The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is issuing S&P 500® Index-linked buffered notes under its Medium-Term Notes, Series F program with an aggregate face amount of $821,000. Each note has a $1,000 face amount, an original issue price of 100% of face and a stated maturity date of August 3, 2028.
The notes offer 200% upside participation in the S&P 500® return from the trade date to July 31, 2028, subject to a maximum settlement amount of $1,220 per $1,000 note (22% maximum gain). Principal is protected only by a 10% buffer: if the index decline at maturity exceeds 10% (final level below 90% of the initial level of 7,489.72), investors lose 1% of principal for every 1% drop below the buffer level, and may lose a substantial portion of their investment.
The notes do not bear interest, are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent guarantor, may trade at a discount to face value, and involve uncertain U.S. tax treatment, which counsel currently views as a pre-paid derivative contract on the index.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers $250,000 of index-linked notes tied to the Goldman Sachs Momentum Builder Focus ER Index. The notes are issued at 100% of face amount with a 1% underwriting discount and 99% net proceeds to the issuer.
The notes may be automatically called semi-annually from August 2027 if the index closes at or above the 113.45 initial level, paying $1,000 plus a call premium starting at 10% and rising to 65%. If never called, at the August 4, 2033 maturity you receive $1,000 plus a 70% maturity premium if the final index level is at or above the initial; otherwise you receive only the face amount.
The index uses daily rebalancing, volatility and momentum risk controls, cash allocations and a 0.65% per annum deduction on an excess-return basis, which can significantly dampen index gains. The estimated value is $939 per $1,000 on the trade date, below the issue price, and U.S. holders are taxed under contingent payment debt instrument rules based on a 5.4413% comparable yield with projected maturity payment of $1,463.90.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is issuing S&P 500® Index-linked Medium-Term Notes, Series F, with an aggregate face amount of $4,635,000. The notes pay no interest and return depends on the S&P 500® performance from July 31, 2026 to July 31, 2028.
At maturity, for each $1,000 note, investors receive: the face amount if the index decline does not exceed a 10% buffer (buffer level 90% of the initial index level 7,489.72); a leveraged gain of 200% of the index return when the index rises, but capped at a maximum settlement amount of $1,250; or a loss of principal on a 1:1 basis for index declines beyond the buffer, down to as little as 10% of face in extreme scenarios. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, may have limited or no secondary market, and their estimated value at issuance is less than the 100% original issue price (underwriting discount 0.3%, net proceeds 99.7%). Tax treatment is uncertain and based on a pre-paid derivative contract characterization.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the iShares Semiconductor ETF (SOXX) maturing on a stated date expected to be August 18, 2031. The notes pay no interest and may be automatically called starting in August 2027 if the ETF’s closing level is at or above the initial level on specified call observation dates, in which case holders receive $1,000 plus a call premium.
If not called, the maturity payment per $1,000 face amount depends on ETF performance from the expected trade date of August 13, 2026 to the determination date. If the final level is at or above the initial level, investors receive a capped maximum settlement amount of at least $2,025.04. If the ETF has declined but remains at or above 50% of the initial level (the trigger buffer level), investors receive $1,000. If it falls below 50%, principal is reduced one-for-one with the ETF return and investors can lose their entire investment.
The original issue price is 100% of face, with a 3% underwriting discount and 97% net proceeds to the issuer. The estimated value at pricing is only $885–$915 per $1,000, reflecting structuring costs and dealer compensation. Payments are subject to the credit risk of GS Finance Corp. and its guarantor. The notes are treated for U.S. tax purposes as a pre-paid derivative contract, though tax outcomes are uncertain.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon buffered notes linked to the common stock of Eli Lilly and Company. The notes have an aggregate face amount of $1,893,000 and a face amount of $1,000 per note, issued at 100% of face with a 1% underwriting discount.
Holders may receive quarterly contingent coupons of $43.025 per $1,000, payable only if Eli Lilly’s closing level on each observation date is at least the coupon trigger level of 80% of the $1,148.84 initial underlier level. The same 80% level acts as a buffer level; if at maturity the final underlier level is at or above this level, investors receive full principal back (plus any final coupon). If it is below, principal is reduced by a buffer rate of 125% of the decline beyond the 20% buffer, and investors could lose their entire investment.
The notes are subject to an automatic call feature: if the underlier closes at or above the initial level on any call observation date, the notes are redeemed at $1,000 per note plus the coupon then due, ending any further payments. The notes are unsecured obligations exposed to the credit risk of GS Finance Corp. and the guarantor, will not be listed on any exchange, may trade below the original issue price, and have complex and uncertain U.S. federal income tax treatment.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering $5,502,000 aggregate face amount of Amazon.com, Inc. common stock-linked notes under its Medium-Term Notes, Series F program. The notes pay a contingent monthly coupon of $9.25 per $1,000 (0.925% monthly, up to 11.10% per annum) on any observation date when the Amazon underlier closes at or above the coupon trigger level, set at 68% of the $271.58 initial underlier level. The notes are subject to an automatic call on specified call observation dates if the underlier is at or above the initial level, in which case investors receive $1,000 per note plus any due coupon. If the notes are not called, payment at maturity depends on the final underlier level: investors receive full principal back if the final level is at or above the 68% trigger buffer level, but below that level principal is reduced one-for-one with the underlier return, down to a possible 100% loss. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its guarantor, will not be listed, may have limited liquidity, and carry complex tax and valuation considerations.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $10,388,300 of Trigger GEARS notes linked to an unequally weighted basket of five equity indices: EURO STOXX 50® (40%), Nikkei 225 (25%), FTSE® 100 (17.5%), Swiss Market Index (10%) and S&P/ASX 200 (7.5%). The initial basket level is 100, upside gearing is 1.80, and the downside threshold is 75% of the initial basket level. At maturity in August 2031, investors receive enhanced participation in positive basket performance, return of principal if the basket is at or above the threshold, or a loss matching the basket decline below that level, potentially to zero. The notes pay no interest, are unsecured and subject to the credit risk of GS Finance Corp. and Goldman Sachs, and the estimated value on the trade date is about $9.76 per $10 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the Nasdaq‑100 Index, the VanEck Gold Miners ETF and the iShares Silver Trust. The notes have a stated maturity on August 8, 2030, unless earlier redeemed at the issuer’s option at 100% of face amount plus any due coupon, on quarterly coupon payment dates from February 2027 through May 2030.
Each note has a $1,000 face amount. On each quarterly observation date, if the closing level of each underlier is at least 50% of its initial level, investors receive a contingent coupon of $36.125 (3.6125% quarterly, up to 14.45% per year) per $1,000; otherwise the coupon is $0. At maturity, if not redeemed and each underlier is at least 50% of its initial level, investors receive $1,000 plus the final coupon. If any underlier is below 50%, repayment of principal is reduced one‑for‑one with the lesser performing underlier, and investors can lose up to their entire investment with no final coupon.
The notes carry the credit risk of GS Finance Corp. and Goldman Sachs. The estimated value on the trade date is expected to be $900–$930 per $1,000, below the original issue price, reflecting underwriting and structuring costs and model-based pricing.
GS Finance Corp, guaranteed by The Goldman Sachs Group, Inc., is issuing medium-term, market-linked notes due August 2, 2029, tied to the lowest performing of the S&P 500 Index, Russell 2000 Index and State Street Technology Select Sector SPDR ETF. The notes pay a quarterly contingent coupon of $29.50 per $1,000 face amount (11.80% per annum) only if the lowest underlier on each calculation day is at or above 70% of its starting value. From January 2027 through April 2029, if the lowest underlier is at or above its starting value on a call date, the notes are automatically called at par plus that quarter’s coupon. If not called, principal is repaid at maturity only if the lowest underlier on the final calculation day is at or above its 70% downside threshold; otherwise investors have full downside exposure and can lose up to all of principal. The estimated value at pricing is about $973 per $1,000 versus a $1,000 offering price, and the total offering size is $3,809,000. The notes are unsecured obligations subject to the credit risk of GS Finance Corp and its guarantor, pay no dividends, and are not exchange-listed.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering no-interest notes linked to an equally weighted basket of 7 large-cap stocks, with an initial basket level of 100. The notes are expected to trade from an August 7, 2026 trade date to an expected August 10, 2028 maturity, unless automatically called.
The basket uses a 125% upside participation rate. If on the August 20, 2027 call observation date the basket level is at least 100, the notes are automatically redeemed for at least $1,207 per $1,000 face amount on August 25, 2027. If not called, at maturity investors receive: enhanced upside if the basket is above 100; full principal back if the basket is between 80 and 100; and leveraged losses if the basket falls below the 80% buffer level, with a 125% buffer rate applied to losses beyond the 20% buffer.
The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and do not pay interest or dividends on the underlying stocks. The estimated value on the trade date is between $900 and $930 per $1,000 face amount, reflecting embedded fees and hedging costs. Liquidity is not assured, and market value will depend on basket performance, volatility, interest rates, and issuer and guarantor credit quality.