Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group Inc. (GS), via its subsidiary GS Finance Corp., is offering Digital Equity-Linked Notes due 2028 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by Goldman Sachs Group Inc. The notes are linked to the common stock of a publicly traded company currently quoted as “QCOM UW”.
Each note has a $1,000 face amount, pays no interest and is held to maturity for cash settlement only. If on the February 17, 2028 determination date the stock is at or above the trigger buffer level of 65% of the initial level of $165.79, investors receive a capped maximum settlement amount of $1,334.50 per $1,000 face amount. If the final level is below the trigger buffer level, principal is exposed one-for-one to the stock’s decline from the initial level, down to total loss.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the Goldman Sachs guarantee. There is no listing, market-making is discretionary, and the initial estimated value is disclosed as being less than the original issue price. Tax treatment is uncertain and expected to follow a pre-paid derivative contract characterization.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering autocallable contingent coupon equity-linked notes due 2029, linked to the common stocks of NVIDIA, Oracle and Palantir Technologies. Each note has a $1,000 face amount and is fully and unconditionally guaranteed by Goldman Sachs.
Investors may receive a monthly coupon of $6.167 per $1,000 (0.6167% monthly, up to ~7.40% p.a.) only if, on the observation date, the closing level of each underlier is at or above 70% of its initial level; otherwise the coupon is zero. Starting August 24, 2027, the notes are automatically called if each underlier is at or above its initial level, returning $1,000 plus the due coupon.
If the notes are never called, payment at maturity in 2029 is $1,000 plus any final coupon, regardless of underlier performance. Goldman Sachs discloses an estimated initial value of $925–$955 per $1,000, below the issue price, reflecting fees and hedging costs. Key risks include the possibility of no coupons at all, limited upside to return of principal, secondary-market and interest-rate sensitivity, credit risk of GS Finance Corp. and Goldman Sachs as guarantor, no exchange listing, and uncertain U.S. tax treatment (variable-rate or contingent payment debt instrument analysis and possible FATCA/section 871(m) implications).
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group Inc. (GS), through GS Finance Corp. as issuer and Goldman Sachs as guarantor, is offering buffered equity-linked notes due November 26, 2027 under its Medium-Term Notes, Series F program. The notes are linked to the common stock of an underlier company with Bloomberg ticker QCOM UW and provide cash-settled exposure, not ownership of the shares.
Each $1,000 note pays at maturity based on the underlier’s performance from the August 21, 2026 trade date to the November 22, 2027 determination date. If the final underlier level is above the initial level, investors receive $1,000 plus the underlier return, but the payoff is capped at a maximum settlement amount of $1,379. If the final level is between 75% and 100% of the initial level, principal is returned. Below the 75% buffer level, losses match the underlier’s decline beyond the 25% buffer, so investors can lose a substantial portion of principal; for example, a final level at 19% of the initial level would pay 44% of face value.
The notes pay no interest and are subject to the credit risk of GS Finance Corp. and Goldman Sachs. The estimated value on the trade date will be lower than the original issue price due to fees and structuring costs, and secondary market prices may be affected by interest rates, underlier volatility, and perceived credit quality. The offering involves complex U.S. federal income tax treatment, including characterization as a pre-paid derivative contract and potential FATCA implications.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering unsecured, guaranteed structured notes linked to the S&P 500® Futures Volatility Plus Daily Risk Control Index. The notes are expected to price on August 26, 2026, be issued on August 31, 2026, and mature on August 29, 2031, unless automatically called from August 2027 through July 2031 when the index is at or above its initial level.
Monthly coupons are contingent: for each $1,000 face amount, the coupon due on a payment date equals $6.459 (0.6459% monthly, up to ~7.75% per year) times the number of past observation dates, minus coupons already paid, but only if the index is at least 85% of its initial level; otherwise, the coupon is zero. At maturity, if not called, investors receive $1,000 plus any final coupon if the index is at or above 85% of its initial level, or a buffered downside payoff if it is lower: principal is reduced one-for-one beyond a 15% buffer, so large losses are possible.
The underlier provides 100–200% leveraged exposure to S&P 500® futures, making it more volatile than the underlying futures index and increasing both the chance of no coupons and of receiving less than face value, including a substantial loss. The notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value on the trade date is expected to be $885–$925 per $1,000 face amount, below the issue price.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Buffered Equity-Linked Notes due 2027 linked to the Class A common stock of The Estee Lauder Companies Inc. The notes are part of Goldman’s Medium-Term Notes, Series F program and are issued at $1,000 face amount per note.
At maturity, investors receive cash based on Estee Lauder’s stock performance. If the final stock level is above the initial level, the payoff increases one-for-one with the stock return but is capped at a maximum settlement amount of $1,235 per note. If the stock falls but stays at or above the 75% buffer level, investors receive the full face amount. Below the buffer, principal is reduced linearly, with losses of 1% for each 1% drop beyond the 25% buffer; a zero stock level would return 25% of face amount.
The notes pay no interest and expose holders to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc. They do not provide dividends or shareholder rights in Estee Lauder, are not listed on an exchange, and their estimated initial value will be less than the issue price due to fees and hedging costs.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.