Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp as issuer and Goldman Sachs Group as guarantor, is offering unsecured, equity-linked notes under its Series F medium‑term note program. The notes pay no interest and return depends on an equally weighted basket of seven large‑cap stocks (Diamondback Energy, Eaton, GE Vernova, KLA, L3Harris, Texas Instruments and Vistra), each starting at approximately 14.29% weight and an initial basket level of 100.
The notes may be automatically called on the call observation date (expected September 3, 2027) if the basket level is at or above 100, in which case holders receive at least $1,180.5 per $1,000 on the call payment date (expected September 9, 2027). If not called, at maturity (expected August 24, 2028) investors participate in basket gains at a 125% upside participation rate; if the basket is down but not below 80% of its initial level, principal is returned; below that 20% buffer, losses are magnified by a 125% buffer rate, and investors can lose all principal. The estimated initial value is $900–$930 per $1,000 face amount, reflecting structuring and distribution costs, and payments are subject to the credit risk of GS Finance Corp and Goldman Sachs Group.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering unsecured five‑year structured notes linked to the S&P 500® Index, VanEck Gold Miners ETF, and iShares® Silver Trust. Each note has a $1,000 face amount and matures on February 23, 2029, unless redeemed earlier.
The notes pay a contingent coupon of $32.5 per $1,000 (3.25% quarterly, up to 13% p.a.) only if on each observation date all three underliers are at or above 50% of their initial levels; otherwise the coupon for that quarter is $0. GS Finance Corp. may redeem the notes at 100% of face plus any due coupon on quarterly payment dates from February 2027 through November 2028.
If not redeemed, principal repayment depends on the worst-performing underlier at maturity. If each final level is at least 50% of its initial level, investors receive $1,000 plus the final coupon. If any underlier finishes below 50%, payoff becomes $1,000 + (lesser performing underlier return × $1,000), with no final coupon, so losses can reach the entire principal.
The original issue price is 100% of face, with a 1.85% underwriting discount and 98.15% net proceeds to the issuer. The estimated value at pricing is expected to be $925–$955 per $1,000, reflecting structuring costs and dealer compensation, and the notes are subject to the credit risk of GS Finance Corp. and the guarantee of The Goldman Sachs Group, Inc.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering $28,322,820 of Trigger Autocallable GEARS linked to an equally weighted basket of 32 large‑cap tech and data‑infrastructure stocks. Each note has a $10 face amount and matures in August 2029 unless automatically called in August 2027.
The basket starts at a level of 100, with an autocall barrier at 100%, upside gearing of 1.35x, a call return of 23.50%, and a downside threshold at 75% of the initial basket level. If the basket is at or above the barrier on the call observation date, holders receive $10 plus $2.35 and the notes terminate. If held to maturity and the basket is between 75% and 100%, principal is repaid; above 100%, gains are leveraged by 1.35x; below 75%, losses mirror the basket and can reach a total loss.
The notes pay no coupons, offer no dividend participation, and are unsecured obligations of GS Finance Corp. guaranteed by Goldman Sachs Group Inc. The estimated value on the trade date is $9.30 per $10, below the 100% issue price, reflecting fees, hedging and structuring costs, and secondary market values may be lower and illiquid.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering autocallable notes linked to the S&P 500 Futures Excess Return Index under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by Goldman Sachs. The notes run from a trade date of September 1, 2026 to a stated maturity of September 5, 2031, unless automatically called.
The notes pay no interest. On the call observation date of September 8, 2027, if the index is at or above its initial level, the notes are automatically called and investors receive 116.75% of face value ($1,167.50 per $1,000), capping upside and ending the investment early. If not called, at maturity investors receive: full principal plus 175% of any positive index return; principal protection only down to a 10% buffer (index at or above 90% of initial); and below the buffer, losses matching index declines beyond 10%, with examples showing payments as low as 10% of face amount in severe declines.
The underlier tracks E-mini S&P 500 futures, not the cash S&P 500 Index, and its level can be adversely affected by financing costs and negative roll yields. The estimated value on the trade date is disclosed as being less than the 100% issue price, there is no exchange listing, and secondary market prices, if any, may be significantly below face value. Payments depend on the credit of GS Finance Corp. and the Goldman Sachs guarantee.
Goldman Sachs Group, Inc. (GS), via GS Finance Corp., is offering autocallable S&P 500 Futures Excess Return Index-linked notes due 2031 under its Medium-Term Notes, Series F program. The notes are linked to the S&P 500 Futures Excess Return Index, which tracks E-mini S&P 500 futures, not the S&P 500 Index itself.
The notes pay no interest. After one year, they are automatically called if the index is at or above the initial level, returning $1,155 per $1,000 face amount. If not called, at maturity investors receive 200% of positive index performance, full principal back if the index finish is between 80% and 100% of the initial level, and losses matching index declines below an effective 20% buffer. A 60% index decline would result in a 40% payout of face value.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the Goldman Sachs guarantee. The estimated value at pricing will be lower than the 100% issue price, secondary market liquidity is uncertain, and pricing is sensitive to interest rates, volatility, and credit spreads. Additional risks arise from futures-based exposure, including potential negative roll yields and complex, uncertain U.S. tax treatment as a pre-paid derivative contract.
The Goldman Sachs Group, Inc. (GS), via issuer GS Finance Corp., is offering $2,182,000 aggregate face amount of Callable 10-Year CMT Rate-Linked Range Accrual Notes due August 18, 2031, fully and unconditionally guaranteed by Goldman Sachs. The notes are issued at 100% of face amount, with an underwriting discount of 0.8% and net proceeds of 99.2% of face amount, and will be sold in $1,000 denominations.
Monthly interest (30/360 ISDA) depends on how often the 10-year CMT rate is at or below 5.25% in each period, multiplied by an 8.00% interest factor; if the rate is above 5.25% on every reference date in a period, no interest is paid for that month. The notes are callable at the issuer’s option at par plus accrued interest on any monthly interest payment date on or after August 18, 2027. Estimated value at pricing is about $966.8 per $1,000, below issue price, and payments are subject to the credit risk of GS Finance Corp. and Goldman Sachs.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering contingent variable coupon notes linked to the SPDR® Gold Trust ETF (GLD), maturing on August 22, 2028 and guaranteed by Goldman Sachs Group Inc. The notes pay a quarterly coupon of up to $10 per $1,000, scaled to the fraction of trading days in each observation period when GLD closes within 90%–110% of the initial level of $405.49; if GLD is outside this range on all reference dates in a period, no coupon is paid.
At maturity, investors receive cash based on GLD performance from August 17, 2026 to August 17, 2028. Above 110% of the initial level, the notes participate at 110% of the ETF’s gain over 10%, but are capped at a maximum settlement amount of $1,475 per $1,000. Between 90% and 110%, principal is returned. Below 90%, principal is reduced at a buffer rate of about 111.11% of losses beyond the 10% buffer, and investors could lose their entire investment. The estimated value on the trade date is expected to be $925–$955 per $1,000, below the issue price, and payments are subject to the credit risk of GS Finance Corp. and the guarantor.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp, is offering autocallable contingent coupon notes due August 31, 2029, linked to the Russell 2000 Index, S&P 500 Index and VanEck Gold Miners ETF. Each $1,000 note can pay a $11.167 monthly coupon (1.1167% monthly, up to about 13.40% per year) only if on each observation date all three underliers are at or above 60% of their initial levels; otherwise the coupon is zero.
The notes are automatically called at par plus the due coupon if on any call observation date all underliers are at or above their initial levels, which may shorten the investment term. If not called, principal repayment at maturity depends solely on the lesser performing underlier: if its final level is at least 50% of its initial level, investors receive $1,000; if it falls below 50%, repayment equals $1,000 plus $1,000 times that underlier’s return, so losses can reach 100% of invested principal.
The notes are unsecured obligations of GS Finance Corp, fully and unconditionally guaranteed by Goldman Sachs, subject to their credit risk. The estimated value on the trade date is lower than the issue price, secondary market liquidity is uncertain, the notes are not listed, and the U.S. tax treatment is complex and uncertain.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering unsecured, index-linked notes maturing on February 22, 2030, tied to the S&P 500 Index, VanEck Gold Miners ETF and iShares Silver Trust. The notes may be redeemed early at the issuer’s option at 100% of face amount plus any due coupon on quarterly dates from February 2027 through November 2029.
The notes pay a contingent coupon of $37 per $1,000 (3.7% quarterly, up to 14.8% per year) only if on each observation date all three underliers are at or above 50% of their initial levels; otherwise no coupon is paid. At maturity, if the lesser-performing underlier is at or above 50% of its initial level, investors receive $1,000 plus the final coupon. If any underlier is below 50%, repayment is reduced one-for-one with the loss on the worst underlier, potentially down to 0% of face amount and with no final coupon. The estimated initial value is $925–$955 per $1,000, below issue price, and all payments are subject to the credit risk of GS Finance Corp. and the Goldman Sachs Group, Inc.