Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp, is offering no-interest, auto-callable notes linked to an equally weighted basket of six tech-related stocks (Amazon, Meta, Netflix, Oracle, Palantir, Robinhood). The initial basket level is 100, with each stock at about 16.667% weight.
The notes have an original aggregate face amount of $712,000, an original issue price of 100%, underwriting discount of 0.8%, and net proceeds of 99.2% of face. The trade date is expected to be August 14, 2026, original issue date August 19, 2026, and stated maturity date August 17, 2028, unless called earlier.
The notes are automatically called if on any call observation date (from August 16, 2027 onward) the basket’s closing level is at least the initial level, paying $1,000 plus a call premium (from 21.05% up to 36.8375%) per $1,000. If not called, at maturity investors receive: $1,421 per $1,000 if the basket return is ≥ 0; $1,000 if the basket return is between 0% and -40%; and otherwise $1,000 plus $1,000 times the basket return, exposing investors to losses down to zero. The estimated value at pricing is about $965 per $1,000, and payments are subject to the credit risk of GS Finance Corp. and its parent guarantor.
Goldman Sachs Group, Inc. (GS), through GS Finance Corp. as issuer and Goldman Sachs as guarantor, is offering NVDA-linked Medium-Term Notes, Series F with an aggregate face amount of $17,089,000. The notes pay a contingent monthly coupon of $10.042 per $1,000 (1.0042% monthly, up to about 12.05% per year) only if NVIDIA’s stock is at or above a coupon trigger level of 61% of the initial level on each observation date.
The notes are subject to an automatic call if NVIDIA’s stock is at or above the initial level of $225.16 on specified call observation dates, in which case investors receive $1,000 per note plus the due coupon. If the notes are not called and the final NVIDIA level is below the trigger buffer level (61% of the initial level), the payoff equals $1,000 plus $1,000 times the underlier return, so investors can lose up to 100% of principal and do not benefit from any upside above par.
The original issue price is 100% of face amount, with a 2.15% underwriting discount and 97.85% net proceeds to GS Finance Corp. The notes are unsecured obligations exposed to the credit risk of both the issuer and the guarantor, will not be listed on any exchange, and have uncertain U.S. tax treatment as income-bearing prepaid derivative contracts.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is issuing $4,956,000 of Medium-Term Notes, Series F, linked to the Goldman Sachs Momentum Builder Focus ER Index. The notes are fully and unconditionally guaranteed by Goldman Sachs.
The notes may be automatically called annually if the index closes at or above 101.25% of its initial level on a call observation date, paying for each $1,000 face amount $1,000 plus the scheduled call premium (from 10.40% in 2027 up to 62.40% in 2032). If never called, at maturity investors receive $1,000 plus 100% of any positive index return; if the index is flat or down, they receive only the $1,000 principal.
The notes pay no periodic interest, are subject to the credit risk of GS Finance Corp. and Goldman Sachs, and have an estimated value on the trade date of $893 per $1,000, below the issue price, reflecting fees and structuring costs. The underlying index uses volatility and momentum risk controls, a 0.65% per annum deduction and can hold large cash-equivalent positions, which can materially limit upside. For U.S. tax purposes, the notes are treated as contingent payment debt instruments with a comparable yield of 5.39%, requiring accrual of ordinary income over the term.
Goldman Sachs Group Inc. (GS), as guarantor for GS Finance Corp., is offering index-linked notes with an aggregate face amount of $1,170,000 tied to the Goldman Sachs Momentum Builder Focus ER Index. For each $1,000 note held to the August 19, 2031 maturity, investors receive: if the final index level exceeds the initial level of 114.55, a cash payment of $1,000 plus 760% of the index return; if the index is flat or lower, only the $1,000 face amount is repaid, with no downside below par at maturity but no periodic interest.
The index is an excess-return strategy over the federal funds rate, subject to an ongoing 0.65% per annum deduction and frequent reallocations into hypothetical cash positions, which can materially dampen index gains. The notes price at 100% of face, with a 3.875% underwriting discount, so net proceeds to the issuer are 96.125% of face. Credit risk of both GS Finance Corp. and Goldman Sachs applies, and the notes are not FDIC-insured or exchange-listed. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, with a comparable yield of 5.16% and a projected maturity payment of $1,294.81 per $1,000, causing taxable income accruals before any cash is received.
Goldman Sachs Group, Inc. (GS), via GS Finance Corp., is offering S&P 500®-linked Medium-Term Notes, Series F, with an aggregate face amount of $1,104,000, fully and unconditionally guaranteed by Goldman Sachs. The notes pay no interest and return at least the face amount at maturity on February 20, 2032, subject to issuer and guarantor credit risk.
For each $1,000 note, the cash payment at maturity equals $1,000 plus the S&P 500® Index return if the final index level exceeds the initial level of 7,785.76, capped at a maximum settlement amount of $1,574 (157.4% of face). If the index is flat or lower, investors receive only the face amount, so upside is limited while principal is not protected against issuer default. The original issue price is 100% of face, with a 2% underwriting discount (including up to 0.55% structuring fee), yielding 98% net proceeds to the issuer. The notes are expected to be treated as contingent payment debt instruments for U.S. tax purposes, using a comparable yield of 5.22% per annum and a projected payment at maturity of $1,333.49, which can cause taxable income before any cash is received. The notes will not be listed, and secondary market liquidity depends on GS&Co.’s market-making, which is not assured.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group, Inc. (GS), via GS Finance Corp., is offering Medium-Term Notes, Series F linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by Goldman Sachs. The aggregate face amount is $2,250,000, issued at 100% of face with a 0.75% underwriting discount and 99.25% net proceeds to the issuer.
The notes may be automatically called on August 19, 2027 if the index on August 16, 2027 is at or above the initial level 621.16, paying $1,155 per $1,000 face (115.5%) and then terminating. If not called, they mature August 19, 2031 with no interest. At maturity investors receive: 200% of any positive index return; par if the index is between 80% and 100% of the initial level; or principal reduced one-for-one below the 80% buffer, so a 20% index level would return 40% of face, implying a 60% loss.
The notes do not bear interest, are subject to the credit risk of GS Finance Corp. and Goldman Sachs, and are not listed on any exchange. The issuer discloses that the modeled estimated value at pricing is less than the 100% issue price, secondary market prices may be lower, and tax treatment is uncertain, with counsel viewing them as a pre-paid derivative contract on the index.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering S&P 500® Index-linked Medium-Term Notes, Series F, fully and unconditionally guaranteed by Goldman Sachs. The aggregate face amount is $1,037,000, sold at 100% of face amount with no underwriting discount but with a structuring fee.
The notes pay no interest and return depends on the S&P 500® performance from August 14, 2026 (trade date) to February 14, 2028 (determination date). At maturity, each $1,000 note pays (i) $1,000 plus the index return if the index is above its initial level, capped at a maximum settlement amount of $1,238; (ii) $1,000 if the index is between 90% and 100% of the initial level (a 10% buffer); or (iii) $1,000 plus 100% of the decline beyond the 10% buffer if the index falls more than 10%, exposing holders to substantial principal loss.
The notes are unsecured, unsubordinated obligations of GS Finance Corp., subject to the credit risk of both the issuer and Goldman Sachs as guarantor, are not bank deposits, and are not FDIC insured. The estimated value at pricing is less than the original issue price due to fees and costs, and any secondary market, if made by Goldman Sachs & Co. LLC, may be limited and at prices reflecting its models and bid–ask spreads. U.S. federal income tax treatment is uncertain; counsel views the notes as a pre-paid derivative contract on the index, and the notes are generally subject to FATCA rules.
GOLDMAN SACHS GROUP INC, through GS Finance Corp., is offering Medium-Term Notes, Series F, in an aggregate face amount of $2,622,000, fully and unconditionally guaranteed by Goldman Sachs. The notes are contingent income auto-callable notes linked to the Dow Jones Industrial Average, the Russell 2000 Index and the State Street Technology Select Sector SPDR ETF (XLK).
Investors receive a monthly contingent coupon of $8.667 per $1,000 (0.8667% monthly, up to about 10.40% per year) only if on each observation date all three underliers are at or above 70% of their initial levels; otherwise the coupon is $0. The notes are automatically called, returning $1,000 per note plus the due coupon, if on any call observation date all underliers are at or above their initial levels.
If the notes are not called, at maturity on August 17, 2029 investors receive $1,000 per note only if the final level of every underlier is at or above 60% of its initial level. If any underlier finishes below 60%, principal is reduced one-for-one with the lesser performing underlier’s return, and the entire investment can be lost. The original issue price is 100% of face amount, the underwriting discount is 3%, and GS Finance Corp. discloses that the model-based estimated value at pricing is less than the issue price. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., will not be listed, and may have limited or no secondary market liquidity.
Goldman Sachs Group, Inc. (GS), as guarantor, backs index-linked Medium-Term Notes, Series F issued by GS Finance Corp. with an aggregate face amount of $1,058,000. The notes mature on August 19, 2031 and pay no periodic interest.
At maturity, investors receive at least the $1,000 face amount per note. If the Goldman Sachs Momentum Builder Focus ER Index rises, the payoff equals $1,000 plus 895% of the index return; if the index is flat or down, only principal is repaid, exposing holders to inflation and opportunity cost but not index downside, subject to the credit risk of GS Finance Corp. and Goldman Sachs Group, Inc.
The index is complex: it reallocates daily among up to 10 assets with a 5% volatility control, momentum overlay and cash allocations, and deducts 0.65% per year plus the federal funds rate on an excess-return basis, so large portions may sit in low-return cash and all cash-related exposures effectively incur the 0.65% drag. The initial index level is 114.55.
The original issue price is 100% of face, with a 1.375% underwriting discount and 98.625% net proceeds to the issuer, and the internal estimated value is lower than the issue price. Secondary market liquidity is uncertain. For U.S. taxpayers, the notes are treated as contingent payment debt instruments with a comparable yield of 5.16%, requiring annual taxable accruals based on a projected maturity payment of $1,294.81 per $1,000.