Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering medium-term notes with an aggregate face amount of $700,000 linked to the S&P 500® Futures Excess Return Index. The notes provide 180% upside participation in index gains and a 25% downside buffer, but do not pay interest.
At maturity in August 2031, each $1,000 note pays cash based on index performance: enhanced gains if the index is flat or higher, positive return equal to the index’s absolute loss within the 25% buffer, and 1-for-1 loss beyond the buffer down to a minimum of 25% of face amount. The underlier tracks E-mini S&P 500 futures, so returns are affected by futures pricing, financing costs and potential negative roll yield, and may differ from the S&P 500® Index itself.
The notes are unsecured senior obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk. The original issue price is 100% of face amount, with a 0.5% underwriting discount and 99.5% net proceeds to the issuer. The notes will not be listed, secondary liquidity is uncertain, their estimated value at pricing is less than the issue price, and U.S. tax treatment is uncertain but intended to follow a pre-paid derivative contract characterization.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering buffered notes linked to the iShares Semiconductor ETF (SOXX), with a stated maturity on October 19, 2027 and no periodic interest payments. The initial underlier level is $550.42 as of the August 14, 2026 trade date, and total face amount is $1,175,000.
For each $1,000 note, investors receive 200% of any positive ETF return, capped at a $1,400 maximum settlement amount, corresponding to a cap level of 120% of the initial level. A 10% downside buffer protects principal down to 90% of the initial level; below that, losses match further declines (buffer rate 100%), so a substantial portion of principal can be lost. The notes are unsecured obligations of GS Finance Corp., guaranteed by Goldman Sachs Group Inc., and carry issuer and guarantor credit risk. The original issue price is 100% of face, with an underwriting discount of 2% and net proceeds of 98%; the estimated value at pricing is approximately $970 per $1,000, lower than issue price.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering $17,252,040 of Trigger Autocallable Contingent Yield Notes due 2031 linked to the lesser performer of the Nasdaq-100 Index® and the SPDR® S&P MidCap 400® ETF Trust. The notes pay a quarterly contingent coupon of $0.2175 per $10 face amount (up to 8.70% per annum) only if each underlier is at or above its coupon barrier, set at 70% of its initial level.
Starting in February 2027, the notes are automatically called if each underlier is at or above its initial level, returning the $10 face amount plus the contingent coupon. If not called and, at maturity in August 2031, each underlier is at or above its downside threshold (also 70% of initial), investors receive face amount plus the final coupon. If any underlier finishes below its downside threshold, repayment is reduced one-for-one with the lesser performing underlier’s loss, and investors can lose up to 100% of principal.
The notes are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by Goldman Sachs Group Inc. The estimated value at pricing is $9.86 per $10 face amount, below the 100% issue price, with an underwriting discount of 2.25% and net proceeds of 97.75% of face amount to the issuer.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group, Inc. (GS), through GS Finance Corp., is issuing S&P 500-linked Medium-Term Notes, Series F, fully and unconditionally guaranteed by Goldman Sachs. The notes are principal-protected and pay no periodic interest; payment at maturity depends on S&P 500 Index performance from the trade date to the determination date.
For each $1,000 face amount, investors receive $1,000 plus the S&P 500 return if the index finishes above the initial level of 7,785.76, capped at a maximum settlement amount of $1,508. If the final index level is equal to or below the initial level, investors receive only the $1,000 face amount. The aggregate face amount is $1,209,000, with an original issue price of 100% and a structuring fee of up to 0.45% of face.
The trade date is August 14, 2026, the determination date is February 14, 2031, and the stated maturity date is February 20, 2031, subject to adjustment. The notes are unsecured obligations of GS Finance Corp., guaranteed by Goldman Sachs, will not be listed on any exchange, and may have limited secondary market liquidity. For U.S. tax purposes they are treated as contingent payment debt instruments, with a comparable yield of 5.09% per annum and a projected payment at maturity of $1,258.31 on a $1,000 investment.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering callable contingent coupon notes due August 26, 2030, linked to the Nasdaq‑100 Index, S&P 500 Index and VanEck Gold Miners ETF. The notes are fully and unconditionally guaranteed by Goldman Sachs.
Investors can receive a $12.25 monthly coupon per $1,000 face amount (1.225% monthly, up to 14.70% per annum) only if, on each observation date, the closing level of each underlier is at or above 75% of its initial level. There is a 30% buffer: at maturity, if the notes are not redeemed and every underlier is at or above 70% of its initial level, investors receive full principal; otherwise repayment is reduced based on the worst‑performing underlier, with potential for substantial loss.
GS Finance Corp. may redeem the notes at par plus any due coupon on any coupon payment date from August 2027 to July 2030, which can shorten the investment term. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and Goldman Sachs, may have limited liquidity, and their estimated value at pricing will be below the original issue price.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering equity-linked notes tied to an equally weighted basket of 7 large-cap stocks. The notes are issued at 100% of face value with a total initial face amount of $12,969,000, maturing on August 17, 2028, and guaranteed by The Goldman Sachs Group, Inc.
The notes pay no interest and may be automatically called on August 27, 2027 if the basket level is at or above its initial level of 100, in which case investors receive $1,243 per $1,000 on September 1, 2027. If not called, maturity payment depends on basket performance: gains above 0% participate at a 125% upside rate; between 0% and a -15% buffer investors receive full principal; below -15%, principal is reduced with a buffer rate of 117.65%, allowing for substantial loss up to total loss of principal.
The notes are sold with a 1.5% underwriting discount, so net proceeds are 98.5% of face. The estimated value at pricing is about $967 per $1,000, reflecting structuring and distribution costs. Investors bear the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., receive no dividends, have no shareholder rights in the basket stocks, and face limited liquidity and complex anti-dilution and market-disruption adjustment mechanics.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is issuing equity-linked Medium-Term Notes, Series F, tied to the S&P 500 Futures Excess Return Index with an aggregate face amount of $500,000. The notes are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., do not bear interest, and are not listed on any exchange.
At maturity on August 17, 2028, for each $1,000 note investors receive a cash amount based on index performance from the August 14, 2026 trade date, with a maximum upside settlement amount of $1,250. If the final index level is at or above the initial level, the payoff tracks the index return up to that cap. If the index falls but stays within the 25% buffer (down to 75% of the initial level), investors receive the absolute index return (buffered upside on moderate declines). Below the buffer, principal is exposed 1:1 to further losses, potentially reducing repayment to as low as 25% of face in extreme scenarios.
The original issue price is 100% of face, with a 0.5% underwriting discount, yielding 99.5% net proceeds to the issuer. Key risks include loss of a substantial portion of principal, no interest, sensitivity to the credit of GS Finance Corp. and its parent, model-based estimated value below issue price, limited liquidity, futures-specific risks such as negative roll yield and financing costs, and tax treatment uncertainties where the notes are intended to be treated as prepaid derivative contracts.