The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering autocallable contingent coupon notes due February 15, 2029, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the Nasdaq-100 Index®, Russell 2000® Index, and S&P 500® Index.
Investors receive monthly coupons of $7.917 per $1,000 face amount per observation date on a “memory” basis only when each index closes at or above 70% of its initial level. The notes can be automatically called starting with the August 10, 2026 observation if all indexes are at or above their initial levels, returning $1,000 per note plus the applicable coupon.
If the notes are not called and, on the February 12, 2029 determination date, the worst-performing index is at or above 70% of its initial level, investors receive full principal back. If the worst index finishes below 70%, maturity payment is $1,000 plus $1,000 × the worst index return, so losses can reach 100% of principal. The document highlights that the notes’ estimated value at pricing is below the issue price, markets may be illiquid, investors bear the credit risk of the issuer and guarantor, and U.S. tax treatment is uncertain.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $750,000 of NVDA-linked notes that pay contingent quarterly coupons and expose principal to market and credit risk.
The notes pay $40 per $1,000 (4% per quarter, up to 16.00% per year) only if NVIDIA’s stock closes at or above 60% of the $185.61 initial level on each observation date. The notes may be automatically called starting August 2026 if the stock is at or above the initial level, returning $1,000 per note plus any due coupon.
At maturity in February 2029, if not called, holders receive $1,000 per note when the final NVIDIA level is at least 50% of the initial level; below that 50% trigger buffer, repayment falls one-for-one with the stock, and the entire investment can be lost. The filing highlights limited upside (principal return plus coupons only), uncertain tax treatment, potential illiquidity, and full exposure to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500®-linked medium-term notes with an aggregate face amount of $17,130,000. The payment at maturity depends on the index level change from the trade date to the determination date.
For each $1,000 note, if the final underlier level exceeds the initial level of 6,917.81, investors receive $1,000 plus 300% of the index return, capped at a maximum settlement amount of $1,184.50. If the final level is equal to or below the initial level, the payoff is $1,000 plus $1,000 times the underlier return, creating a one‑for‑one downside so investors can lose up to their entire principal.
The notes do not pay interest, offer no dividends or shareholder rights in S&P 500® constituents, and may trade below face value before maturity. The original issue price is 100% of face, with a 1.13% underwriting discount and 98.87% net proceeds to the issuer.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $5,000,000 of S&P MidCap 400® Index-linked notes due May 29, 2031. The notes pay no interest and return depends on the index’s averaged performance over defined initial (January 30–April 9, 2026) and final (February 25–May 23, 2031) averaging periods.
If the final index level is at least 104% of the initial level, investors earn leveraged upside (193.4% participation) above a 4% threshold, capped at a maximum settlement amount of $1,870.3 per $1,000. Between 96% and 104% of the initial level, investors receive only principal back. Between 92% and 96%, losses are magnified by a 200% buffer rate, and below 92% investors lose one-for-one with the index, potentially their entire investment.
The notes’ initial estimated value on the trade date is approximately $973 per $1,000, below the issue price, reflecting fees and hedging costs. Payments are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the notes will not be listed on any exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $565,000 of equity‑linked, principal‑at‑risk notes tied to an equally weighted basket of Broadcom and Shopify shares.
The $1,000‑denomination notes pay a contingent monthly coupon of $8.334 (about 10% per year) only when the basket is at or above 80% of its starting level on the relevant calculation day. Missed coupons can be “remembered” and paid later if the basket recovers above that threshold.
From August 2026 through January 2029, the notes are auto‑callable at par plus the applicable coupon if the basket is at or above its starting level. If not called, investors receive full principal at maturity in February 2029 only if the final basket level is at or above 80% of the starting level; below that level, losses track basket declines beyond a 20% buffer, with up to 80% of principal at risk. The estimated value at pricing is about $944 per $1,000, below the issue price, and all payments depend on the credit of GS Finance Corp. and its parent guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $863,000 aggregate face amount of unsecured, non-interest-bearing notes linked to three equity underliers: the STOXX® Europe 600 Index, the EURO STOXX 50® Index and the iShares® MSCI EAFE ETF.
At maturity on February 8, 2029, each $1,000 note pays a cash amount based on the lesser performing underlier. If all three finish above their initial levels (617.93, 5,995.35 and $101.45), investors receive $1,000 plus 225.5% of the gain of the worst performer. If any underlier is at or below its initial level but all remain at or above 90% of their initial levels, investors receive the $1,000 face amount. If any underlier ends below 90% of its initial level, repayment is reduced dollar-for-dollar beyond the 10% buffer, and investors can lose a substantial portion of principal.
The notes are issued at 100% of face amount, with a 0.6% underwriting discount and 99.4% net proceeds to the issuer. The estimated value on the trade date is approximately $974 per $1,000, and secondary market prices may be lower. Payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc. and do not include dividends on the indices or ETF.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Dow Jones Industrial Average®-linked notes that pay no interest and return principal only at maturity on February 5, 2032.
The notes are issued in $10 denominations, with $2,000,000 aggregate face amount initially offered. Both the initial and final index levels are based on arithmetic averages over multi‑month periods in 2026 and 2031–2032, so the payoff does not track a single day’s index level.
If the final index level is at or above specified thresholds, investors receive tiered upside with gearings of 0.70x, 4.00x or 1.80x, capped at a maximum cash payment of $25.65 per $10 face amount (a 156.50% maximum return). If the final level is below the initial level, losses are 1% of principal for each 1% index decline, down to a total loss of the invested principal.
The estimated value at pricing is $9.76 per $10 note, below the 100% issue price, reflecting dealer compensation, hedging and structuring costs. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., will not be listed on any exchange, and their secondary-market value may differ materially from the estimated value and face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the Class A common stock of AppLovin Corporation. The notes have a face amount of $1,700,000 in aggregate and mature on February 8, 2029, unless redeemed early.
Investors may receive contingent quarterly coupons of $60 per $1,000 (6% per quarter, up to 24% per year) only when AppLovin’s closing price on an observation date is at least 50% of the initial price of $483. Missed coupons are not made up. At maturity, if the stock’s final price is at least 50% of the initial level, investors receive $1,000 plus any final coupon; if it is below 50%, repayment is reduced one‑for‑one with the stock loss, potentially to zero.
The issuer can redeem the notes at 100% of face value plus any due coupon on quarterly payment dates from August 2026 through November 2028. The estimated value at pricing is approximately $940 per $1,000, reflecting fees and hedging costs, and investors are exposed to the unsecured credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $55,275,000 of S&P 500®–linked notes maturing on February 3, 2028. These notes pay no interest; the only payment is at maturity and depends on S&P 500 performance between the trade and determination dates.
For each $1,000 note, if the final S&P 500 level is at or above 90% of the initial level, investors receive a maximum settlement amount of $1,167, capping upside. If the index finishes below the 90% buffer, the notes lose about 1.1111% of face value for every 1% decline below the buffer, and investors can lose their entire investment.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent guarantor. The original issue price is 100% of face amount, including a 1.1% underwriting discount, so the initial estimated value is lower than the issue price. The notes will not be listed, secondary market liquidity is uncertain, and the U.S. tax treatment is described as uncertain, with the issuer intending to treat the notes as prepaid derivative contracts.
The Goldman Sachs Group, Inc. is offering unsecured fixed-to-floating rate notes due February 9, 2029. Each note has a principal amount of $1,000 and pays a fixed 4.50% annual interest rate, with quarterly payments on May 9 and August 9, 2026.
From August 9, 2026 to February 9, 2029, interest switches to compounded SOFR plus 0.80% per year, with a minimum interest rate of 0.00%, paid quarterly. The notes are not redeemable before maturity, will not be listed on an exchange, and are not insured by the FDIC or any government agency.
Goldman Sachs & Co. LLC acts as underwriter and calculation agent, with broad discretion in setting SOFR-based rates and benchmark replacements, which may affect note value. The notes are treated as variable rate debt for U.S. tax purposes, may involve original issue discount income, and are subject to Goldman Sachs’ credit risk and various structural, market, SOFR, tax and ERISA-related considerations.