The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon notes linked to the Nasdaq-100 Technology Sector, Russell 2000 and S&P 500 indices, maturing in 2030.
The notes may pay a monthly coupon of $9.167 per $1,000 face amount (0.9167% monthly, about 11.00% per annum) only if on each observation date all three indices are at or above 70% of their initial levels. If any index is below this coupon trigger, that month’s coupon is $0.
The notes are automatically called if, on specified call observation dates starting in February 2027, each index is at or above its initial level, returning $1,000 per note plus the due coupon.
If not called, principal repayment at maturity depends solely on the worst-performing index. If its final level is at least 70% of its initial level, investors receive full principal. If it finishes below 70%, principal is reduced one-for-one with that index’s decline, and investors can lose their entire investment.
Key risks include the possibility of zero coupons, substantial loss of principal, lack of listing, secondary market uncertainty, and the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated economic value at pricing will be lower than the original issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the Russell 2000® Index under its Medium-Term Notes, Series F program. The notes do not pay interest and expose holders to the credit risk of both the issuer and guarantor.
The notes may be automatically called in February 2027 if the index closes at or above the initial level, in which case investors receive a fixed cash amount of $1,120 per $1,000 face amount. If not called, the February 2029 maturity payoff depends on index performance, with a 160% upside participation rate for gains and a 90% trigger buffer level.
If the final index level is below the trigger buffer level, repayment of principal is reduced one-for-one with index losses, and investors can lose their entire investment. The document emphasizes that the estimated value of the notes at pricing is less than the original issue price and that secondary market prices may be significantly lower than the purchase price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $730,000 of structured notes linked to the common stock of Adobe Inc. The notes pay a contingent monthly coupon of $8.625 per $1,000 face amount only when Adobe’s share price is at or above 70% of the initial level.
The notes can be automatically called on specified observation dates if Adobe’s price is at or above the initial level of $271.93, returning $1,000 per note plus any due coupon. If not called, principal repayment at maturity depends on Adobe’s final level: investors receive full principal only if the stock stays at or above 70% of the initial level.
If Adobe closes below this 70% trigger buffer at maturity, repayment is reduced one-for-one with the stock’s decline, and investors can lose up to 100% of their investment. The product also carries the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., potential illiquidity, an initial value below issue price, and uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes due in February 2030 tied to the lesser performance of the MSCI EAFE Index and the EURO STOXX 50® Index. The notes do not pay interest.
At maturity, for each $1,000 face amount, investors receive: (1) $1,000 plus 200% of the positive return of the lesser-performing index if both indexes finish above their initial levels; (2) $1,000 if each index is at or above 80% of its initial level; or (3) $1,000 plus the lesser-performing index return plus 20% if any index is below 80%, which reduces principal.
The preliminary estimated value is between $905 and $945 per $1,000 face amount, reflecting structuring and distribution costs. Repayment depends on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc., and investors face market, currency, tax and liquidity risks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, market-linked notes tied to the Class A common stock of Robinhood Markets, Inc. These securities pay a quarterly contingent coupon of at least $54.00 per $1,000 (a rate of at least 21.60% per annum) only when the Robinhood stock closing price on the relevant calculation day is at or above 60% of the starting price, with a memory feature that can redeem previously missed coupons.
If the notes are not automatically called and Robinhood’s stock closes below 60% of the starting price on the final calculation day, holders lose more than 40% of principal and could lose the entire investment. The notes do not participate in stock upside or dividends and all payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated initial value is between $890 and $920 per $1,000 face amount, below the $1,000 original offering price, and the underwriting discount can be up to 2.325%.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $1,126,000 of callable equity-linked notes due February 6, 2029. The notes pay no interest and are issued at 100% of face amount in $1,000 denominations, with an estimated value of about $948 per $1,000 at pricing.
The payoff depends on the worst performer among Alphabet Class C, Meta Class A and NVIDIA stock. If all three final prices exceed their initial prices, investors receive principal plus 3x the lesser-performing stock’s gain; otherwise they receive only the $1,000 face amount.
Goldman may redeem the notes monthly from February 2027 to January 2029 at 100% of face plus a fixed call premium (rising from about 11.5% to 33.544%), capping upside. Investors bear the unsecured credit risk of GS Finance Corp. and the guarantor, and U.S. holders are taxed under contingent payment debt instrument rules.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering medium-term, principal-at-risk notes linked to the iShares Bitcoin Trust ETF (IBIT), maturing in February 2029. Each security has a $1,000 face amount, pays no interest and is designed to be held to maturity.
The notes are auto-callable in February 2027 if IBIT’s fund closing price is at or above the starting price, paying $1,000 plus a call premium of at least 18%. If not called, at maturity investors receive 125% of any positive ETF return, full principal back if losses are within a 20% buffer, and 1‑for‑1 downside beyond that, with up to 80% loss of principal.
The estimated value at pricing is expected between $900 and $930 per $1,000, below the original offering price. All payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc. The structure embeds extensive bitcoin and crypto‑market risks, including high volatility, regulatory uncertainty, security threats and valuation challenges.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the common stock of Permian Resources Corporation. The notes pay contingent quarterly coupons only when the stock closes at or above 60% of its initial price on each observation date.
The notes can be automatically called starting in August 2026 through November 2028 if the stock closes at or above its initial price on a call observation date, returning face amount plus the applicable coupon. At maturity in February 2029, if not called, holders receive face amount back only if the stock has not fallen more than 40% from its initial level.
If the stock is down more than 40% at maturity, repayment is reduced one-for-one with the stock decline, and no coupon is paid, so investors can lose most or all of their principal. The preliminary estimated value is between $925 and $955 per $1,000 face amount, reflecting structuring and distribution costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $1,024,000 of market-linked notes tied to the MSCI EAFE Index and the EURO STOXX 50® Index. The notes pay no interest and return depends entirely on the lesser performing index.
If both final index levels are above their initial levels, investors receive $1,000 plus 204.5% of the lesser performing index gain per $1,000 note. If any index is at or below its initial level but both stay at or above 70% of their initial levels, holders simply receive the $1,000 face amount.
If either index falls below 70% of its initial level, repayment is $1,000 times the lesser performing index return, which can reduce principal up to a total loss. The notes are subject to issuer and guarantor credit risk, secondary market price swings, foreign market and currency influences, and uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering market-linked Medium-Term Notes tied to the common stock of Humana Inc. These $1,000 face-amount securities pay a high contingent coupon of $62.50 per quarter (25.00% per annum) only if Humana’s stock on each calculation day is at or above 80% of the starting price of $193.02.
The notes are auto-callable from May 2026 through November 2026 if Humana’s stock closes at or above the starting price, in which case investors receive $1,000 plus the final contingent coupon and no further payments. If not called and the final stock price is at or above 80% of the starting price, investors receive $1,000 back at maturity.
If the final stock price is below this 80% downside threshold, principal is exposed on a leveraged basis: investors lose 1.25% of face amount for each 1% decline beyond 20%, up to a total loss. Investors do not participate in any upside of Humana’s stock and receive no dividends. The estimated value at pricing is about $966 per $1,000 face amount versus a $1,000 original offering price, reflecting fees, hedging and issuer funding costs. The total offering shown is $1,000,000, with a 1.575% underwriting discount and $984,250 in proceeds to the issuer. All payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the notes are designed to be held to maturity, with no exchange listing.