The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the common stock of Sandisk, Western Digital and Micron. The notes pay a contingent monthly coupon of 2.5834% (up to about 31% per year) only when each stock closes at or above 50% of its initial price.
The notes can be automatically called from August 2026 through January 2029 if all three stocks are at or above their initial prices, returning principal plus the applicable coupon. If held to maturity in February 2029 and no trigger event occurs, investors receive full principal back, plus a final coupon if each stock is at least 50% of its initial level.
If a trigger event occurs (all final prices below initial levels) and any stock finishes below 40% of its initial price, repayment is reduced in proportion to the worst-performing stock and investors can lose most or all of principal. The estimated value at pricing is expected to be $890–$930 per $1,000 face amount, below the 100% issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the iShares Silver Trust and SPDR Gold Trust. The notes pay no interest and may be automatically called from February 2027 if both ETFs are at least 90% of their initial levels, with call premiums from 14% up to 52.5%.
If not called, holders receive at maturity either $1,560 per $1,000 face amount if both ETFs are at least 90% of initial levels, $1,000 if both are between 70% and 90%, or a reduced amount based on the worst ETF plus a 30% buffer when any ETF finishes below 70%. The maturity gain is capped at a 56% premium, and the estimated value on the trade date is expected between $905 and $945 per $1,000 face amount. Investors bear full issuer and guarantor credit risk and do not receive any ETF dividends.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged notes linked to the S&P 500® Futures Excess Return Index, maturing in 2031. These notes pay no interest and the amount you receive at maturity depends entirely on the index performance.
If the final index level is above the initial level, the notes provide 193% upside participation on the index gain. If the final level is at or above 50% of the initial level, investors receive the full face amount. If the index falls below this 50% trigger buffer, repayment is reduced one-for-one with the index loss, and investors can lose their entire investment.
The notes are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk. They are not bank deposits, are not insured by the FDIC, and will not be listed on any securities exchange. Extensive risk factors highlight valuation uncertainty, potential illiquidity, futures-specific risks such as negative roll yield, and uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering trigger callable contingent yield notes linked to the worst performer of the S&P 500®, Russell 2000® and EURO STOXX 50® indices. The notes have a $10 face amount and pay a $0.275 quarterly contingent coupon (up to 11.00% per annum) only if, on every trading day in the prior observation period, each index stays at or above 70% of its initial level.
Starting in May 2026 through February 2029, the issuer may redeem the notes on any coupon payment date at 100% of face amount plus any due coupon. If not redeemed, principal is protected at maturity only if each index is at or above 60% of its initial level; otherwise repayment is reduced one-for-one with the decline of the worst index, and investors can lose their entire investment. The estimated value at pricing is expected to be between $9.65 and $9.95 per $10, below the 100% issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked notes maturing in 2028 as part of its Medium-Term Notes, Series F program.
Each $1,000 note pays at maturity based on the index performance from the trade date to the determination date. If the S&P 500® finishes above its initial level, holders receive $1,000 plus the index return, but this is capped at a maximum settlement amount of $1,114 per $1,000. If the final index level is at or below the initial level, investors receive only the $1,000 face amount.
The notes pay no periodic interest, are unsecured obligations exposed to the credit risk of both GS Finance Corp. and its parent guarantor, and may trade below the original issue price because the initial estimated value is lower than the issue price. They are treated as contingent payment debt instruments for U.S. tax purposes, generally requiring U.S. holders to accrue taxable income over the term even though cash is only paid at maturity.
The Goldman Sachs Group, Inc. is issuing $25,000,000 of unsecured floating rate notes due February 5, 2031. The notes pay quarterly interest at compounded SOFR plus 0.93% per annum, subject to a minimum rate of 0.00% and a maximum rate of 5.50%.
The notes are issued at 100% of principal amount in $1,000 denominations, with a 0.6% underwriting discount, resulting in 99.4% of principal as net proceeds to Goldman Sachs. The notes are not bank deposits, are not FDIC insured, will not be listed on an exchange, and are not subject to redemption before maturity.
Interest starts accruing on February 5, 2026, with payments every February 5, May 5, August 5 and November 5, beginning May 5, 2026. Investors are exposed to Goldman Sachs’ credit risk and to SOFR fluctuations, and U.S. tax rules treat the notes as variable rate debt instruments.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the Nasdaq-100 Index® maturing in 2031. The notes pay no interest and repayment depends entirely on index performance and Goldman Sachs credit risk.
The notes may be automatically called in 2027 if the index is at or above its initial level, paying $1,104 per $1,000 face amount. If held to maturity and not called, investors get 175% upside participation and full principal back if the index finishes at or above 75% of its initial level. Below that 75% trigger buffer, repayment falls one-for-one with the index and investors can lose their entire investment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable buffered notes linked to the State Street® SPDR® S&P® Bank ETF (KBE). The notes pay no interest and are scheduled to mature in February 2028 unless automatically called in February 2027.
If on the call observation date the ETF’s level is at or above its initial level, the notes are automatically redeemed for at least $1,140 per $1,000 face amount. If not called, maturity repayment depends on KBE’s performance: gains are enhanced by a 125% upside participation rate, there is a 10% downside buffer, and losses beyond that buffer reduce principal. Investors face the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the estimated initial value is $925–$955 per $1,000, below the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering income-bearing auto-callable notes linked to the common stock of Broadcom Inc., Advanced Micro Devices, Inc. and JPMorgan Chase & Co. The notes pay contingent monthly coupons of $12.917 per $1,000 face amount (1.2917% monthly, with the potential for up to approximately 15.5% per year) whenever on a coupon observation date the closing price of each stock is at least 60% of its initial level set on February 3, 2026.
Starting in August 2026 through January 2029, the notes are automatically called if on any call observation date all three stocks are at or above their initial prices, returning the $1,000 face amount plus the due coupon. If the notes are not called, principal repayment at maturity in February 2029 depends on the worst-performing stock. If at least one stock finishes at or above its initial price, investors receive full principal back, and if all three are at or above 60% of initial, they also receive the final coupon. If all three finish below their initial prices and any stock closes below 50% of its initial price, repayment is reduced in proportion to the lesser-performing stock’s loss, with potential losses greater than 50% of principal and no coupon. The estimated value on the trade date is expected between $890 and $955 per $1,000, and all payments are subject to the credit risk of GS Finance Corp. and its guarantor, with no stock ownership, dividends, or listing and only limited anti-dilution protection.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Ethereum-linked structured notes tied to the iShares Ethereum Trust ETF (ETHA). The notes pay no interest and return principal at maturity if the ETF’s final level is at or below its initial level.
If the ETF rises, investors receive 100% participation in the ETF return, but the payout is capped at a maximum settlement amount of $1,840 per $1,000 face amount, corresponding to a cap level of 184% of the initial ETF level. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
The product is exposed to ether’s extreme volatility and numerous digital-asset risks, including valuation challenges, security threats, fraud and manipulation, regulatory uncertainty, and potential forks of the Ethereum network. The estimated value on the trade date is expected to be between $885 and $935 per $1,000, below the original issue price, and the notes will be treated as contingent payment debt instruments for U.S. tax purposes, requiring annual accrual of taxable income before any cash is received.