rights on the basket stocks.
Goldman Sachs Group, Inc. (GS), through GS Finance Corp., is issuing fully guaranteed market-linked Medium-Term Notes, Series F, with an aggregate face amount of $600,000 tied to the S&P 500 Futures Excess Return Index. The notes pay no interest and return at maturity depends on index performance from trade date to determination date.
For each $1,000 note, if the final index level is at or above the initial level, investors receive $1,000 plus 152.5% of the positive index return. If the index falls but stays at or above 75% of the initial level (a 25% buffer), the payoff increases with the absolute decline, so a -12% index move gives a +12% note return. Below the buffer level, principal is lost 1-for-1 with further index declines, and investors can lose a substantial portion of principal, as illustrated by a 19% final level leading to only 44% of face value.
The notes do not provide dividends or futures ownership and are subject to the credit risk of GS Finance Corp. and its guarantor. Tax treatment is uncertain; counsel views them as pre-paid derivative contracts, but the IRS could assert a different treatment.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering auto-callable index-linked notes under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by Goldman Sachs Group. The aggregate face amount is $401,000 and the original issue price is 100% of face amount.
The notes pay no interest and are linked to the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index. They may be automatically called on scheduled monthly call observation dates if each index is at or above its initial level, paying $1,000 plus an index-based call premium (starting at 8.25% and rising up to 40.5625%) per $1,000 face amount. If held to the August 2031 stated maturity and not called, payment is based solely on the worst-performing index, with a 70% trigger buffer level and a capped maturity premium of 41.25%.
If any index finishes below its trigger buffer level and the notes are not called, investors lose principal in proportion to the lesser performing underlier return and could lose their entire investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and Goldman Sachs Group, their estimated value at pricing is less than the issue price, they will not be listed on any exchange, and secondary market liquidity and pricing are uncertain.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering Medium‑Term Notes, Series F, linked to the Russell 2000 Index and the S&P 500 Index, with an aggregate face amount of $7,764,000.
For each $1,000 note, investors may receive a contingent quarterly coupon of $18.75 (1.875%, up to 7.50% p.a.) only if on each observation date both indexes are at or above 55% of their initial levels. The same 55% level is the trigger buffer level: if at maturity the lesser-performing index is at or above 55% of its initial level, principal is repaid in full; if it is below 55%, principal is reduced one‑for‑one with that index’s loss, down to zero, so investors can lose their entire investment. The initial index levels are 3,068.415 for the Russell 2000 and 7,785.76 for the S&P 500.
GS Finance Corp. may redeem the notes early, in whole but not in part, on any coupon payment date from February 2027 through May 2031 at $1,000 per note plus any due coupon. The notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., will not be listed on an exchange, and the original issue price (100% of face) exceeds the model‑based estimated value partly due to a 1.5% underwriting discount and up to 0.45% structuring fee.