Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP INC (GS), via issuer GS Finance Corp., is offering Nasdaq-100 Index-linked Medium-Term Notes, Series F, with an aggregate face amount of $244,000, fully and unconditionally guaranteed by GS. The notes pay no interest and are subject to GS Finance Corp. and Goldman Sachs credit risk.
The notes may be automatically called on August 26, 2027 if the Nasdaq-100 closing level on August 23, 2027 is at or above the initial level of 30,046.14, in which case investors receive 111.25% of face ($1,112.50 per $1,000). If not called, they mature August 19, 2031. At maturity, investors receive upside at a 150% participation rate if the index finishes above the initial level, full principal if the final level is between 80% of the initial level and the initial level, and a one-for-one loss with the index (down to zero) if the final level is below the 80% trigger buffer.
The economic terms reflect a 2% underwriting discount plus a structuring fee of up to 0.65%, so the estimated value at pricing is less than the issue price. The notes are not listed, may have limited liquidity, provide no dividends or shareholder rights in the index components, and have uncertain U.S. tax treatment as pre-paid derivative contracts.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering autocallable contingent coupon index-linked notes due August 23, 2029, linked to the Nikkei 225, Nasdaq‑100 Index® and Russell 2000® Index. The notes are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
Investors receive a monthly contingent coupon of $9.292 per $1,000 (0.9292%, up to about 11.15% per year) only if each index is at or above 60% of its initial level on the observation date. The notes may be automatically called quarterly if each index is at or above its initial level, in which case investors receive $1,000 per note plus the applicable coupon.
At maturity, if not called, principal repayment depends solely on the worst-performing index. If each final index level is at or above 60% of its initial level, investors receive $1,000 per note (plus any final coupon). If any index finishes below 60%, repayment is reduced one-for-one with the worst index return, down to zero, so investors could lose their entire investment.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp. as issuer and Goldman Sachs as guarantor, is offering medium-term, Amazon.com, Inc. stock-linked notes with an aggregate face amount of $4,095,000. The notes pay a contingent quarterly coupon of $26 per $1,000 face amount for each observation date since issuance, but only when Amazon’s closing price is at least 70% of the initial level; otherwise the coupon for that quarter is $0.
The notes are subject to an automatic call feature: if on any call observation date Amazon’s stock is at or above the initial underlier level of $262.65, investors receive $1,000 per note plus the due coupon and the notes terminate early. If not called, at maturity in August 2029 investors receive $1,000 per note if the final Amazon level is at least 70% of the initial level, but otherwise the payoff is $1,000 × (final level ÷ initial level), so principal losses can reach 100% of invested amount.
The notes are unsecured obligations exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., are not listed, and may have limited liquidity. The original issue price is 100% of face, with a 2.5% underwriting discount and 97.5% net proceeds to GS Finance Corp., and Goldman Sachs discloses that the modeled estimated value at trade date is less than the issue price.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering unsecured, no‑interest structured notes linked to the lesser performance of the SPDR® Gold Trust (GLD) and the iShares® Silver Trust (SLV). The notes are expected to price on August 31, 2026 and mature on September 5, 2031.
At maturity, for each $1,000 note, investors receive: (i) $1,000 plus 146.85% of the lesser ETF’s gain if both ETFs are at or above their initial levels; (ii) $1,000 if any ETF is down but both remain at or above 60% of initial; or (iii) $1,000 plus the lesser ETF’s return if any ETF finishes below 60% of initial, which can result in losing up to the entire principal.
The payoff depends only on the worst‑performing ETF, and the notes pay no coupons or dividends. Estimated value on the trade date is expected to be $885–$925 per $1,000, below the issue price, reflecting dealer discounts, hedging and structuring costs. Repayment is subject to the credit risk of GS Finance Corp. as issuer and The Goldman Sachs Group, Inc. as guarantor.
GOLDMAN SACHS GROUP INC, as guarantor of GS Finance Corp., is offering index-linked notes tied to an ADS of Taiwan Semiconductor Manufacturing Company Limited. The notes have an aggregate face amount of $8,343,000, trade on August 14, 2026, and are scheduled to mature on September 17, 2027, unless automatically called from February to August 2027.
For each $1,000 note, investors may receive a monthly coupon of $10.459 (1.0459%, about 12.55% per year) whenever the TSM ADS closes at or above 58% of the initial index stock price of $426.35 on the relevant observation date; otherwise, the coupon is zero. At maturity, if the final price is at least 58% of the initial price, holders receive $1,000 plus any final coupon; if it is lower, repayment is reduced one-for-one with the stock’s loss, with the potential to lose the entire principal and receive no coupons.
The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk. The estimated value is approximately $991 per $1,000 at pricing versus a 100% issue price, reflecting underwriting and structuring costs; net proceeds to the issuer are 97.85% of face. The product includes detailed anti-dilution and market disruption adjustment mechanics that can affect calculations of coupons, call events and the final cash settlement.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering iShares Semiconductor ETF-linked notes due October 19, 2027 with an aggregate face amount of $1,550,000. The notes pay no interest and the cash payment at maturity depends on the performance of the iShares Semiconductor ETF (SOXX) from the August 14, 2026 trade date to the October 14, 2027 determination date.
The initial underlier level is $550.42. For each $1,000 note, if the ETF rises, holders receive $1,000 plus 200% of the ETF gain, capped at a maximum settlement amount of $1,575 (effective at an ETF level of 128.75% of the initial level). If the ETF is flat or down by up to 10% (at or above the 90% trigger buffer level), investors receive $1,000. If the ETF falls more than 10%, repayment is reduced one-for-one with the ETF loss, and investors can lose their entire principal.
The notes are unsecured obligations of GS Finance Corp., fully guaranteed by Goldman Sachs Group Inc., and are subject to both entities’ credit risk. The original issue price is 100% of face amount, with a 2% underwriting discount; the estimated value on the trade date is approximately $977 per $1,000, reflecting structuring and distribution costs. Investors do not receive ETF dividends or shareholder rights and face limited upside due to the cap.
GOLDMAN SACHS GROUP INC (GS), via issuer GS Finance Corp and its guarantee, offers equity-linked, zero-coupon notes tied to Broadcom, Microsoft, Palantir Technologies Class A and NVIDIA. The notes pay no interest and mature on August 19, 2031, unless automatically called starting August 16, 2027.
Each $1,000 note is redeemed early if on a call observation date all four stocks close at or above their initial prices ($392.99 AVGO, $495.40 MSFT, $174.04 PLTR, $225.16 NVDA), paying $1,000 plus a call premium that steps from 14.4% up to 68.4% over time. If not called, and on the August 14, 2031 determination date all four stocks are at or above initial levels, holders receive a maximum $1,720 per $1,000 (a 72% maturity premium); if any stock is below its initial price, only principal is returned.
The aggregate face amount on the issue date is $1,412,000, priced at 100% with a 3.75% underwriting discount and 96.25% net proceeds. The estimated initial value is about $959 per $1,000, and the notes carry full credit risk of GS Finance Corp and The Goldman Sachs Group, Inc., with limited liquidity, capped upside and dependence on the worst-performing stock.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering $12,477,350 of Trigger Autocallable Contingent Yield Notes due 2031, guaranteed by Goldman Sachs Group. The notes are linked to the lesser performance of the Nasdaq-100 Index® and the State Street® SPDR® S&P MidCap 400® ETF Trust (MDY).
Investors receive a quarterly contingent coupon of $0.2675 per $10 face amount (up to 10.70% p.a.) only if on each observation date both underliers are at or above a coupon barrier of 70% of their initial levels (30,046.14 for NDX; $716.91 for MDY). From February 2027, the notes are automatically called if on any quarterly call observation date both underliers are at or above their initial levels; in that case investors receive $10 per $10 face plus the due coupon and the notes terminate.
If not called, and on the August 14, 2031 determination date both underliers are at or above their downside thresholds (70% of initial), holders receive the $10 principal plus the final coupon. If any underlier finishes below its downside threshold, repayment is reduced dollar‑for‑dollar with the negative return of the worst-performing underlier, and investors can lose up to their entire principal. Payments depend on the credit of GS Finance Corp. and Goldman Sachs Group, the notes are unsecured, unlisted, offer no dividends, and require a $1,000 minimum investment.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is issuing Nasdaq‑100 Index®‑linked medium‑term notes under its Series F program, fully and unconditionally guaranteed by Goldman Sachs. The aggregate face amount is $1,825,000, sold at 100% of face amount with a structuring fee of up to 0.65%.
The notes pay no interest and may be automatically called on August 26, 2027 if the Nasdaq‑100 closing level on August 23, 2027 is at least the initial level 30,046.14, in which case holders receive $1,147.50 per $1,000 (114.75% of face), capped. If not called, at maturity in August 2031 holders receive: for a final index level above the initial, 150% upside participation; between 80% and 100% of initial, return of principal; below 80%, a linear loss matching the index return, with the possibility of total principal loss. Payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc., and the notes are not insured, not listed on any exchange, and may have limited secondary market liquidity.