Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The Goldman Sachs Group, Inc. (GS), through issuer GS Finance Corp and a guarantee from The Goldman Sachs Group, Inc., is offering callable 10-Year CMT rate-linked range accrual notes due August 18, 2031 with an aggregate face amount of $2,182,000 on the original issue date.
Monthly interest from September 18, 2026 to maturity depends on how many scheduled U.S. government securities business days in each interest period the 10-year CMT rate is at or below 5.25%, multiplied by an 8.00% interest factor, using a 30/360 (ISDA) day count convention. If the 10-year CMT rate exceeds 5.25% on every reference date in an interest period, no interest is paid for that month. GS Finance Corp may redeem the notes, in whole, at 100% of face amount plus accrued interest on any monthly interest payment date on or after August 18, 2027.
The estimated value of the notes on the trade date is approximately $966.8 per $1,000 face amount, below the 100% issue price, reflecting underwriting discounts of 0.8% and structuring and hedging costs; net proceeds to the issuer are 99.2% of face. Payments are unsecured and subject to the credit risk of GS Finance Corp as issuer and The Goldman Sachs Group, Inc. as guarantor, and are expected to be treated as payments on a variable rate debt instrument for U.S. federal income tax purposes.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp, is offering autocallable buffered notes linked to the VanEck Gold Miners ETF (GDX). The notes pay no interest and are scheduled to mature on August 24, 2028, unless automatically called on a call observation date expected to be September 3, 2027.
For each $1,000 face amount, if GDX is at or above the initial level on the call observation date, the notes are redeemed early for at least $1,211.5. If not called, at maturity investors receive: the greater of $1,423 or $1,000 plus 100% of any positive ETF return; $1,000 if GDX is down up to 25%; or a buffered loss if GDX is down more than 25%, losing about 1.3333% of principal for each 1% drop beyond that threshold, potentially to zero.
The notes are unsecured obligations of GS Finance Corp, guaranteed by The Goldman Sachs Group, Inc., and carry issuer and guarantor credit risk. The initial estimated value is $900–$930 per $1,000, below the issue price, and secondary market prices will depend on GS’s models, market factors and spreads.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Buffered Equity-Linked Notes due 2027 linked to the common stock of Vistra Corp. The notes are part of the Medium-Term Notes, Series F program and are unsecured obligations subject to the credit risk of the issuer and guarantor.
For each $1,000 note at maturity, investors receive: if the final Vistra share level is above the initial level, a positive return equal to the share return, capped at a maximum settlement amount of $1,337.50; if the final level is between the initial level and the 75% buffer level, repayment of the $1,000 face amount; and if the final level is below the 75% buffer, a loss of 1% of principal for every 1% decline below the buffer, potentially down to 25% of face in extreme scenarios. The notes pay no interest and are not listed on any exchange.
Key dates include trade date August 21, 2026, original issue date August 26, 2026, determination date November 22, 2027 and stated maturity date November 26, 2027. The issuer states the estimated value on the trade date will be less than the issue price, secondary market liquidity is uncertain, tax treatment is uncertain and based on a pre-paid derivative contract characterization, and the notes are subject to FATCA and other U.S. tax rules.
GOLDMAN SACHS GROUP INC (GS), through subsidiary GS Finance Corp, is offering Bear Market-Linked One Look Notes with a Dual Directional Buffer linked to the Nasdaq‑100 Index. The notes are senior unsecured obligations of GS Finance Corp and are fully and unconditionally guaranteed by Goldman Sachs Group Inc.
The offering covers 427,500 units at $10 principal per unit, for aggregate principal of $4,275,000, maturing on November 22, 2027, roughly fifteen months after the August 20, 2026 settlement. Investors receive no periodic interest and all cash flows occur at maturity, subject to the credit risk of both GS Finance Corp and Goldman Sachs Group Inc.
At maturity, if the Nasdaq‑100 ending level is less than or equal to the starting level of 30,084.50, each unit pays the $10 principal plus a digital payment of $1.40, a 14.00% return. If the index rises but stays at or below the 120.00% threshold (36,101.40), the redemption equals $10 plus the index percentage gain, capped at 20.00%. Above that threshold, principal is reduced one‑for‑one with index gains beyond 20.00%, but not below the $2.00 per unit minimum, so a large index rally can still produce an 80% loss of principal.
The notes are primarily intended for a bearish or moderately bullish view on the Nasdaq‑100, involve limited liquidity with no exchange listing, and are issued at a public offering price of $10.00 versus an initial estimated value of $9.73 per $10, reflecting underwriting discounts and structuring costs.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering auto-callable contingent coupon notes linked to the VanEck Junior Gold Miners ETF, iShares Silver Trust and Global X Uranium ETF. The notes pay fixed monthly coupons of $9.75 per $1,000 (0.975% monthly, up to 11.7% per annum) until maturity or automatic call.
The notes may be automatically called if, on any call observation date, each ETF’s closing level is at or above its initial level ($115.89 GDXJ, $58.16 SLV, $45.25 URA). If called, investors receive $1,000 per note plus the coupon.
If not called, at the August 20, 2029 maturity investors receive $1,000 per note plus final coupon if each ETF’s final level is at least 60% of its initial level (the trigger buffer level). If any ETF is below 60%, principal repayment is reduced one-for-one with the worst-performing ETF’s return, potentially down to zero. The aggregate face amount is $740,000. The estimated value is approximately $937 per $1,000 at pricing, versus a 100% issue price, reflecting fees, hedging and structuring costs.
Goldman Sachs Group, Inc. (GS), via GS Finance Corp., is offering unsecured "Trigger GEARS" notes linked to the EURO STOXX 50® Index. The notes are guaranteed by Goldman Sachs and do not pay interest.
At maturity in August 2030, for each $10 face amount: if the final index level is above the initial level, the payoff equals $10 plus the index gain multiplied by an upside gearing expected to be at least 1.873. If the final level is at or below the initial level but at or above 75% of the initial level (the downside threshold), investors receive back the $10 face amount. If the final level is below the downside threshold, repayment equals $10 plus $10 times the index return, creating full downside exposure and the potential loss of the entire investment.
The notes are issued at 100% of face amount, with an initial estimated value between $9.65 and $9.95 per $10, reflecting structuring and distribution costs. Minimum initial purchase is $1,000. Any payment depends on the creditworthiness of GS Finance Corp. and Goldman Sachs; the notes are not bank deposits and are not FDIC insured. Liquidity may be limited, and secondary prices may differ materially from face value.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp, is offering S&P 500® Index-linked Medium-Term Notes, Series F, with an aggregate face amount of $1,702,000. The notes are fully and unconditionally guaranteed by Goldman Sachs and are issued at 100% of face amount.
Payment at maturity depends on the S&P 500® performance from the initial underlier level 7,728.20 on August 11, 2026 to the determination date. Investors receive positive or zero return when the index is at or above this level, with returns capped at a maximum upside settlement amount of $1,202.50 per $1,000 note.
The structure includes a 20% buffer: if the index falls by up to 20%, investors earn the same percentage gain as the decline (absolute return). If it falls more than 20%, losses are 1% of face amount per 1% decline below the buffer, potentially substantial. The notes pay no interest, are subject to GS Finance Corp and Goldman Sachs credit risk, may have limited liquidity, and carry uncertain U.S. tax treatment characterized as a pre-paid derivative contract.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering callable contingent coupon index-linked notes due August 17, 2028, referencing the Nasdaq‑100, Russell 2000 and S&P 500 indices. Investors receive a monthly coupon of $10.167 per $1,000 (1.0167% monthly, up to about 12.20% per year) only if on each observation date all three indices are at or above 70% of their initial levels.
If the notes are not redeemed and, on the final determination date, all indices are at or above their 70% trigger buffer levels, investors receive the $1,000 principal per note; if any index is below its trigger buffer, repayment is reduced in proportion to the worst-performing index, potentially to $0. GS Finance Corp. may redeem the notes at par plus any due coupon on any monthly coupon payment date from November 2026 through July 2028. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent guarantor, and the estimated value on the trade date will be lower than the 100% issue price.
Goldman Sachs Group, Inc. (GS), through GS Finance Corp., is offering auto-callable, equity-linked notes with an aggregate face amount of $537,000, referencing Amazon, Alphabet Class A and Microsoft stock. The notes pay no interest and are fully and unconditionally guaranteed by Goldman Sachs Group, Inc.
The notes are automatically called on scheduled quarterly observation dates if each underlier’s closing level is at or above its initial level, paying $1,000 plus a fixed call premium per $1,000 face amount. If not called, the maturity payment depends solely on the lesser performing underlier. If that final level is at or above its initial level, investors receive $1,000 plus 103.95% of $1,000. If it is between 70% and 100% of its initial level, principal is returned. If it falls below 70%, the payoff becomes $1,000 plus $1,000 times the lesser underlier return, exposing investors to up to a 100% loss of principal. Payments are subject to the credit risk of GS Finance Corp. and Goldman Sachs Group, Inc., and the notes will not be listed or bear interest.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering auto-callable Medium-Term Notes, Series F, linked to the Goldman Sachs Momentum Builder® Focus ER Index. The aggregate face amount is $1,330,000, issued at 100% of face, with a 4.3% underwriting discount and 95.7% net proceeds.
The notes may be automatically called annually if the index closes at or above 100.75% of the initial level on a call observation date, paying $1,000 plus a call premium of 9.25% to 55.50% depending on the year. If never called, at maturity in August 2033 investors receive $1,000 plus 100% of index gains, or the $1,000 face amount if the final index level is at or below the initial level.
GS estimates the value at issuance at $895 per $1,000, below the issue price, reflecting fees and hedging costs, including a $62 additional amount amortizing to zero by November 12, 2026. The index uses daily rebalancing, volatility and momentum controls, and a 0.65% per annum deduction, so returns can lag risk assets. For U.S. holders, the notes are treated as contingent payment debt instruments with a comparable yield of 5.33%, requiring taxation on imputed interest over the term.