Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. priced contingent coupon, autocallable notes linked to the Nasdaq-100 Index® and the VanEck Semiconductor ETF (SMH). The notes trade on a trade date of July 7, 2026 with an original issue date of July 9, 2026 and a stated maturity of April 12, 2029. Coupons of $8.75 per $1,000 (0.875% monthly, up to 10.5% per annum) are payable on each coupon payment date only if the closing level of each underlier on the related coupon observation date is at least 70% of its initial level. The notes will be automatically called if, on a call observation date (Jan 2027–Mar 2029), the closing level of each underlier is ≥ 90% of its initial level, in which case holders receive face amount plus the coupon. At maturity (if not called) repayment is determined by the lesser performing underlier against buffer rules (buffer level = 75% of initial; buffer amount = 25%), exposing holders to downside losses if any underlier falls below the buffer. The aggregate initial face amount was $958,000; estimated value at pricing was approximately $947 per $1,000. Fees include a 3.5% underwriting discount; net proceeds to issuer 96.5% of face.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering Contingent Income Auto-Callable Securities linked to the common stock of Microsoft Corporation that mature on July 20, 2029. The securities pay a contingent quarterly coupon only if the closing price of Microsoft on each coupon observation date is at or above a downside threshold equal to 75.00% of the initial share price. The securities will be automatically called if Microsoft’s closing price on any call observation date is at or above the initial share price, in which case holders receive principal plus the contingent coupon then due. At maturity, if not called, holders receive $1,000 if the final share price is at or above the downside threshold; otherwise the payment equals $1,000 × (final share price / initial share price), exposing holders to a 1:1 decline and potential loss of principal.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is pricing Contingent Income Auto-Callable Securities linked to NVIDIA Corporation common stock that mature on July 20, 2029. Each security has a $1,000 stated principal amount and may pay a contingent quarterly coupon (the coupon formula uses at least $25.875 per coupon observation increment). The securities are automatically called early if the underlying closing price on any call observation date is greater than or equal to the initial share price; if not called, payment at maturity equals $1,000 if the final share price is at or above the downside threshold (set at 50.00% of the initial share price) or otherwise equals $1,000 × (final share price / initial share price), exposing investors to up to a total loss. The pricing date is expected on or about July 17, 2026 and original issue date is expected to be July 22, 2026. An estimated value range of $910 to $970 per security is disclosed and the underwriting discount is 2.25%.
GS Finance Corp. offers $8,532,330 of Capped GEARS linked to the S&P 500® Index, due 2027, guaranteed by The Goldman Sachs Group, Inc. These unsecured notes provide upside exposure equal to the index return multiplied by an upside gearing of 3.00 capped at a maximum return of 13.10%, yielding a maximum settlement amount of $11.31 per $10 face amount. If the final index level is below the initial index level (7,503.85), investors receive less than face amount and may lose up to the full investment. Key dates include a trade date of July 7, 2026, original issue date July 9, 2026, determination date July 13, 2027 and stated maturity July 16, 2027. The original issue price is 100.00% of face amount with a 2.00% underwriting discount. Payments depend on GS Finance Corp. and Goldman Sachs creditworthiness and the securities may have limited secondary-market liquidity.
The issuer is offering market-linked notes tied to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER with an expected trade date of July 24, 2026 and an expected stated maturity of July 29, 2031. Coupons may pay monthly only if the index on a coupon observation date is at or above 50% of the initial underlier level; automatic redemption may occur on certain observation dates if the index is at or above the initial level. The index applies leverage (up to 500% maximum exposure and a maximum daily leverage change of 100%), and a daily decrement of 6.0% per annum that reduces index levels. The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and their payment depends on issuer and guarantor creditworthiness. The estimated value at pricing is between $885 and $935 per $1,000 face amount; purchasers may lose up to the full principal if the final underlier level is below the trigger buffer (50%).
GS Finance Corp. is offering autocallable index-linked notes due July 22, 2033 guaranteed by The Goldman Sachs Group, Inc. Each $1,000 face amount pays either an automatic-call cash amount on specified annual call dates or, if not called, a cash settlement at maturity linked to the Goldman Sachs Momentum Builder® Focus ER Index performance. The notes carry a 100% upside participation rate, no periodic interest, and an estimated trade-date value of $850 to $880 per $1,000. The product includes annual automatic-call tests with rising call levels and capped call payments, is subject to issuer and guarantor credit risk, and the index methodology may allocate material exposure to hypothetical cash positions and apply a 0.65% per annum deduction.
The Goldman Sachs Group, Inc. is offering callable fixed-rate notes that pay 4.875% interest per annum, expected to be issued on July 21, 2026 and maturing on January 21, 2030. Interest is expected semiannually on January 21 and July 21, with the first payment expected on January 21, 2027.
The notes are payable in book-entry form through DTC, may be redeemed in whole at issuer option on specified quarterly redemption dates beginning July 21, 2027, and are being distributed through Goldman Sachs & Co. LLC as underwriter and initial purchaser. The pricing supplement supplements the accompanying prospectus and prospectus supplement and incorporates customary tax and distribution provisions, including FATCA withholding and jurisdictional selling restrictions for the EEA, U.K., Hong Kong, Singapore, Japan, and Switzerland.
GS Finance Corp. offers Trigger Autocallable Notes linked to the S&P 500® Index, guaranteed by The Goldman Sachs Group, Inc. The notes have a trade date of July 10, 2026, an original issue date of July 15, 2026, and a stated maturity of July 13, 2028. The notes may be automatically called on quarterly call observation dates beginning after 12 months if the index closes at or above the autocall barrier of 100.00% of the initial index level, producing per-$10 call payments tied to a per‑annum call return range of 8.50%–9.10%. If not called, maturity payoffs depend on the final index level versus a downside threshold of 75.00% of the initial level; a final index below that threshold produces a proportional loss of principal. The offering price is set at 100.00% of face amount, underwriting discount 1.75%, and net proceeds 98.25%.
These notes do not pay coupons, expose holders to the issuer and guarantor credit risk, and may result in the loss of some or all principal. The estimated model value on the trade date is expected to be between $9.50 and $9.80 per $10 face amount.
GS Finance Corp. offers equity‑linked notes tied to an equally weighted basket of nine large-cap stocks with an expected trade date of July 10, 2026, an expected original issue date of July 15, 2026 and an expected stated maturity of July 13, 2028. The notes pay no interest, are automatically called if the basket closing level on the call observation date (expected July 23, 2027) is greater than or equal to the initial basket level of 100, and would pay at least $1,205.5 per $1,000 face amount if called. If not called, maturity payment depends on the basket return with an upside participation rate of 125% and a buffer level of 80% (buffer amount 20%). The estimated value at pricing is between $900 and $930 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering non-interest medium-term notes linked to an equally-weighted basket of Arista Networks, Credo Technology Group and Marvell Technology. The initial basket level is 100. If the final basket level is ≥ 100 on the determination date, holders receive a capped threshold/maximum settlement amount of $1,662 per $1,000 face amount; if the final basket level is below 100, the cash payment equals $1,000 plus $1,000 multiplied by the basket return. Key dates expected at issuance: trade date July 15, 2026, original issue date July 20, 2026, determination date July 21, 2027, and stated maturity date July 26, 2027. Original issue price is 100% of face amount, underwriting discount is 2%, and net proceeds to issuer are 98%. The estimated value on the trade date is between $900 and $930 per $1,000 face amount.