Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
Goldman Sachs Finance Corp has filed a prospectus supplement for S&P 500 Index-Linked Notes due 2029, guaranteed by Goldman Sachs Group. The notes offer conditional returns tied to S&P 500 performance with the following key features:
- If the final S&P 500 level exceeds the initial level, investors receive positive returns equal to the index return, capped at maximum settlement amount of $1,238.50 per $1,000 face value
- If final index level is equal to or below initial level, investors receive $1,000 face amount
- Notes do not pay interest
- Trade date: July 28, 2025
- Maturity date: May 3, 2029
The estimated value of notes at trade date is $910-$950 per $1,000 face amount, below the issue price. Key risks include credit risk of issuer/guarantor and potential capped upside returns. Notes will trade in book-entry form under master note no. 3.
Goldman Sachs Finance Corp has issued $900,000 in Autocallable Variable Coupon Equity-Linked Notes due 2030, guaranteed by The Goldman Sachs Group. The notes are linked to the performance of four major tech stocks: Amazon, Meta Platforms, Broadcom, and NVIDIA.
Key features include:
- Maturity date: July 2, 2030, unless automatically called starting June 2026
- Monthly coupon payments vary between 7.5% per annum maximum and 0.25% per annum minimum
- Automatic call feature triggers if all underlying stocks close at or above their initial prices
- Initial stock prices: Amazon ($211.99), Meta ($708.68), Broadcom ($264.65), NVIDIA ($154.31)
The estimated value of the notes is $939 per $1,000 face amount, below the original issue price. The offering includes an underwriting discount of 3.75%, with net proceeds to the issuer of 96.25%. The notes are not bank deposits and are not FDIC insured.
Goldman Sachs Finance Corp has issued $1,444,000 in Autocallable Contingent Coupon Equity-Linked Notes due 2028, guaranteed by Goldman Sachs Group. The notes track the performance of three stocks: Salesforce, Palantir Technologies, and CrowdStrike Holdings.
Key features include:
- Monthly coupon payments of $12.709 per $1,000 (15.25% p.a.) if all stocks close above 60% of initial prices
- Automatic call feature starting June 2026 if all stocks close at or above initial prices
- Initial prices: Salesforce ($267.76), Palantir ($142.90), CrowdStrike ($494.09)
- Principal protection if no trigger event occurs at maturity (July 3, 2028)
- Risk of principal loss if any stock closes below 60% of initial price at maturity
The estimated value is $948 per $1,000 face amount, with an original issue price of 100% and underwriting discount of 3.25%. The notes are not FDIC insured and carry issuer credit risk.
Goldman Sachs has filed a prospectus supplement for $562,000 Momentum Builder Focus ER Index-Linked Notes due 2029. These structured notes, issued by GS Finance Corp and guaranteed by Goldman Sachs Group, offer investors exposure to the Goldman Sachs Momentum Builder Focus ER Index.
Key features of the notes include:
- Maturity Date: January 2, 2029
- No periodic interest payments
- 3.5x leveraged upside participation if index rises above initial level of 105.86
- Principal protection if index falls below initial level
- Estimated value of $916 per $1,000 face amount
The underlying index tracks a dynamic portfolio of assets including U.S. equities, developed market equities, fixed income, emerging markets, and commodities. Notable features include a 5% volatility control mechanism, momentum-based risk controls, and a 0.65% annual fee. The index can significantly reduce market exposure by allocating to cash positions when volatility increases or momentum deteriorates.
Investment Considerations: Notes are subject to Goldman Sachs credit risk and include an underwriting discount of 3.14%. Not FDIC insured. Initial market value is substantially less than issue price.
Goldman Sachs Finance Corp has announced Contingent Income Auto-Callable Securities linked to Snowflake Inc's Class A common stock, due July 7, 2028. These structured notes offer investors potential quarterly coupon payments subject to specific conditions.
Key features include:
- Principal at risk securities guaranteed by Goldman Sachs Group
- Contingent quarterly coupon of at least $28.625 per $1,000 principal if stock price stays above threshold
- 50% downside threshold price protection
- Automatic call feature if stock price equals/exceeds initial price
- Estimated value range: $910-$970, below issue price
Notable risks include potential loss of entire investment, credit risk of issuer/guarantor, and limited participation in stock appreciation. Securities will be automatically called if Snowflake's stock price meets or exceeds initial price on observation dates. Investors may receive few or no coupon payments if stock performs poorly.
Goldman Sachs Group, Inc. (GS) is issuing $100 million of Medium-Term Notes, Series N, due August 3, 2026. The securities feature two distinct interest phases:
- Fixed-rate period: From July 2, 2025 to, but excluding, October 2, 2025 the notes pay 5.00% per annum, with interest payable on October 2, 2025.
- Floating-rate period: From October 2, 2025 to, but excluding, maturity the notes pay compounded SOFR + 0.15% (subject to a 0.00% floor and 4.75% cap) with quarterly interest on Jan 2, Apr 2, Jul 2 and the maturity date.
The notes are issued at par; underwriting discount is 0.02%, yielding net proceeds of 99.98% of principal. Minimum denomination is $1,000, offered in integral multiples thereafter. The securities are senior, unsecured obligations of The Goldman Sachs Group, Inc., not covered by FDIC insurance and not redeemable prior to maturity. No exchange listing is planned, and the notes may be used in market-making transactions by Goldman Sachs & Co. LLC.
Key operational terms include Actual/360 day-count, following-unadjusted business-day convention, and Goldman Sachs & Co. LLC as calculation agent. Should SOFR become unavailable, an alternative benchmark will be selected pursuant to the indenture’s fallback provisions. U.S. tax counsel (Sidley Austin LLP) classifies the notes as variable-rate debt instruments; stated interest and any original-issue discount are taxable as ordinary income, while sale or maturity generates capital gain or loss.
Scale & impact: The $100 million size is modest relative to Goldman’s balance sheet and represents routine funding activity rather than a transformative capital event.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., plans to issue Market-Linked Securities titled “Autocallable with Contingent Coupon and Contingent Downside Principal-at-Risk Securities” linked to the common stock of NVIDIA Corporation (NVDA).
Key terms:
- Pricing / issue / maturity: expected 7 Jul 2025 / 10 Jul 2025 / 12 Jul 2028
- Face amount: $1,000 per note; CUSIP 40058JKY0
- Contingent coupon: ≥ $33.625 quarterly (≥ 13.45% p.a.) paid only if NVDA closes ≥ 60 % of its starting price on the relevant calculation day
- Automatic call: quarterly from Oct 2025; triggered when NVDA closes ≥ starting price. Holder then receives face value plus final coupon
- Downside protection: only to 60 % of starting price. If final price < 60 %, repayment = $1,000 × performance factor, exposing investor to losses > 40 % and up to 100 %
- Estimated value on pricing date: $925-$955 (92.5-95.5 % of face)
- Underwriting discount: up to 2.325 %; WFS may grant a 1.75 % concession to Wells Fargo Advisors and up to 0.075 % distribution fee
Risk highlights: investors bear full credit risk of both GS Finance Corp. and Goldman Sachs; potential total loss of principal; uncertain tax treatment; limited secondary market liquidity. The product offers no participation in NVDA upside beyond coupon payments.
The securities form part of GS’s Medium-Term Notes, Series F program. Full details, including extensive risk factors, appear in the preliminary pricing supplement dated 27 Jun 2025, WFS product supplement no. 5 and related prospectus documents on the SEC’s EDGAR system.
Goldman Sachs Finance Corp is offering $1,454,000 in Index-Linked Notes due 2028, guaranteed by Goldman Sachs Group. The notes track the performance of both the Russell 2000® Index and S&P 500® Index from June 25, 2025, to June 26, 2028.
Key features of the notes:
- No regular interest payments
- Return based on the lesser performing of the two indices
- 100% participation rate for positive index returns
- 15% downside buffer protection
- Initial index levels: Russell 2000® at 2,136.185 and S&P 500® at 6,092.16
The estimated value of the notes at pricing is $954 per $1,000 face amount, below the issue price. The notes carry significant risk as investors could lose a substantial portion of their investment if either index declines more than 15% from initial levels. The offering includes a 3.04% underwriting discount with net proceeds to issuer of 96.96%.
Goldman Sachs Finance Corp is offering $696,000 in Callable Contingent Coupon ETF-Linked Notes due 2028, guaranteed by Goldman Sachs Group. The notes are linked to the performance of the VanEck Semiconductor ETF with an initial level of $275.20.
Key features:
- Maturity: March 30, 2028, unless redeemed earlier
- Quarterly coupon: $22.75 per $1,000 (9.1% per annum) if ETF closes ≥80% of initial level
- Callable quarterly from December 2025 at 100% plus accrued coupon
- Principal protection if ETF declines no more than 20%; otherwise 1:1 loss below -20%
The estimated value is $960 per $1,000 face amount, below the issue price. Notes carry credit risk of GS Finance Corp and Goldman Sachs Group, and are not FDIC insured. Original issue price is 100% with 3% underwriting discount.
Goldman Sachs Finance Corp is offering $2,423,000 in Buffered Index-Linked Notes, guaranteed by Goldman Sachs Group, maturing June 28, 2030. The offering consists of two separate notes linked to the S&P 500 Index ($1,985,000) and Russell 2000 Index ($438,000).
Key features of both notes include:
- 5-year maturity with no interest payments
- 100% participation rate in index gains, subject to maximum settlement amounts of $1,615 (S&P) and $1,720 (Russell) per $1,000 face value
- 15% downside buffer - full principal protection if index decline is no more than 15%
- Below buffer level, losses track index minus 15% buffer
The notes are priced at 100% of face value with 4.125% underwriting discount. Estimated values are $943 (S&P) and $930 (Russell) per $1,000, below issue price. Notes carry credit risk of GS Finance Corp and Goldman Sachs Group as guarantor.
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