GOLDMAN SACHS GROUP INC (GS) SEC Filings, Apr 20, 2026

GS Finance Corp. priced a primary offering of market-linked medium-term notes (Equity Linked Securities) linked to the common stock of Amazon.com, Inc. with an Original Offering Price of $1,000 per security and a stated maturity date of October 21, 2027. The securities pay no interest and provide a contingent fixed return of 27.70% ($277 per security) if the ending stock price is greater than or equal to a threshold set at 85% of the starting price ($249.70 starting price), otherwise holders have 1-to-1 downside exposure and may lose up to 100% of principal. The estimated value on the pricing date was approximately $966 per $1,000 face amount; underwriting discount equals 2.325% ($23.25 per $1,000), producing proceeds to issuer of $976.75 per security.

GS Finance Corp. is offering digital equity-linked notes due November 1, 2027, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and a capped maximum settlement amount of $1,430 per $1,000 if the final underlier level is greater than or equal to the trigger buffer level set at 60% of the initial underlier level. The underlier is the Class A common stock of Robinhood Markets, Inc. (HOOD). If the final underlier level is below the trigger buffer level, holders lose an amount equal to the underlier return times $1,000 and may lose their entire investment. The trade date is April 27, 2026, original issue date is April 30, 2026, determination date is October 27, 2027 and the calculation agent is Goldman Sachs & Co. LLC. The notes pay no interest and the original issue price exceeds the model-based estimated value; secondary market liquidity is not assured.

GS Finance Corp. is offering Autocallable Contingent Coupon Index‑Linked Notes due 2031, fully guaranteed by The Goldman Sachs Group, Inc.. The notes reference the Dow Jones Industrial Average, Nasdaq‑100 and Russell 2000, pay a contingent monthly coupon, and may be automatically called on observation dates.

Key terms: trade date April 23, 2026, original issue date April 28, 2026, stated maturity April 28, 2031. Coupon is $10.167 per $1,000 (1.0167% monthly; up to ~12.2% per annum) if each underlier is ≥ 70% of its initial level on an observation date. The cash settlement at maturity (if not called) is based solely on the lesser performing underlier, and could result in a loss of your entire investment.

GS Finance Corp. priced a contingent monthly coupon, autocallable structured note guaranteed by The Goldman Sachs Group, Inc. The offering totals $2,979,000 of notes with a $1,000 face amount per note, a potential monthly coupon of 1.0375% (up to 12.45% per annum), and an original issue date of April 21, 2026. Coupons are paid only if each underlier (DJIA, Russell 2000, S&P 500) closes at or above 80% of its initial level on the observation date. The notes are automatically called on specified quarterly call observation dates if each underlier closes at or above its initial level; otherwise, the cash settlement at maturity on April 21, 2031 depends solely on the performance of the lesser performing underlier and can result in a complete loss of principal.

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering callable structured notes that reference ADS of Taiwan Semiconductor Manufacturing Company and the common stocks of NVIDIA, Alphabet Class C and Apple. The notes pay a monthly coupon of either $7.084 or $0.209 per $1,000 face amount depending on index stock performance, may be automatically called beginning April 2027, and mature on April 23, 2031. The aggregate initial face amount is $1,363,000, original issue price is 100% and the estimated value at pricing was approximately $954 per $1,000. Payments are subject to the issuer’s and guarantor’s credit risk, anti-dilution adjustments, market disruption rules, and the calculation agent’s discretionary determinations.

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-at-risk, autocallable contingent quarterly coupon notes tied to the Dow Jones Industrial Average, Russell 2000 and S&P 500. The notes pay a quarterly contingent coupon of 2.4375% per quarter (up to 9.75% per annum) if each underlier is at or above its coupon trigger (70% of initial). The notes will be automatically called if, on any call observation date, each underlier is at or above its initial level; otherwise the maturity payout depends on the performance of the lesser performing underlier and can result in a total loss of principal. Trade date is April 16, 2026 and stated maturity is April 21, 2031. The offering shows an aggregate face amount of $3,276,000 and an original issue price of 100% of face amount with a 0.85% underwriting discount.

GS Finance Corp. offers $5,617,000 of medium‑term structured notes fully guaranteed by The Goldman Sachs Group, Inc., linked to the common stock of Microsoft Corporation (MSFT). The notes pay no interest, include an automatic call feature and have principal return tied to MSFT's performance.

If the closing level on the call observation date is at or above the initial level, the notes will be automatically called and pay $1,194.50 per $1,000 on the call payment date. If not called, maturity payoffs vary: upside participation is 125%; a built‑in buffer equals 90% of the initial level and a 10% buffer amount mitigates small declines, but deep declines can produce large losses (examples show as low as 10% of face at maturity).

GS Finance Corp. is offering indexed, non-interest-bearing medium-term notes (guaranteed by The Goldman Sachs Group, Inc.) tied to an equally weighted basket of five stocks. The notes have a face amount of $1,000 per note ($560,000 aggregate initially), an original issue date of April 21, 2026, and a stated maturity date of April 19, 2029. The notes include an automatic call feature with call observation dates beginning April 16, 2027, call premiums of 17.1% and 34.2% on the listed call dates, a capped maturity payoff equal to 51.3% of face above principal when the final basket level is nonnegative, and downside exposure below a trigger buffer level equal to 70% of the initial basket level. The estimated value on the trade date was approximately $958 per $1,000 face amount. The notes are unsecured obligations subject to the issuer and guarantor credit risk and complex valuation, anti-dilution adjustments and market-disruption provisions described herein.

GS Finance Corp. is offering autocallable, contingent-coupon, index-linked notes due in 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay a monthly coupon of $11.667 per $1,000 (1.1667% monthly, up to ~14% annually) only if each index closes at or above 90% of its initial level on coupon observation dates. The notes may be automatically called if, on any call observation date, each index closes at or above its initial level; maturity/settlement depends on the performance of the single lesser-performing index, with a 30% buffer (buffer level = 70% of initial). The estimated value on the trade date is $925–$955 per $1,000 face amount and the notes are unsecured obligations subject to issuer and guarantor credit risk.