Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. offers a two-year, S&P 500®-linked principal-at-risk note with an aggregate face amount of $3,000,000. The notes pay no interest and mature on March 23, 2028 (determination date March 20, 2028), with payoff referenced to the S&P 500 closing levels from March 18, 2026 to the determination date.
If the final underlier level is greater than or equal to the buffer level (set at 90% of the initial level), each $1,000 face amount pays the capped $1,187.10. If the final level is below the buffer, the return is negative: investors lose approximately 1.1111% of face per 1% decline below the buffer and could lose their entire investment. The notes were issued at 100% of face with a 1.5% underwriting discount (net proceeds 98.5% of face).
GS Finance Corp. offers an aggregate face amount of $250,000 of medium-term structured notes fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100, Russell 2000 and S&P 500 indices and do not bear interest.
The notes feature quarterly automatic call opportunities through December 19, 2028 with escalating call premiums (first call premium 14.3%, final listed call premium 39.325%). If not called, maturity cash is determined by the lesser performing underlier on the determination date with a buffer equal to 15% (buffer level = 85% of initial level) and a capped maturity premium of 42.90%. The notes may expose holders to substantial losses (example: a 21% final underlier level could produce a cash settlement equal to 36.0% of face amount).
GS Finance Corp. offers principal-protected-style notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER (Bloomberg: SPAR4V6). The notes pay no interest, have an expected trade date of April 8, 2026, an expected original issue date of April 13, 2026, and an expected stated maturity date of April 15, 2031. The notes are subject to automatic full redemption beginning on call observation dates commencing in April 2027 if the underlier closing level is ≥ 85% of the initial underlier level; call payments use specified call premium amounts. If not called, maturity payoffs depend on the final underlier level: investors receive $2,000.02 per $1,000 face amount if the final level is ≥ 85% of initial, return of principal for declines up to 40%, and proportionate losses if the final level falls below a 60% trigger buffer, potentially losing the entire investment. The index applies up to 500% leverage, a daily 6.0% annual decrement, and caps daily leverage change at 100%. The estimated value at pricing is between $885 and $935 per $1,000 face amount, below the original issue price.
GS Finance Corp. issues structured, autocallable notes backed by Goldman Sachs guarantee. The offering registers $2,121,000 face amount of notes with no interest, a stated maturity of March 26, 2031 and an automatic call feature beginning March 19, 2027. Payments depend on the performance of three index stocks (Alphabet Class C, Meta Class A and NVIDIA) versus specified initial prices. If all three are >= 90% of their initial prices on a call observation date, the notes are called and pay face plus the applicable call premium; if not called, maturity payoff is based on the lesser performing index stock with a capped maximum settlement of $1,387.54 per $1,000 face amount. The estimated value at term-setting was approximately $961 per $1,000 face amount. The issue price equals 100% of face, underwriting discount is 4%, and net proceeds to issuer are 96%. Credit risk is that of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering structured, principal-at-risk notes guaranteed by The Goldman Sachs Group, Inc. The pricing supplement states an aggregate face amount of $1,691,000 and an original issue price of $1,000 per note (100% of face amount). The notes reference the Nasdaq-100 Index (NDX) and the S&P 500 Index (SPX), carry no interest, and have an upside participation rate of 200%.
The notes feature an automatic call on the call observation date (March 19, 2027) if both underliers close at or above their initial levels; in that case each $1,000 face amount pays $1,120.50 on the call payment date. If not called, the cash settlement at stated maturity (March 22, 2030) depends on the lesser performing underlier, with a buffer level of 90% (buffer amount 10%) and a buffer rate of 100%. The notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may be illiquid, and purchasers may lose a substantial portion of their investment.
GS Finance Corp. offers S&P 500®-linked principal-at-risk notes with an aggregate face amount of $3,950,000. The notes reference the S&P 500® Index, provide an upside participation rate of 200% subject to a maximum settlement amount of $1,312 per $1,000 face, and include a buffer level of 80% (20% buffer) that limits losses up to that threshold. The notes do not bear interest and pay a cash settlement at maturity on March 22, 2029 (determination date March 19, 2029), with payment formulas tied to the initial underlier level of 6,606.49. Investors are exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may lose principal if the final index level falls below the buffer level, and face a capped upside even if the index rises above the capped level.
GS Finance Corp. is offering autocallable, index-linked notes due April 5, 2033, guaranteed by The Goldman Sachs Group, Inc. The notes link to the Goldman Sachs Momentum Builder Focus ER Index with a 100% upside participation rate and annual automatic call features starting on March 31, 2027.
The issuer estimates the notes' value on the trade date at $885 to $935 per $1,000 face amount. If not called, maturity pay depends on index performance; a zero or negative index return yields repayment of the face amount only. Key dates include trade date March 31, 2026 and original issue date April 6, 2026.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering cash-settled structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes have a $1,000 face amount per note, an expected trade date of April 8, 2026, an expected original issue date of April 13, 2026, and an expected stated maturity date of April 15, 2031. The notes do not bear interest and include an automatic call feature beginning with call observation dates in October 2026. If not called, the maximum cash payment at maturity is $2,700 per $1,000 face amount; if called, payment equals $1,000 plus the applicable call premium listed for each call payment date.
The underlier applies leverage (up to 500%), a cap on daily leverage change (100%), and a daily 6.0% per annum decrement that reduces index performance. The estimated value at pricing is between $885 and $935 per $1,000 face amount. Payments depend on the underlier level on specified call observation dates or on the determination date; investors are exposed to issuer and guarantor credit risk and may lose their entire investment.
GS Finance Corp. is offering Autocallable Index-Linked Notes due 2029, fully guaranteed by The Goldman Sachs Group, Inc. The notes reference the MSCI EAFE and EURO STOXX 50 indices and have an upside participation rate of 200%.
The notes pay no interest, may be automatically called on the call observation date of April 2, 2027 (call payment April 7, 2027) if each underlier is >= its initial level, in which case the cash payment would be $1,183.50 per $1,000 face amount. If not called, final payoff at maturity (determination date April 3, 2029, stated maturity April 6, 2029) depends solely on the lesser performing underlier: full principal if that underlier is >= 50% of its initial level, or a proportionate loss to the extent it falls below that 50% trigger buffer, potentially resulting in a complete loss of principal. Credit risk is borne by GS Finance Corp. and its guarantor.
GS Finance Corp. is offering principal-at-risk, S&P 500®-linked notes with a $1,500,000 aggregate face amount. The notes pay no interest and mature on October 13, 2033 (determination date October 11, 2033), with settlement per $1,000 face amount capped at a maximum settlement amount of $1,755. If the final S&P 500 level is below the trigger buffer level (90% of the initial level), the holder loses 1% of face for each 1% decline below the initial level and could lose the entire investment. The notes are issued by GS Finance Corp. and unconditionally guaranteed by The Goldman Sachs Group, Inc.; initial issue price was 100% of face with a 3.75% underwriting discount.