GOLDMAN SACHS GROUP INC (GS) SEC Filings, Aug 17, 2026

Goldman Sachs Group Inc. (GS), through GS Finance Corp., is issuing $500,000 of autocallable index-linked notes due August 15, 2036, linked to three futures-based excess return indices on the S&P 500, Russell 2000 and Dow Jones Industrial Average. The notes pay no interest and are unsecured obligations guaranteed by Goldman Sachs.

The notes may be automatically called on August 12, 2027 if each index is at least 105% of its initial level, in which case investors receive a fixed $1,220 per $1,000 on August 17, 2027. If not called, the maturity payoff depends on the lesser performing index: if all final levels are above initial, investors receive 5.65 times (565%) the lesser index’s gain plus principal; if any index ends at or below its initial level but all remain at or above 70% of initial, principal is returned. If any index finishes below 70% of initial, repayment is fully exposed to the loss of the worst index and up to the entire principal can be lost.

The original issue price is 100% of face amount, with a 0.25% underwriting discount and 99.75% net proceeds to GS Finance Corp. The estimated value is about $876 per $1,000, reflecting embedded fees and model assumptions. Tax treatment is intended as a pre-paid derivative contract, but future IRS or legislative changes could alter the U.S. federal income tax consequences.

GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering autocallable S&P 500 Index-linked notes due August 28, 2031 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.

The notes pay no interest and may be automatically called on August 29, 2028 if the S&P 500 closing level on August 24, 2028 is at or above the initial level; in that case investors receive $1,149 per $1,000 face amount. If not called, at maturity investors receive: $1,000 plus 100% upside participation if the index ends above its initial level; full principal back if the final level is between 80% and 100% of the initial level; or a loss beyond a 20% buffer, dollar-for-dollar, if the index finishes below 80%, with a minimum payoff of 20% of face value.

Returns depend entirely on S&P 500 performance and the credit of GS Finance Corp. and Goldman Sachs. The notes are not listed, may have limited liquidity, and the initial estimated value is disclosed as less than the issue price. Tax treatment is uncertain and the notes are intended to be treated as pre-paid derivative contracts for U.S. federal income tax purposes.

Goldman Sachs Group Inc. (GS), as guarantor, supports an offering by GS Finance Corp of leveraged, callable EURO STOXX 50® Index-linked notes maturing on or about September 2, 2031. The notes pay no interest and return principal at maturity, subject to issuer credit risk.

At maturity, if the index is above its initial level, holders receive $1,000 plus 200% of the index’s positive percentage return; if at or below, they receive only the $1,000 face amount. GS Finance Corp may redeem quarterly from September 2027 to May 2031 at $1,000 plus a call premium starting at at least 11% and rising to at least 52.25%.

The estimated value on the trade date is expected between $885 and $915 per $1,000, below the 100% issue price, reflecting fees, hedging and model assumptions. The notes are unsecured obligations of GS Finance Corp, fully and unconditionally guaranteed by Goldman Sachs Group Inc., and are subject to complex tax treatment as contingent payment debt instruments and to potential secondary-market and regulatory risks.

Goldman Sachs Group, Inc. (GS), as guarantor of GS Finance Corp., is offering Nasdaq‑100 Index®‑linked Medium‑Term Notes, Series F with an aggregate face amount of $250,000. Each note has a $1,000 face amount, no periodic interest, and cash settlement at maturity based on index performance.

If the final Nasdaq‑100 level on the determination date is at or above the initial level of 30,084.50, investors receive a capped payoff of $1,150 per note. If the index declines but stays at or above the 80% buffer level (a 20% buffer amount), the notes provide a positive return equal to the absolute index return. Below the buffer, investors lose 1% of face value for every 1% the index falls past the buffer, potentially a substantial loss of principal.

The notes are issued at 100% of face amount, with a 3% underwriting discount and 97% net proceeds to GS Finance Corp. They are unsecured obligations subject to the credit risk of both GS Finance Corp. and Goldman Sachs Group, Inc., are not listed on any exchange, and may have limited or no secondary market liquidity.

GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp, is issuing $2,120,000 aggregate face amount of autocallable notes linked to the iShares Semiconductor ETF (SOXX), due August 18, 2031, with no interest payments and a 3% underwriting discount, for 97% net proceeds to the issuer.

The notes can be automatically called quarterly starting in August 2027 if SOXX’s closing level is at least the initial level of $550.74, paying $1,000 plus a specified call premium per $1,000. If never called, maturity payoff depends on the final ETF level: at or above the initial level pays the maximum settlement of $2,025.04 per $1,000; declines of up to 50% return principal; below the 50% trigger buffer the payoff falls one-for-one with the ETF, and investors can lose their entire investment. The estimated value at pricing is about $986 per $1,000, below issue price, and payments are subject to the credit risk of GS Finance Corp and its guarantor, The Goldman Sachs Group, Inc.

GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, no-interest structured notes linked to the common stock of Intuitive Surgical, Inc. The notes have a stated maturity on August 16, 2029 and may be automatically called on August 13, 2027 if the stock’s closing price is at or above the initial index stock price of $401.27, paying $1,216 per $1,000 on August 18, 2027.

If not called, at maturity investors receive: (i) leveraged upside of 125% of the stock’s positive return; (ii) full principal back if the final stock price is down up to 35% (at or above 65% of the initial price); or (iii) a one-for-one loss if the decline exceeds 35%, with the risk of losing the entire investment. The aggregate face amount is $2,236,000, the issue price is 100% of face, the underwriting discount is 3.2%, and net proceeds to the issuer are 96.8% of face. The estimated value on the trade date is about $969 per $1,000, reflecting structuring and distribution costs. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. and the notes will not be listed on an exchange.

Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering autocallable index-linked notes due 2031 under its Medium-Term Notes, Series F program. The notes are linked to the Nasdaq‑100 Index, Russell 2000 Index and S&P 500 Index, and are fully and unconditionally guaranteed by Goldman Sachs Group Inc.

The notes pay no interest and may be automatically called annually if, on a call observation date, the closing level of each index is at or above its initial level. On a call, investors receive for each $1,000 face amount cash equal to $1,000 plus a fixed call premium (rising from 7.75% in 2027 to 31% in 2030). If the notes are never called, the maturity payment per $1,000 is based on the lesser performing index: if that index ends above its initial level, investors receive $1,000 plus 100% of its gain; if any index ends at or below its initial level, investors receive only $1,000.

Key risks disclosed include no periodic interest, potential receipt of only principal at maturity despite index declines, secondary-market value that may be below the original issue price, and exposure to the credit risk of both GS Finance Corp. and Goldman Sachs Group Inc. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, requiring annual income accrual based on a comparable yield even though no cash is paid until call or maturity.

Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering equity-linked notes tied to an equally weighted basket of 9 large-cap tech-related stocks (Alphabet, ASML, Meta, Microsoft, NVIDIA, Oracle, Palantir, ServiceNow and Tesla). The initial basket level is 100, with each stock weighted at approximately 11.111%.

The notes trade on an original issue price of 100% of face, with a face amount of $300,000 in aggregate on the issue date (may be increased). They mature on August 16, 2029, but are subject to an automatic call beginning in August 2027 if the basket level on a call observation date is at least the initial level; in that case investors receive $1,000 per note plus the then-due coupon.

On monthly observation dates, if the basket is at least 75% of the initial level, holders receive a coupon of $7.875 per $1,000 (0.7875% monthly, up to 9.45% per annum); otherwise the coupon is zero. At maturity, if not called, principal repayment depends on the final basket level: full principal back if the basket is at least 85% of the initial level, partial principal loss between 75% and 85%, and larger losses (with no coupon) if the basket falls below 75%. The notes are unsecured obligations of GS Finance Corp. guaranteed by Goldman Sachs Group Inc., carry full issuer and guarantor credit risk, and have an estimated initial value of about $935 per $1,000, below the issue price.

GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.