Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering contingent quarterly-coupon, auto-callable notes linked to the common stock of NVIDIA Corporation ("NVDA UW"). The issuer sold an aggregate face amount of $2,048,000 of notes with a face amount of $1,000 per note, issued at 100% of face amount (underwriting discount 1.5%, net proceeds 98.5% of face).
The notes pay a contingent quarterly coupon if the underlier closes at or above a 50% coupon trigger level on each observation date (coupon accrues as $28 times elapsed observation-count, less prior coupons). They will be automatically called on any call observation date if the underlier closes at or above the initial underlier level $196.93. At maturity (July 12, 2029) the cash settlement per $1,000 is $1,000 if the final underlier level is at or above the 50% trigger buffer; otherwise the payment equals $1,000 × the underlier return, exposing investors to potential total loss of principal.
GS Finance Corp. / The Goldman Sachs Group, Inc. are offering contingent quarterly-coupon, autocallable notes linked to Microsoft Corporation (MSFT) common stock with an aggregate face amount of $850,000. The notes pay a contingent quarterly coupon of $28.625 per $1,000 (2.8625% quarterly; up to 11.45% per annum) when the underlier meets the 65% coupon trigger, are automatically called if the underlier closes at or above the initial level, and repay principal at maturity based on the underlier return (subject to a 65% trigger buffer), including the possibility of a total loss of principal if the final underlier level is below the trigger buffer.
GS Finance Corp. is offering leveraged, principal-at-risk notes linked to the SPDR® Gold Trust (GLD), guaranteed by The Goldman Sachs Group, Inc. The notes have a $1,000 face amount per note, an upside participation rate of 300%, a cap level of approximately 106.583% of the initial underlier level and a maximum settlement amount of $1,197.5 per $1,000 face amount. The trade date is expected to be July 23, 2026, original issue date expected July 28, 2026, determination date expected August 23, 2027 and stated maturity expected August 26, 2027. Notes pay no interest; positive payoff = $1,000 + $1,000 × 3 × underlier return (capped), negative payoff = $1,000 + $1,000 × underlier return. Estimated initial value is $925–$965 per $1,000 face amount. Payments are subject to issuer and guarantor credit risk and various market, tax and structural risks described in the supplement.
GS Finance Corp. priced $2,125,000 aggregate Underlier‑Linked Notes due July 12, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the lesser performing of the EURO STOXX 50® Index and the iShares® MSCI EAFE ETF measured from the trade date July 7, 2026 to the determination date July 7, 2028. For each $1,000 face amount, the cash settlement at maturity equals either (a) $1,000 plus the lesser performing underlier return (100% participation) capped at a $1,410 maximum settlement amount, or (b) if any underlier return is ≤ 0%, the greater of a $950 minimum settlement amount or $1,000 plus $1,000 times the lesser performing underlier return. The estimated value on the trade date was approximately $960 per $1,000 face amount; original issue price was 100% with a 2.55% underwriting discount (net proceeds 97.45%).
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering autocallable notes linked to the Nasdaq-100 Futures Excess Return™ Index. The notes have an expected trade date of July 24, 2026, an expected original issue date of July 29, 2026, an expected call observation date of August 2, 2027 and an expected stated maturity of July 29, 2031. If, on the call observation date, the underlier’s closing level is greater than or equal to the initial level the notes will be automatically redeemed on the call payment date for $1,160 per $1,000 face amount. If not called, at maturity the payoff per $1,000 depends on the underlier return: a positive return pays $1,000 + $1,000 × 3.10 × index return; a decline up to 35% returns $1,000; a decline greater than 35% results in a pro rata loss (you could lose the entire investment). The estimated value at pricing is $885–$935 per $1,000, and the issue price is 100% of face. The notes do not bear interest and are subject to issuer and guarantor credit risk.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Contingent Income Auto-Callable Securities linked to the common stock of Citigroup Inc. due July 20, 2029.
The securities pay a contingent quarterly coupon (at least $26.25 per $1,000 if the underlying closing price on a coupon observation date is ≥ the downside threshold), are automatically callable if the underlying closes ≥ the initial share price on any call observation date, and expose investors to a final payoff equal to $1,000 (plus final coupon) if the final share price is ≥ the downside threshold or to $1,000 × (final share price / initial share price) if below. The downside threshold is set at 65.00% of the initial share price. The pricing date is expected on or about July 17, 2026, original issue date expected July 22, 2026, and GS&Co. estimates an estimated value range of $910 to $970 per security.
GS Finance Corp. offers $ Trigger Autocallable Contingent Yield Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay a $0.2875 contingent quarterly coupon per $10 face amount (up to 11.50% per annum) only if NVIDIA Corporation closing prices meet the coupon barrier. Commencing January 2027 the notes are automatically called if NVIDIA's closing price on a call observation date is greater than or equal to the initial price set on the trade date. If not called, principal repayment at maturity is contingent: holders receive $10 if the final price is at or above the downside threshold (expected between 55.00% and 50.00% of the initial price); if below, repayment is reduced pro rata to the stock return and holders could lose all principal. Payments are subject to GS Finance Corp. and Goldman Sachs' creditworthiness.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) offers $ Trigger Autocallable GEARS linked to an equally weighted basket of 29 stocks.
Each note has an initial underlying basket level of 100, an upside gearing of 1.30, an autocall barrier of 100% of initial level, a downside threshold of 75% of initial level and a call return set on the trade date between 30.00% and 31.50%. Trade date is July 9, 2026, original issue date expected July 14, 2026, call observation date expected July 16, 2027 (call payment July 21, 2027), determination date expected July 9, 2029 and stated maturity expected July 12, 2029. Notes pay no coupons, may be automatically called, and provide contingent repayment of principal only at maturity; payments are subject to the issuer and guarantor credit risk. The estimated model value on the trade date is between $9.10 and $9.40 per $10 face amount and the minimum initial purchase is $1,000.
GS Finance Corp. priced autocallable, non-interest-bearing notes linked to the Russell 2000® Futures Excess Return Index with an upside participation rate of 285%. The notes have a trade date expected July 24, 2026, an original issue date expected July 29, 2026, a call observation date expected August 2, 2027 (call payment August 5, 2027), and a stated maturity expected July 29, 2031. If the index on the call observation date is >= the initial level, the notes will be automatically redeemed for $1,160 per $1,000 face amount. If not called, maturity payoffs: 1) if final level > initial level, investor receives $1,000 + $1,000×2.85×index return; 2) if final decline is between 0% and -35% inclusive, investor receives $1,000; 3) if final decline is worse than -35%, investor receives $1,000 + $1,000×index return (loss can be total). The estimated value on the trade date is $885–$935 per $1,000 face. Payments are subject to issuer/guarantor credit risk and market, tax and roll-yield risks.
GS Finance Corp. is offering Leveraged Buffered S&P 500® Index-Linked Notes due January 13, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and settle in cash per $1,000 face amount based on S&P 500 performance from the trade date to the determination date.
Key economic terms: upside participation rate 150%, maximum settlement amount $1,207.50 per $1,000, buffer level 90% (10% buffer) and buffer rate ≈ 111.11%. Trade date is July 9, 2026, original issue date July 14, 2026, determination date January 10, 2028.