GOLDMAN SACHS GROUP INC (GS) SEC Filings, Mar 11, 2026

GS Finance Corp. is offering principal-protected contingent notes linked to the S&P 500® Index with an aggregate face amount of $970,000. The notes pay no interest, may be automatically called on the call observation date and mature on the stated maturity date if not called. If automatically called, each $1,000 face amount yields $1,128 on the call payment date. If not called, maturity payoffs depend on the final underlier level: an upside participation rate of 125% applies to positive returns; a buffer of 85% limits losses per the disclosed buffer formula, and losses can result in a total loss of invested principal. The notes are senior unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., carry issuer and guarantor credit risk, are not bank deposits, and are not FDIC insured.

GS Finance Corp. is offering structured, autocallable notes tied to three individual stocks. The notes have a $1,000 face amount per note, an expected trade date of March 17, 2026, an expected original issue date of March 20, 2026, and an expected stated maturity of March 26, 2029. Coupons may pay monthly if each index stock meets a 60% threshold on observation dates; automatic redemption begins on observation dates commencing in March 2027. At maturity, unpaid principal depends on the lesser performing index stock with a 50% trigger buffer; a final index return below -50% can cause losses exceeding 50% of principal. The estimated value at pricing is between $925 and $955 per $1,000 face amount.

GS Finance Corp. files a preliminary prospectus supplement to offer non‑interest bearing, autocallable notes linked to an equally weighted basket of 8 stocks. The notes have an initial basket level of 100, an upside participation rate of 125%, a buffer of 10% (buffer level 90%), an expected call observation date of March 23, 2027 and an expected stated maturity of March 15, 2028. If called, each $1,000 face amount would pay $1,206.3 on the call payment date; at maturity payments depend on the final basket level and may be less than principal. The estimated value at pricing is between $900 and $930 per $1,000 face amount. The notes are unsecured obligations of GS Finance Corp. and are guaranteed by The Goldman Sachs Group, Inc.; holders are exposed to issuer and guarantor credit risk and have no shareholder rights in the basket stocks.

GS Finance Corp. is offering autocallable index-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the STOXX® Europe 600 and the S&P 500®, have an expected trade date of March 13, 2026, expected original issue date of March 18, 2026 and an expected stated maturity of March 18, 2031. The notes pay no interest and may be automatically called on the call observation date (expected March 15, 2027) if each index is ≥ its initial level; the automatic call payment would be $1,170.508 per $1,000 face amount. At maturity the payoff is based on the lesser performing index: if both indices finish above their initial levels you receive 200% participation in the lesser performing index return; if any index is ≥ 75% of its initial level you receive the face amount; if any index is < 75% you receive an amount tied to the lesser performing index return and could lose principal. The estimated value at pricing is approximately $885–$925 per $1,000 face amount. Investors remain subject to issuer and guarantor credit risk and to index, market, FX and tax risks.

GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable S&P 500® Index‑linked notes with a $1,000 face amount reference per note. The notes have an expected trade date of March 11, 2026, an original issue date of March 16, 2026, an expected call observation date of March 24, 2027 and a stated maturity date of March 16, 2028.

If the closing level of the S&P 500® Index on the call observation date is greater than or equal to the initial index level, the notes will be automatically called and pay $1,096.2 per $1,000 face amount on the call payment date. At maturity (if not called), payoffs: a) if final index level ≥ initial level, the greater of the threshold settlement amount $1,192.4 or principal plus participation (100% upside); b) if decline ≤ 30%, return of $1,000; c) if decline > 30, a proportional loss (you could lose most or all of your investment). The estimated value on the trade date is between $900 and $930 per $1,000 face amount.

GS Finance Corp. offers callable contingent coupon index-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent quarterly coupon of at least $20.125 per $1,000 (at least 2.0125% quarterly, up to 8.05% per annum) when both underliers meet coupon triggers.

Payment at maturity is based on the performance of the lesser performing underlier (the Russell 2000® and the S&P 500®). The coupon trigger and trigger buffer levels equal 55% of each initial underlier level. The issuer may redeem the notes on coupon payment dates beginning in October 2026. The prospectus warns you could lose your entire investment and highlights issuer and guarantor credit risk and that the estimated value at issuance is less than the original issue price.

GS Finance Corp. is offering $ Callable Contingent Coupon Index-Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Russell 2000® and S&P 500® indices, pay a contingent quarterly coupon of at least 1.7125% (at least 6.85% per annum) when each underlier is at or above a 55% coupon trigger, and mature on April 1, 2031.

Trade date is March 27, 2026 and original issue date is April 1, 2026. The issuer may redeem the notes in whole (but not in part) on coupon payment dates commencing in October 2026 through January 2031. At maturity, the cash settlement per $1,000 face amount is either $1,000 or $1,000 plus $1,000 multiplied by the lesser performing underlier return; upside at maturity is capped at 100% of face amount. Investors bear issuer/guarantor credit risk and may lose their entire investment if the lesser performing underlier falls sufficiently below its trigger buffer.

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering S&P 500® Index‑linked notes with an expected trade date of March 27, 2026, original issue date of April 1, 2026 and a stated maturity expected to be October 2, 2031. Each note has a $1,000 face amount and pays no interest; maturity payment depends on the S&P 500® Index return from the trade date to the determination date.

Key economic terms set on the trade date include an upside participation rate of 100%, a cap level of at least 154.4% (maximum settlement amount of at least $1,544 per $1,000 face amount) and a minimum settlement amount of $900. The estimated value at term‑setting is expected to be between $885 and $935 per $1,000 face amount. Notes are unsecured obligations of the issuer, are guaranteed by Goldman Sachs, and are subject to the issuer’s and guarantor’s credit risk; secondary market liquidity is not assured.

GS Finance Corp. is offering autocallable S&P 500® index-linked notes due March 15, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes have an initial underlier level of 6,781.48, an upside participation rate of 200% and a buffer level of 85%. If the closing level on the call observation date is greater than or equal to the initial level, the notes will be automatically called and pay $1,094.10 per $1,000 face amount on the call payment date. If not called, maturity payoffs vary by final underlier level, including scenarios where investors can lose a substantial portion or all of their investment. Trade date is March 11, 2026 and original issue date is March 16, 2026. The offering price is 100% of face amount with an underwriting discount of 1.5% and net proceeds of 98.5%.