The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Flaherty Mark A. reported acquisition or exercise transactions in this Form 4 filing.
Goldman Sachs Group Inc. director Mark A. Flaherty reported a grant of 28 Restricted Stock Units for his first quarter 2026 Annual Retainer. Each RSU represents one share of common stock. Following this grant, he holds 5,248 RSUs. The underlying shares will be delivered about 90 days after he retires from the Board of Directors.
HESS JOHN B reported acquisition or exercise transactions in this Form 4 filing.
Goldman Sachs Group Inc. director John B. Hess received a grant of 28 Restricted Stock Units as part of his first quarter 2026 annual retainer for board service. Following this award, he holds 870 RSUs directly. The underlying common shares will be delivered about 90 days after he retires from the board.
JOHNSON KEVIN R reported acquisition or exercise transactions in this Form 4 filing.
Goldman Sachs Group Inc. director Kevin R. Johnson received a grant of 42 Restricted Stock Units as part of his first quarter 2026 annual retainer for serving on the company’s Board of Directors and the Board of Directors of Goldman Sachs Bank USA.
Each unit represents one share of Goldman Sachs common stock, to be delivered approximately 90 days after his retirement from either board. Following this award, Johnson holds a total of 3,086 RSUs directly.
GS Finance Corp. is offering structured, contingent monthly coupon notes backed by a guarantee from The Goldman Sachs Group, Inc., linked to the common stock of The Home Depot, Inc. The notes (aggregate face amount $564,000) pay a monthly coupon of $10.042 per $1,000 if the underlier meets a 72% trigger on observation dates and may be automatically called early if the underlier is at or above the initial level. At maturity, if not called, the cash payment per $1,000 face depends on the final underlier level: it is protected down to a 72% buffer but falls dollar-for-dollar below that level, meaning investors can lose the full principal if the underlier falls sufficiently. The notes mature on October 19, 2027 (determination date October 14, 2027), carry an original issue price of 100% and an underwriting discount of 0.9%.
MITTAL LAKSHMI N reported acquisition or exercise transactions in this Form 4 filing.
Goldman Sachs Group Inc. director Lakshmi N. Mittal received 28 Restricted Stock Units (RSUs) as part of his first quarter 2026 annual retainer. These RSUs represent the right to receive 28 shares of Goldman Sachs common stock.
Following this grant, Mittal holds a total of 6,320 RSUs directly. The common shares underlying these RSUs will be delivered approximately 90 days after he retires from the company’s Board of Directors, so this grant is part of long-term, deferred board compensation rather than an open-market stock purchase.
GS Finance Corp. / The Goldman Sachs Group, Inc. is offering principal‑protected‑style, buffer notes linked to the MSCI EAFE Index with an upside participation rate of 200%, a 10% buffer (buffer level = 90% of the initial underlier level) and a maximum settlement amount of $1,235 per $1,000 face amount. The notes pay no interest and settle in cash at maturity; payment depends on the final underlier level measured versus the initial level set on April 10, 2026. Key dates include trade date April 14, 2026, original issue date April 17, 2026, determination date October 14, 2027 and stated maturity date October 19, 2027. These notes expose holders to issuer/guarantor credit risk, foreign‑market and currency risk, capped upside and potential substantial principal loss if the underlier falls more than the buffer.
OPPENHEIMER PETER reported acquisition or exercise transactions in this Form 4 filing.
Goldman Sachs Group Inc. director Peter Oppenheimer received a grant of 63 Restricted Stock Units for first quarter 2026 board compensation. The award covers his annual retainer and committee chair fee for serving on the Goldman Sachs board and the GS Bank USA board.
After this grant, he holds 7,292 shares-linked units directly. The common stock underlying these RSUs will be delivered in shares about 90 days after he retires from either the Goldman Sachs or GS Bank USA board, aligning payout with the end of his board service.
The issuer, GS Finance Corp., is offering structured, non‑interest bearing notes linked to an equally weighted basket of nine common stocks with an initial basket level of 100. The notes mature on April 13, 2028 unless automatically called on the call observation date (April 23, 2027), in which case each $1,000 face amount pays $1,193. At maturity, if the final basket level is above the initial level, holders receive $1,000 plus 125% of the basket return; if the final level is between 80% and 100% of the initial level, holders receive $1,000; if below 80% holders absorb losses subject to a 20% buffer and a 125% buffer rate. The aggregate original face amount offered was $5,152,000, original issue price 100%, underwriting discount 1.5%, and the estimated value on the trade date was approximately $953 per $1,000.
GS Finance Corp. is offering Autocallable Buffered S&P 500® Index-Linked Notes due 2028 with an aggregate face amount of $8,258,000. The notes may be automatically called on the call observation date April 23, 2027 for $1,101 per $1,000 if the S&P 500 closing level is >= the initial level of 6,816.89. If not called, the stated maturity is April 13, 2028 and payoffs depend on the index return measured from April 10, 2026 to the determination date, with a threshold settlement amount of $1,202, an upside participation rate of 150%, and a downside buffer at 85% of the initial level (buffer rate ~117.65%). Estimated value on the trade date was approximately $995 per $1,000; original issue price is 100% with an underwriting discount of 1.5%. The notes are unsecured obligations subject to issuer and guarantor credit risk and have uncertain U.S. tax treatment.
GS Finance Corp. offers $4,576,000 of indexed, cash-settled medium-term notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the S&P 500® Index with a 200% upside participation rate and a 75% trigger buffer. They pay no interest, may be automatically called on the call observation date for a capped cash payment of $1,100 per $1,000 face amount, and otherwise pay at maturity based on the underlier return. The initial underlier level is 6,816.89. If the final underlier level is below the 75% trigger buffer, investors may lose a material portion or their entire investment. The notes are unsecured senior debt under the GSFC 2008 indenture; purchasers bear issuer and guarantor credit risk and may face limited secondary-market liquidity.