The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., filed a preliminary 424(b)(2) pricing supplement for Autocallable Buffered Notes linked to the Russell 2000 Futures Excess Return Index. The notes pay no interest and may be automatically called on the call observation date (expected October 19, 2026) if the index is at or above the initial level, paying $1,115 per $1,000 on the expected call payment date (October 22, 2026).
If not called, the notes mature on the expected stated maturity date (October 20, 2028). At maturity, holders receive: (1) face amount plus 125% of any positive index return; (2) face amount if the index decline is up to 30%; or (3) a reduced amount if the decline exceeds 30%, reflecting losses beyond the buffer. Payments depend solely on the index level on the observation or determination dates.
The index tracks E-mini Russell 2000 futures, not the cash Russell 2000 Index, and may be affected by financing costs and roll yields. Estimated value on the trade date is expected to be $925–$955 per $1,000. The notes are unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and are treated as a pre-paid derivative contract for U.S. tax purposes, per counsel’s opinion.
GS Finance Corp. filed a preliminary pricing supplement for Callable Contingent Coupon Index‑Linked Notes due 2030, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the Nasdaq‑100, Russell 2000 and S&P 500, and may be redeemed by the company on coupon payment dates in January, April, July and October, beginning April 2026.
The notes pay a contingent monthly coupon of $8.042 per $1,000 (0.8042% monthly, potential up to approximately 9.65% per annum) if each index closes at or above 65% of its initial level on the observation date; otherwise, the coupon is zero. At maturity, if not redeemed, investors receive $1,000 per note if each index is at or above its 55% trigger buffer. If any index is below 55%, the payoff is $1,000 plus $1,000 times the lesser performing index return, which can result in a substantial loss, including the entire principal.
Key risks include issuer and guarantor credit risk, the possibility of receiving no coupons, sensitivity to market volatility and interest rates, lack of listing, and an estimated initial value below the issue price. Coupons are expected to be taxed as ordinary income under the described approach.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering preliminary autocallable notes linked to Palantir Class A, Tesla, and Target. The notes mature on an expected stated maturity of November 4, 2030, but may be automatically called on semi-annual observation dates (April/October) from October 2026 to April 2030 if each stock is at least 86.5% of its initial price.
Coupons are observed monthly. If each stock is at least 80% of its initial price on an observation date, holders receive $5 per $1,000 face amount (0.5% monthly, up to 6% per annum); otherwise they receive $0.834 per $1,000 (0.0834% monthly, up to ~1% per annum). At maturity, holders receive $1,000 plus the final coupon. The expected trade date is October 27, 2025 and the original issue date is October 29, 2025.
The estimated value at pricing is expected between $850 and $890 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. and the guarantor. The notes will not be listed, and secondary market liquidity may be limited.
Goldman Sachs (GS) filed a preliminary pricing supplement for auto-callable, monthly observation barrier notes linked to the S&P 500 Index, Global X Defense Tech ETF (SHLD), and iShares Russell 2000 ETF (IWM). The notes mature on October 15, 2026, unless redeemed earlier.
The notes may pay a monthly coupon of $9.709 per $1,000 (0.9709% monthly, ~11.65% per annum) on each payment date if the closing level of each underlier is at least 80% of its initial level. Goldman Sachs may redeem the notes at 100% of face value plus any due coupon on payment dates from January 2026 through September 2026.
At maturity, if not redeemed and each underlier’s return is at least -20%, investors receive $1,000 plus the final coupon. If any underlier is below 80% of its initial level, repayment is reduced by a 125% buffer rate beyond a 20% downside, which can result in significant loss of principal. Initial levels are 6,595.04 (S&P 500), $68.41 (SHLD), and $239.30 (IWM), observed intra-day on October 10, 2025. The estimated value is expected between $925 and $955 per $1,000, and payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Contingent Coupon Equity-Linked Notes due 2028 linked to Constellation Energy (CEG). The notes pay a contingent quarterly coupon of $35.625 per $1,000 (3.5625% quarterly, up to 14.25% per annum) on any coupon payment date when CEG’s closing level on the related observation date is at least 60% of the initial level.
The notes are automatically called if CEG’s closing level is at least the initial level on any call observation date, returning $1,000 per note plus the coupon then due. If not called, at maturity on October 25, 2028 (determination date: October 20, 2028), holders receive: $1,000 if the final level is at least the 60% trigger buffer; otherwise, $1,000 + ($1,000 × underlier return), which can result in a total loss of principal. Key dates: trade date October 20, 2025, original issue date October 23, 2025. The notes are part of the MTN Series F program and are subject to the credit risk of the issuer and guarantor.
Goldman Sachs Group Inc. (GS) Form 4: John E. Waldron, serving as President and COO and a director, reported multiple open-market sales of company common stock on 08/27/2025 and 08/28/2025. The filing lists six separate sales totaling 18,244 shares, with weighted-average sale prices disclosed for each block (ranging roughly between $748.04 and $751.51 per share). Following the last reported transaction on 08/28/2025, the reporting person beneficially owned 106,268 shares. All transactions are reported as direct holdings and are signed by an attorney-in-fact on behalf of the reporting person.
Form 144 filed for Goldman Sachs Group, Inc. (GS): This notice reports a proposed sale under Rule 144 of 9,000 shares of Common Stock to be executed through Goldman Sachs & Co. LLC on 08/28/2025, with an aggregate market value listed as $6,747,030.00. The issuer's total shares outstanding are reported as 302,721,092, placing the proposed block at a very small fraction of outstanding stock.
The acquisition row shows these 9,000 shares were acquired on 08/28/2025 as Employee Compensation Awards from The Goldman Sachs Group, Inc. The filing also discloses a sale on 08/27/2025 by John E. Waldron of 9,244 shares producing $6,923,293.80 in gross proceeds. The filer affirms no undisclosed material adverse information and the standard Rule 144 certification language is included.
The filing is a Form 144 notice from a person connected to The Goldman Sachs Group, Inc. to sell 9,244 shares of the issuer's common stock on the NYSE with an aggregate market value of $6,923,293.80. The securities were acquired and are to be sold on 08/27/2025 as part of employee compensation awards from The Goldman Sachs Group, Inc. The filing reports no other sales in the past three months and includes the signer’s representation that they have no undisclosed material adverse information.
David M. Solomon, Chairman and CEO of Goldman Sachs Group Inc. (GS), reported a small disposal of common stock on 08/19/2025. The filing shows 377 shares were disposed of under Code G (a gift) at $0, leaving the reporting person with 125,799 shares held directly and 16,171 shares held indirectly through a trust whose beneficiaries are immediate family members.
The Form 4 was signed by an attorney-in-fact on 08/21/2025 and discloses that the reporting person disclaims beneficial ownership of the trust-held shares.
Goldman Sachs Group Inc. (GS) Form 4 summary: The reporting person, David A. Viniar, listed as a director, reported transactions dated 08/13/2025 that disposed of common stock. The filing shows dispositions of 3,425 shares and an additional 600,000 shares. After the reported transactions, the reporting person directly or indirectly beneficially owns 72,693 shares (held through trusts where the spouse is sole trustee) and 123,186 shares (held through an LLC). The form includes footnotes clarifying the nature of indirect ownership and is signed by an attorney-in-fact on 08/15/2025.