Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. offers $5,932,000 aggregate face amount of Trigger Autocallable Contingent Yield Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay a quarterly contingent coupon of $0.2875 per $10 (up to 11.50% per annum) only if both the Russell 2000® and S&P MidCap 400® close at or above a 70% coupon barrier on each observation date.
If, commencing October 2026, both indices close at or above their initial levels on any call observation date the notes will be automatically called and investors receive face amount plus the contingent coupon then due. If not called, principal repayment at maturity depends on the lesser performing index relative to a 70% downside threshold; a final index below that threshold can produce a loss of up to 100% of principal.
GS Finance Corp. offers $8,713,000 of Contingent Income Auto-Callable Securities linked to the Class A common stock of Vertiv Holdings Co. The notes mature April 5, 2029, pay contingent quarterly coupons only if the underlying stock closes at or above a 50.00% downside threshold ($130.645) on coupon observation dates, and are automatically called if the stock closes at or above the initial share price ($261.29) on any call observation date. If the final share price is below the downside threshold, principal is reduced 1:1 to the share performance factor; if at or above the threshold, principal is returned. The original issue price is 100% of principal, estimated value ~ $959 per security, underwriting discount 2.25%.
GS Finance Corp. priced non‑interest bearing, autocallable structured notes linked to the Goldman Sachs Momentum Builder® Focus ER Index (trade date April 2, 2026). For each $1,000 face amount, investors receive $1,812 at maturity if the final index level is ≥101% of the initial level (initial level 111.19); otherwise they receive $1,000. Semiannual call observation dates beginning April 2027 permit automatic full redemption at specified call returns. The index employs daily rebalancing, volatility control (5% cap), momentum risk control and a 0.65% p.a. deduction; large allocations to cash positions are possible. The estimated value at pricing was about $949 per $1,000; original issue price was 100% with a 1% underwriting discount.
GS Finance Corp. offers $18,726,000 aggregate Autocallable Buffered S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes bear no interest, may be automatically called on April 15, 2027 for $1,112 per $1,000 face amount, and otherwise pay at maturity on April 6, 2028 based on S&P 500 performance with a 150% upside participation rate, a 15% buffer and a threshold settlement amount of $1,224 per $1,000 face amount. The estimated value at pricing is approximately $988 per $1,000 face amount, below the original issue price. The notes are unsecured obligations of GS Finance Corp., subject to issuer and guarantor credit risk, limited liquidity, market-making by GS&Co. at its discretion, and complex U.S. federal income tax treatment.
GS Finance Corp. offers medium-term, structured notes linked to the S&P 500® Index under a $250,000 aggregate face amount pricing supplement dated April 2, 2026. The notes pay no interest, include an automatic-call feature that yields $1,120 per $1,000 if the underlier meets the call condition, and otherwise provide cash settlement at maturity with a 165% upside participation and a 15% buffer (100% buffer rate) that can still produce substantial principal loss if the final underlier level falls below the buffer level.
The notes are senior unsecured obligations of GS Finance Corp., unlisted, guaranteed by The Goldman Sachs Group, Inc., issued at 100% of face less a 0.65% underwriting discount (net proceeds 99.35% of face). Tax characterization is uncertain and FATCA and section 871(m) considerations are noted.
GS Finance Corp. is offering indexed, non‑interest bearing notes linked to the S&P 500® Index with a stated maturity of April 4, 2031. Each note has a face amount of $10 (minimum initial purchase $1,000); the initial offering aggregate face amount is $2,000,000. The initial underlying index level will be the arithmetic average during the initial averaging period (April 1, 2026 to July 1, 2026); the final level is the arithmetic average during the final averaging period ending on the determination date (April 1, 2031). Payouts at maturity vary by ranges of final/initial index performance, with a cap level of 182.00% and a maximum settlement amount of $21.85 per $10 face. Estimated value at pricing was $9.94 per $10 face; original issue price is 100.00% with underwriting discount 0.25% (net proceeds 99.75%). The notes are unsecured, unfunded obligations subject to issuer and guarantor credit risk; GS&Co. serves as calculation agent with discretion over key determinations.
GS Finance Corp. provides an April 6, 2026 supplemental index fact sheet for securities linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The index applies a 6.0% per annum daily decrement, permits up to 500% exposure to the S&P 500® Futures Excess Return Index and limits the maximum daily change in leverage to 100%. The fact sheet discloses the index launch date (December 27, 2024), historical and hypothetical pre-launch performance, and a list of selected risk factors related to leverage, signals, decrement effects, index construction, and issuer credit risk.
GS Finance Corp. is offering structured, cash‑settled notes linked to the S&P 500® Futures Excess Return Index with a $2,162,000 aggregate face amount. The notes mature on April 7, 2031 and pay no interest. If the final underlier level is above the initial level, holders receive the face amount plus 185% of the index return; if the final level is at or above 50% of the initial level, holders receive the face amount; if below that trigger buffer, holders incur principal loss proportional to the index decline.
The notes reference E‑mini S&P 500 futures (not the cash index), are fully guaranteed by The Goldman Sachs Group, Inc., and were issued at 100% of face with a 0.15% underwriting discount. The payment profile depends on futures performance, roll yields, and issuer creditworthiness.
GS Finance Corp. is offering $6,449,000 aggregate face amount of Trigger Autocallable Contingent Yield Notes due 2029, guaranteed by The Goldman Sachs Group, Inc.. The notes pay a quarterly contingent coupon of $0.28875 per $10 (up to 11.55% per annum) only if each of the S&P 500®, Russell 2000® and Nasdaq-100® closes at or above its coupon barrier on an observation date.
The notes may be automatically called beginning on the July 2, 2026 observation date if each index closes at or above its initial level; at maturity (April 5, 2029) principal repayment is contingent: if every final index level is at or above 70.00% of its initial level, holders receive $10 plus any final coupon, otherwise the cash settlement equals $10 multiplied by the lesser performing index return, and investors can lose a substantial portion or all of their investment. Payments are subject to issuer and guarantor credit risk. The estimated value at pricing was approximately $9.88 per $10 face amount.
GS Finance Corp. offers $300,000 aggregate face amount of cash-settled medium‑term notes, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 face amount will pay either $1,000 or $1,000 plus the 111.5% upside participation multiplied by the underlier return measured from April 2, 2026 to the determination date, with a stated maturity of April 5, 2030.
The notes do not pay interest, are linked to the S&P 500® Futures Excess Return Index (futures-based, not the cash index), carry issuer and guarantor credit risk, and have an original issue price equal to 100% of face amount (underwriting discount 0.8%).