Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering non-interest-bearing structured notes linked to the Class A common stock of CrowdStrike Holdings, Inc., with The Goldman Sachs Group, Inc. as guarantor. The notes include an automatic call feature (call observation date expected April 23, 2027) that would pay at least $1,257.50 per $1,000 face amount if triggered.
If not called, the cash payment at maturity (stated maturity expected April 13, 2028) will depend on the percentage change in the final index stock price from the initial index stock price (set on April 10, 2026). Key terms include a threshold settlement amount of $1,515, an upside participation rate of 100%, and a buffer level of 75% (buffer rate approximately 133.33%), meaning losses above the buffer can materially reduce principal. The estimated model value on the trade date is between $900 and $930 per $1,000 face amount.
The Goldman Sachs Group, Inc. offers callable fixed rate notes paying 5.65% per annum, expected to be issued on April 17, 2026 with an expected stated maturity of April 5, 2041. Interest is payable annually on each April 17, beginning April 17, 2027. The issuer may redeem the notes in whole, not in part, on scheduled quarterly redemption dates beginning on or after October 17, 2028, with at least five business days’ prior notice and a redemption price equal to 100% of principal plus accrued interest. The notes will be issued in book-entry form as a master global note through DTC and are a new issue with no established trading market. FATCA withholding will generally apply.
GS Finance Corp. offers Leveraged Buffered S&P 500® Index‑Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity depends on S&P 500 performance from the trade date to the determination date. Key economic terms include a 125% upside participation rate, a $1,200 maximum settlement amount, a 15% buffer (buffer level 85%), trade date April 9, 2026, original issue date April 14, 2026, determination date October 11, 2027 and stated maturity October 14, 2027. The notes are senior debt under the GSFC 2008 indenture, are payable in cash only, and expose holders to issuer/guarantor credit risk, limited upside due to the cap, and potential loss of principal if the S&P 500 falls below the buffer level.
GS Finance Corp. / The Goldman Sachs Group, Inc. priced a $9,115,000 offering of Contingent Income Auto-Callable Securities linked to the Class A common stock of Vertiv Holdings Co., due April 5, 2029. Each $1,000 security may pay a contingent quarterly coupon only if the underlying stock's closing price on a coupon observation date is at or above the downside threshold of $130.645 (50.00% of the initial share price of $261.29). The securities are unsecured notes of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to automatic early redemption if the underlying stock on any call observation date closes at or above the initial share price. At maturity, if not called, investors receive $1,000 (plus any final coupon) if the final share price is at or above the downside threshold; otherwise the payment equals $1,000 multiplied by the share performance factor (final share price / initial share price), which can result in significant principal loss.
GS Finance Corp. offers market-linked, non-interest bearing notes with returns tied to the Russell 2000 Index, the EURO STOXX 50 Index and the iShares MSCI Emerging Markets ETF. The notes have an expected trade date of April 20, 2026, an expected original issue date of April 23, 2026, a call observation date of April 20, 2027 (call payment April 23, 2027) and a stated maturity of April 25, 2029.
The notes pay no periodic interest. If, on the call observation date, each underlier is at or above its initial level the notes will be automatically called and pay $1,236 per $1,000 face amount. If not called, maturity payoffs depend on the lesser performing underlier: upside participation is 300% if all final levels exceed initial levels; a buffer of 20% applies (buffer level = 80%) below which losses occur, and holders could lose a substantial portion of principal. The estimated value at pricing is between $925 and $955 per $1,000 face amount.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes that pay 5.40% per annum, expected to be issued on April 17, 2026 and maturing on April 7, 2036. Interest is payable annually each April 17 (first payment expected April 17, 2027).
The notes are callable at the issuer’s option in whole (not in part) on expected quarterly redemption dates starting October 17, 2027, with at least five business days’ prior notice, at a redemption price equal to 100% of principal plus accrued interest. Pricing and initial public offering mechanics vary by investor type and underwriter arrangements; market‑making by Goldman Sachs affiliates is disclosed.
GS Finance Corp. offers Trigger Autocallable Notes linked to the EURO STOXX 50® Index, due and guaranteed by The Goldman Sachs Group, Inc. The notes feature quarterly automatic-call observations, a 100.00% autocall barrier, a 75.00% downside threshold and contingent principal repayment at maturity. Call returns are set on the trade date and range on a per annum basis; the notes pay no coupons and are unsecured obligations subject to issuer and guarantor credit risk.
The notes may be automatically redeemed early if the index closes at or above the autocall barrier on a call observation date, producing limited cash payoffs tied to preset call returns. If not called, repayment at maturity depends on whether the final index level is at or above the downside threshold; otherwise investors may lose a substantial portion or all of their investment.
The Goldman Sachs Group, Inc. is offering fixed rate notes due April 23, 2029. The notes pay interest at 4.375% per annum, pay semiannually on April 21 and October 21 (with April 2029 payment on maturity), and will be issued in denominations of $1,000. The trade date is April 17, 2026 and the original issue date is April 21, 2026. The notes will be issued in book-entry form as a master global note (CUSIP 38151FY64) and will not be listed on an exchange. The prospectus notes FATCA withholding, distribution restrictions in multiple jurisdictions, and FINRA Rule 5121 conflicts for the affiliated underwriter.
GS Finance Corp. offers $ Trigger Autocallable GEARS linked to the iShares® MSCI Brazil ETF (EWZ), guaranteed by The Goldman Sachs Group, Inc. The securities pay a cash settlement per $10 face amount tied to EWZ performance, include an automatic call feature and a contingent repayment of principal at maturity.
Key economic terms set on the trade date: trade date April 15, 2026; original issue date April 17, 2026; call observation date April 22, 2027; determination date April 16, 2029; stated maturity date April 18, 2029. Autocall barrier is 100% of initial ETF price, upside gearing is set between 2.00 and 2.24, downside threshold is 75% and call return is 20%. The estimated value at pricing is $9.20–$9.50 per $10 face; original issue price is 100% of face with a 2.50% underwriting discount. These securities are unsecured obligations subject to issuer and guarantor credit risk and may result in significant or total loss of principal.
GS Finance Corp. is offering $1,000 face‑amount structured notes linked to the Nasdaq-100 and S&P 500, due August 10, 2028, and guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon (0.7542% per month, ~9.05% per annum potential) only if both underliers close at or above 65% of their initial levels on each coupon observation date. The notes are autocallable on scheduled call observation dates if both underliers close at or above their initial levels; an automatic call redeems each $1,000 at $1,000 plus any coupon then due. If not called, maturity cash payment is based solely on the lesser performing underlier; losses can be up to the full principal and coupons can be zero.