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GOLDMAN SACHS GROUP INC (GS) SEC Filings, Mar 11, 2026

GS NYSE

The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.

The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.

Rhea-AI Summary

GS Finance Corp. is offering ETF-linked notes due March 13, 2031 that pay no interest and whose cash payment at maturity is linked to the lesser performing of the Invesco QQQ, Series 1 (QQQ) and the State Street SPDR S&P 500 ETF (SPY).

For each $1,000 face amount, if both ETFs finish at or above their initial levels, holders receive $1,000 plus 1.07x of the lesser-performing ETF return; if either ETF finishes between 85% and 100% of its initial level, holders receive $1,000; if the lesser-performing ETF finishes below 85%, the payment equals $1,000 times (lesser ETF return + 15%), which can result in significant principal loss. The aggregate initial face amount is $1,513,000, original issue price 100%, underwriting discount 4.125%, and the estimated value on the trade date was approximately $945 per $1,000 face amount. Payments are unsecured and subject to the credit risk of GS Finance Corp. and guarantor The Goldman Sachs Group, Inc.

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GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering autocallable index-linked notes tied to the Dow Jones Industrial Average, Russell 2000 and EURO STOXX 50. The notes trade with an expected trade date of March 11, 2026, an original issue date expected March 18, 2026, and a stated maturity expected March 19, 2029.

The notes pay no interest, are automatically called on the call observation date if each index is ≥ 90% of its initial level (call payment expected March 25, 2027) for a capped cash payment of $1,203 per $1,000 face amount. If not called, the maturity payoff depends on the lesser performing index with a 150% upside participation if all final levels exceed initial levels, a return of face amount if all final levels are ≥ 70%, and potential principal loss (down to 0%) if the lesser performing index falls below 70%. The estimated value on the trade date is between $925 and $955 per $1,000 face amount. The notes are unsecured obligations subject to issuer and guarantor credit risk and may have limited liquidity.

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GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering non‑interest notes linked to an equally weighted basket of eight stocks. The notes have an initial basket level of 100, a 125% upside participation rate, a 15% buffer (buffer level 85%) and may be automatically called on the call observation date March 19, 2027 for $1,202.6 per $1,000. If not called, maturity is March 9, 2028 with cash settlement formulas that pay principal plus upside when the final basket level is above 100, return principal if the final basket level is between 85% and 100%, and apply the buffer rate (approximately 117.65%) to losses beyond the 15% buffer below the initial level. The estimated value at pricing was approximately $947 per $1,000. Original issue price is 100%, underwriting discount 1.5%, net proceeds 98.5%, aggregate face amount initially $500,000.

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GS Finance Corp. is offering structured, non‑interest‑bearing notes guaranteed by The Goldman Sachs Group, Inc. The notes link to the EURO STOXX 50® Index with an upside participation rate of 182.5%, a stated maturity of March 13, 2031, and a determination date of March 10, 2031.

The pricing supplement shows an aggregate face amount of $321,000, an original issue price of 100% of face amount, an underwriting discount of 4.1%, and net proceeds to the issuer of 95.9% of face amount. At maturity the cash payment per $1,000 face equals $1,000 plus upside participation times the underlier return if the final level is greater than the initial level; if the final level is equal to or lower, the cash payment equals $1,000 plus the underlier return, which can result in a loss of principal up to the entire investment.

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GS Finance Corp. offers $5,580,000 of autocallable STOXX® Europe 600 index-linked notes due March 10, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and may be automatically called if the STOXX Europe 600 closing level on the call observation date (scheduled March 12, 2027) is greater than or equal to the initial index level of 604.83. If called, each $1,000 face amount pays $1,177 on the call payment date (March 17, 2027).

If not called, maturity payment on the determination date (March 5, 2031) depends on index performance: positive returns pay 200% participation of the index return; declines up to 25% return principal ($1,000); declines beyond 25 expose investors to proportional losses and possible loss of the entire investment. The estimated value at trade date is approximately $964 per $1,000 face amount; original issue price is 100% with a 0.15% underwriting discount and net proceeds of 99.85%.

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GS Finance Corp. is offering contingent monthly coupon notes linked to the common stock of Tesla, Inc. with an aggregate face amount of $975,000, issued March 12, 2026 and maturing September 13, 2027, subject to the company’s redemption right. Coupons are payable monthly at $12.292 per $1,000 (1.2292% monthly, the potential for up to approximately 14.75% per annum) only if the underlier closes at or above the coupon trigger level of 50% of the initial underlier level on each observation date. The initial underlier level is $398.68; the trigger buffer level is 50% of that level. At maturity you receive $1,000 per $1,000 face amount if the final underlier level is greater than or equal to the trigger buffer level; otherwise you receive $1,000 + ($1,000 × underlier return), which could result in a complete loss of principal. The issuer may redeem the notes at its option on coupon payment dates commencing in June 2026 through August 2027.

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GS Finance Corp. offers a $250,000 aggregate face amount series of callable, equity‑linked notes guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have an upside participation rate of 100% and reference Amazon, Meta Platforms, Microsoft and NVIDIA. They may be automatically called on quarterly observation dates beginning March 9, 2027 with graduated call premiums (first call premium 9.35%). If not called, maturity is tied to the performance of the lesser performing underlier on the determination date with a stated maturity of March 13, 2031. Issue price is 100% of face amount; underwriting discount is 3.8%, net proceeds 96.2%.

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GS Finance Corp. offers structured, non‑interest notes backed by The Goldman Sachs Group, Inc. guarantee. The notes reference an equally weighted basket of five stocks with an initial basket level of 100, an upside participation rate of 175%, a trigger buffer level of 60%, a call observation date of March 9, 2027, a call payment date of March 16, 2027, and a stated maturity date of March 16, 2028.

If automatically called, each $1,000 face amount pays $1,280. At maturity holders receive $1,000 plus 175% of positive basket return, $1,000 if basket return is between 0% and -40%, or a reduced principal if basket return is worse than -40%. The estimated value on the trade date is approximately $938 per $1,000 face amount; original issue price is 100%.

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GS Finance Corp. offers $2,432,000 aggregate face amount of medium‑term notes tied to the EURO STOXX 50® Index, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, carry a 200% upside participation rate, and include an automatic call feature.

If automatically called on the call observation date, the issuer will pay $1,305.80 per $1,000 face amount on the call payment date. If not called, the cash settlement at the stated maturity depends on the final underlier level versus the initial level and a 70% trigger buffer, meaning investors can lose up to their entire investment if the final underlier level is below the trigger buffer. The notes mature on March 13, 2031 (determination and maturity dates are subject to adjustment).

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GS Finance Corp. offers contingent quarterly‑coupon, autocallable notes tied to NVIDIA Corporation common stock. The pricing supplement sets an aggregate face amount of $527,000 and an original issue price of $1,000 per note, with a 2.75% underwriting discount and net proceeds of 97.25% of face.

Coupons of $39.375 per $1,000 (a potential 15.75% per annum) are paid quarterly only if the underlier closes at or above 60% of the initial level on observation dates. Notes are automatically called if the underlier closes at or above the initial level on any call observation date; maturity payment depends on final underlier performance (full loss possible if final level < trigger buffer). Trade date is March 9, 2026 and stated maturity is March 14, 2029.

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FAQ

How many GOLDMAN SACHS GROUP (GS) SEC filings are available on StockTitan?

StockTitan tracks 8719 SEC filings for GOLDMAN SACHS GROUP (GS), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for GOLDMAN SACHS GROUP (GS)?

The most recent SEC filing for GOLDMAN SACHS GROUP (GS) was filed on March 11, 2026.