Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering callable 10-Year CMT rate-linked range accrual notes, with an aggregate face amount of $112,000, guaranteed by The Goldman Sachs Group, Inc. The notes pay monthly interest from August 10, 2026 to July 10, 2029 based on how often the 10-year CMT rate is at or below 4.80% during each interest period, multiplied by a fixed interest factor of 6.00%. If the 10-year CMT rate is above 4.80% on every reference date in a period, no interest is paid for that month. The notes are callable at the issuer’s option at 100% of face amount plus accrued interest on any monthly interest payment date on or after July 10, 2027. At maturity, if not redeemed earlier, investors receive the $1,000 principal per note plus any accrued unpaid interest. The original issue price is 100% of face amount, with an underwriting discount of 1.25% and net proceeds of 98.75%; the estimated value at pricing is approximately $962.5 per $1,000. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, are not insured or bank deposits, and may have limited or no secondary market liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing autocallable buffered notes linked to the iShares Semiconductor ETF (SOXX). The notes pay no interest and are scheduled to mature on July 27, 2028, unless automatically called on July 23, 2027.
If on the call observation date the ETF level is at or above the initial level, each $1,000 note is redeemed early for at least $1,300 on July 28, 2027, capping returns. If not called, maturity payment depends on ETF performance: gains are multiplied by a 125% upside participation rate, there is a 20% downside buffer, and losses beyond that buffer reduce principal.
The estimated initial value is $925–$955 per $1,000 note, below the issue price, reflecting structuring costs and dealer margin. Investors are exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., as well as ETF, market, liquidity and complex U.S. tax risks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes tied to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay no interest and are scheduled to mature on July 22, 2032, unless automatically called starting in January 2027.
The notes are automatically redeemed in full if, on any monthly call observation date, the index closes at or above 95% of its initial level. In that case, holders receive $1,000 plus a call premium (from 12.75% up to 150.875% of $1,000, depending on call date). If never called, maturity payment depends on the final index level: at or above 95% of initial yields the capped maximum of $2,530 per $1,000; between 60% and 95% returns principal; below 60% exposes investors to full downside, potentially losing the entire investment.
The underlier targets 40% volatility using up to 500% leverage and applies a continuous 6.0% per annum decrement, which systematically drags performance and ensures it lags an identical index without the decrement. The estimated value at pricing is expected between $885 and $925 per $1,000 face amount, reflecting structuring costs and dealer margins, and payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the common stock of Advanced Micro Devices, Amazon.com, Alphabet Class C, Intel and NVIDIA. The notes are scheduled to trade on a July 15, 2026 trade date and mature on July 19, 2029, unless automatically called.
Holders receive a fixed coupon of $8.5 per $1,000 (0.85% monthly, up to 10.2% per year) on any coupon payment date only if on the related observation date the closing price of each stock is at least 70% of its initial price; otherwise the coupon is zero. If on any call observation date from January 2027 to June 2029 each stock closes at or above its initial price, the notes are automatically redeemed at par plus that month’s coupon. If never called, investors receive the $1,000 principal per note at maturity plus the final coupon, if earned, but no upside participation in the stocks. The estimated value on the trade date is expected to be $925–$955 per $1,000, below the 100% issue price, and payments are subject to the unsecured credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable contingent coupon notes linked equally to the common stock of Intel, Amazon, Advanced Micro Devices and Tesla. Each note has a $1,000 face amount and is expected to be issued on July 31, 2026, maturing on July 31, 2031 unless automatically called between July 2027 and June 2031.
On each monthly observation date, investors receive a coupon only if the closing price of each stock is at least 75% of its initial price; otherwise the coupon for that month is zero. The coupon accrues using at least $7.709 per $1,000 (at least 0.7709% monthly, or up to at least approximately 9.25% per annum), net of any prior coupons paid. The notes are automatically called if, on any call observation date, the closing price of each stock is at least 95% of its initial price, in which case investors receive $1,000 plus the then‑due coupon.
If the notes are not called, investors receive $1,000 per note at maturity plus the final coupon, if conditions are met. The notes carry full credit risk of GS Finance Corp. and the guarantor and are unsecured obligations. The estimated value at pricing is expected to be $885–$935 per $1,000, below the 100% issue price, reflecting fees, hedging costs and model assumptions.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the Goldman Sachs Momentum Builder Focus ER Index, part of its Medium-Term Notes, Series F program. Each note has a $1,000 face amount and matures on July 28, 2033, unless automatically called.
The notes pay no interest. If not called, holders receive the greater of $1,000 or $1,000 plus 100% of the index’s positive return; if the index is flat or down, repayment is limited to principal, subject to issuer and guarantor credit risk. The notes may be automatically called annually if the index meets rising call levels, paying $1,000 plus call premiums from 12% to 72% of face value. The index uses daily rebalancing, a 5% volatility control and a momentum risk control feature, and is reduced by a 0.65% per annum fee. The issuer’s estimated value on the trade date is $850 to $880 per $1,000, below the original issue price, and the notes are treated as contingent payment debt instruments for U.S. tax purposes.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing autocallable contingent coupon notes linked to the Nasdaq‑100, Russell 2000 and S&P 500 indexes, maturing in 2029. These notes pay a monthly contingent coupon of $11.042 per $1,000 face amount (1.1042% monthly, up to approximately 13.25% per annum) only when each index is at or above 70% of its initial level on the relevant observation date.
The notes are automatically called if, on any call observation date from October 2026 through June 2029, each index is at or above its initial level; investors then receive $1,000 per note plus the due coupon. If the notes are not called, principal repayment at maturity depends solely on the lesser performing index. If that index is at or above 70% of its initial level, investors receive $1,000 per note; otherwise repayment equals $1,000 multiplied by the lesser performing index return, exposing investors to loss of up to 100% of principal.
The product carries the credit risk of both GS Finance Corp. and its guarantor, features an issue price above its model‑based estimated value, and may have limited or no secondary market liquidity. Tax treatment is uncertain and is expected to follow prepaid derivative contract treatment under current opinions.
GS Finance Corp. is offering Autocallable S&P 500® Futures Excess Return Index‑Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes have a $1,000 face amount per note and an automatic call feature: if the underlier closes at or above the initial level on the call observation date, holders receive $1,123 per $1,000 on the call payment date. If not called, maturity payoff depends on the final underlier level: upside participation is 150%; a 75% buffer level and a 25% buffer amount apply; downside exposure below the buffer can produce substantial losses (examples show as low as 25% of face payable). Trade date is July 30, 2026, original issue date August 4, 2026, and stated maturity August 2, 2029. The underlier is the S&P 500® Futures Excess Return Index (futures-based), and payments are cash-settled. The pricing supplement warns of model-based estimated values below issue price, credit risk of issuer and guarantor, negative roll/contango effects on the futures-based underlier, possible illiquidity, and uncertain U.S. federal income tax treatment.
GS Finance Corp. is offering $ Callable Contingent Coupon Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays a contingent monthly coupon of $10.834 (1.0834% monthly, the potential for up to approximately 13.00% per annum) only if the closing level of each underlier on the related observation date is at or above its coupon trigger level. The underliers are the Nasdaq-100, Russell 2000, and S&P 500. For cash settlement at maturity, if not redeemed, repayment per $1,000 is $1,000 when the final level of each underlier is at or above the trigger buffer (70% of initial); otherwise the cash payment equals $1,000 × the lesser performing underlier return, so investors could lose their entire investment. The issuer may redeem the notes on each coupon payment date beginning in October 2026.
GS Finance Corp. offers leveraged callable S&P 500® Futures Excess Return Index-linked notes due July 22, 2031 with an upside participation rate of 230% and a trigger buffer level of 60%. The notes pay no interest, may be redeemed at issuer option on scheduled monthly call payment dates at specified call premiums, and settle in cash at maturity based on the S&P 500® Futures Excess Return Index performance measured from the trade date expected to be July 17, 2026 to the determination date expected to be July 17, 2031. The estimated value on the trade date is stated as $885 to $935 per $1,000 face amount.