Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-at-risk Contingent Income Auto-Callable Securities linked to NVIDIA Corporation common stock. These unsecured notes can mature in 2029 or be automatically called earlier if NVIDIA’s share price on a call observation date is at or above the initial share price.
Investors may receive contingent quarterly coupons of at least $27.50 per $1,000 security when NVIDIA’s closing price on a coupon observation date is at or above a downside threshold set at 50% of the initial share price; otherwise no coupon is paid. If the notes are not called and the final share price is at or above the downside threshold, investors receive full principal back plus the final contingent coupon. If the final share price is below the threshold, repayment is reduced 1-for-1 with the stock’s decline, potentially resulting in a complete loss of principal.
The notes are not listed, carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and have an estimated value between $910 and $970 per $1,000, below the issue price due to fees, hedging and structuring costs. The supplement highlights significant market, liquidity, structural and tax risks, including possible adverse future U.S. tax treatment and FATCA withholding for non-U.S. holders.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering market-linked step up notes tied to a basket of international equity indices at $10 principal per unit, with a minimum purchase of $100,000 principal amount.
The two-year notes pay no interest and all cash flows occur at maturity. If the basket’s ending value is at or above its starting value, investors receive the greater of a 23.00%–24.00% step up return or 1‑to‑1 participation in the basket’s percentage gain. If the basket declines, investors have 1‑to‑1 downside exposure and can lose up to all principal.
The basket allocates 40.00% each to the EURO STOXX 50® Index and Nikkei 225, and 20.00% to the Swiss Market Index. The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk. The public offering price is $10.00 per unit, with an underwriting discount of $0.15 and estimated initial fair value between $9.25 and $9.55 per $10 unit. The notes will not be listed on an exchange and secondary market liquidity is expected to be limited.
The Goldman Sachs Group, Inc. is offering fixed rate senior notes due February 13, 2041 under its Medium-Term Notes, Series N program. The notes will pay interest at a fixed rate of 5.10% per annum from the original issue date to, but excluding, the stated maturity date.
Interest is payable annually on February 13 of each year, beginning February 13, 2027, in minimum denominations of $1,000 and integral multiples thereof. The notes will be issued in U.S. dollars in book-entry form through DTC, will not be listed on any securities exchange, and are not bank deposits or insured by any government agency. Goldman Sachs & Co. LLC will act as underwriter and calculation agent, with the original issue price generally set at 100% of the principal amount, subject to specified variations for certain fee-based advisory accounts.
The Goldman Sachs Group, Inc. is offering $10,000,000 of callable fixed rate notes due January 2, 2041 under its Medium-Term Notes, Series N program. The notes pay fixed interest at 5.20% per annum from January 22, 2026, with interest paid each January 22 starting January 22, 2027 and on the maturity date, using a 30/360 (ISDA) day-count convention.
Goldman Sachs may redeem the notes, in whole but not in part, at 100% of principal plus accrued interest on any January 22, April 22, July 22 or October 22 on or after July 22, 2028, upon at least five business days’ notice. The initial price to the public is 100% of principal, with an underwriting discount of 2.256%, resulting in proceeds of $9,774,400 before expenses. The notes are unsecured obligations of Goldman Sachs, are not bank deposits, are not insured by the FDIC or any government agency, and will not be listed on any securities exchange.
The Goldman Sachs Group, Inc. is offering fixed rate senior notes under its Medium-Term Notes, Series N program. The notes are expected to have a 5.00% per annum interest rate, with interest paid annually on February 13 of each year, starting on February 13, 2027 and continuing to the stated maturity on February 13, 2041.
The notes will be issued in minimum denominations of $1,000 and integral multiples thereof, in book-entry form through DTC, and will not be listed on any securities exchange. They are not bank deposits and are not insured by any governmental agency. The issuer has full and covenant defeasance options under the applicable indenture.
Goldman Sachs & Co. LLC will act as underwriter, may conduct market-making in the notes after the initial sale, and is deemed to have a conflict of interest under FINRA Rule 5121. The supplement includes U.S. federal tax disclosure, including that interest is taxable as ordinary income and that the notes are generally subject to FATCA withholding, and sets out selling and marketing restrictions in the EEA, United Kingdom, Hong Kong, Singapore, Japan and Switzerland.
The Goldman Sachs Group, Inc. is issuing medium-term senior notes with an aggregate principal amount of $3,500,000. These are fixed rate notes bearing interest at 5.00% per annum, payable annually on January 22 of each year from January 22, 2027 until the stated maturity date of January 22, 2041.
The notes are issued in $1,000 denominations at an original issue price of 100% of principal, with an underwriting discount of 2.186%, resulting in net proceeds to Goldman Sachs of 97.814% of the principal amount. The notes will be issued only in book-entry form through DTC, will not be listed on any securities exchange, and may be subject to FATCA withholding. They are unsecured obligations of The Goldman Sachs Group, Inc., are not bank deposits, and are not insured by any governmental agency.
The Goldman Sachs Group, Inc. is issuing $16,000,000 of Callable Fixed Rate Notes due January 22, 2038 under its Medium-Term Notes, Series N program. The notes pay a fixed interest rate of 5.05% per annum, with interest payable annually on January 22, starting January 22, 2027.
Goldman Sachs may redeem the notes, in whole but not in part, on each January 22, April 22, July 22 and October 22 on or after January 22, 2028 at 100% of principal plus accrued interest. The initial price to the public is 100.00% of principal, with an underwriting discount of 1.956%, resulting in proceeds to Goldman Sachs of approximately $15,687,040 before expenses. The notes are unsecured obligations of Goldman Sachs, are not bank deposits, are not FDIC insured, and will not be listed on any securities exchange.
The Goldman Sachs Group, Inc. is offering $3,500,000 of Callable Fixed Rate Notes due January 22, 2036, paying fixed interest of 5.00% per annum. Interest is paid semi-annually on January 22 and July 22, starting July 22, 2026, using a 30/360 (ISDA) day count convention. The notes are callable at Goldman Sachs’ option, in whole but not in part, on specified quarterly redemption dates on or after January 22, 2028 at 100% of principal plus accrued interest. The initial price to the public is 100% of principal, with an underwriting discount of 0.863%, resulting in proceeds of $3,469,795 before expenses. The notes are unsecured senior debt of Goldman Sachs, are not bank deposits or FDIC-insured, and are offered only to certain non-retail investors in selected jurisdictions under detailed regulatory selling restrictions.
The Goldman Sachs Group, Inc. is offering $2,766,000 principal amount of fixed-rate senior notes due January 21, 2033, bearing interest at 4.30% per annum.
Interest is paid in U.S. dollars on January 22 and July 22 of each year, starting July 22, 2026 and on the stated maturity date. The notes are issued in $1,000 denominations under Goldman Sachs’ Medium-Term Notes, Series N program and will be held in book-entry form through DTC.
The original issue price is 100% of principal, with an underwriting discount of 1.222% and net proceeds to the issuer of 98.778% of principal. The notes are not listed on any securities exchange, are unsecured obligations of The Goldman Sachs Group, Inc., and are subject to standard U.S. federal income tax rules for interest and capital gains. They are not bank deposits and are not insured by any governmental agency.
The Goldman Sachs Group, Inc. is issuing $7,500,000 of callable fixed rate notes due January 22, 2031. The notes pay interest at a fixed rate of 4.40% per annum from January 22, 2026, with interest paid once a year on January 22, starting January 22, 2027, using a 30/360 (ISDA) day count convention.
Goldman Sachs may redeem the notes at its option, in whole but not in part, on January 22, April 22, July 22 and October 22 of each year on or after January 22, 2027, at 100% of principal plus accrued interest. The notes are offered at 100% of principal, with an underwriting discount of 0.645%, resulting in proceeds before expenses of $7,451,625 to Goldman Sachs.
The notes will be issued in book-entry form through DTC, are unsecured obligations of The Goldman Sachs Group, Inc., are not bank deposits, and are not insured by the FDIC or any government agency. They are a new issue with no established trading market, and Goldman Sachs & Co. LLC and InspereX LLC intend, but are not obligated, to make a market, subject to various selling and eligibility restrictions in the U.S., EEA, UK and certain other jurisdictions.