The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the Invesco QQQ Trust, Series 1, maturing in 2028. The notes pay no interest and all return depends on QQQ’s performance.
The notes may be automatically called on August 9, 2027, if on August 4, 2027 the QQQ level is at or above the initial level of $675.49; in that case investors receive $1,147.50 per $1,000 (114.75% of face value) and the trade ends early. If not called, at maturity on August 2, 2028 investors receive: $1,000 plus 200% of any positive QQQ return; $1,000 if QQQ is between 90% and 100% of the initial level; or a reduced amount if QQQ falls below the 90% buffer level, with losses matching further downside. A hypothetical 23% final level yields 33% of face, so a substantial portion of principal can be lost. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, will not be listed, and secondary market value may be below the issue price, which itself exceeds the model-based estimated value.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes due in October 2027 that pay no interest and whose payoff depends on the lesser performer of the Russell 2000® Index and the S&P 500® Index between an expected trade date of August 31, 2026 and an expected determination date of September 30, 2027.
At maturity, for each $1,000 note, if both indices are at or above their initial levels, investors receive $1,000 plus the lesser index return times an upside participation rate of at least 100%. If either index is down but both remain at or above 90% of their initial levels, investors receive $1,000 plus the absolute value of the lesser loss. If any index finishes below 90% of its initial level, the payoff becomes $1,000 plus the lesser index return plus a 10% buffer, so losses beyond that buffer reduce principal and a substantial loss of capital is possible. The estimated value on the trade date is expected between $925 and $965 per $1,000, and payments are subject to the credit risk of GS Finance Corp. and the guarantor. The notes will not be listed, may have limited liquidity, and carry complex tax and market disruption provisions.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering autocallable index-linked notes due August 30, 2029 linked to the Nasdaq-100 Index® and the Russell 2000® Index. The notes are issued at 100% of face amount, do not bear interest, and will not be listed on any exchange.
The notes may be automatically called on annual observation dates in 2027 and 2028 if each index is at or above its initial level, paying for each $1,000 face amount $1,000 plus at least 13.25% on the first call date or at least 26.5% on the second. If not called, at maturity investors receive a cash amount per $1,000 based on the lesser performing index: at least 39.75% upside (capped) if both end at or above initial levels; full principal if each is at or above its 70% trigger buffer level; or full exposure to the downside of the worst index if it closes below its trigger, potentially resulting in a total loss of principal.
The estimated value determined by GS&Co.’s models will be less than the original issue price, and secondary market prices may be further reduced by dealer spreads and commissions. Investors are exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., complex tax treatment as a pre-paid derivative contract, and risks related to index methodology changes and foreign securities exposure.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500 Index-linked notes due February 20, 2031. The cash payment at maturity per $1,000 depends on index performance from the August 14, 2026 trade date to the determination date.
If the final S&P 500 level exceeds the initial level, investors receive $1,000 plus the index return, capped by a maximum settlement amount of at least $1,508. If the final level is equal to or below the initial level, investors receive only the $1,000 face amount. The notes pay no periodic interest, are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and will not be listed on any exchange. U.S. holders are taxed under the contingent payment debt instrument rules, requiring accrual of ordinary income over the life of the notes even though cash is paid only at maturity.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Nasdaq-100 Index®-Linked Notes due 2031 under its Medium-Term Notes, Series F program. Each note has a $1,000 face amount and an original issue price of 100% of face amount.
The notes pay no interest and may be automatically called on August 23, 2027 if the Nasdaq-100 Index® closing level is at or above the initial level, in which case investors receive at least $1,147.50 per $1,000 on August 26, 2027 and no further payments. If not called, the August 19, 2031 maturity payment depends on index performance, with a 150% upside participation rate for gains, full principal return if the final level is between 80% and 100% of the initial level, and a one-for-one loss below an 80% trigger buffer level, exposing investors to a potential total loss of principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, will not be listed on any exchange, and may have limited or no secondary market liquidity. The estimated value at pricing is lower than the issue price due to underwriting discounts, structuring fees and other costs, and the tax treatment is uncertain, with counsel viewing them as a pre-paid derivative contract on the Nasdaq-100 Index®.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged notes linked to an unequally weighted basket of the S&P 500 Index (40%), TOPIX (40%) and EURO STOXX 50 Index (20%). The notes pay no interest and return at maturity depends solely on basket performance from the expected August 31, 2026 trade date to the expected August 31, 2029 determination date.
The initial basket level is 100. If the final basket level is above 100, investors receive principal plus at least 131% of the basket’s positive return. If the basket falls by up to 15%, principal is repaid. Below a 15% decline, losses match the basket return and principal can be fully lost. The estimated value at pricing is $925–$965 per $1,000 face amount, and payments are subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable contingent coupon notes linked to the S&P 500® Index, the Russell 2000® Index and the iShares® MSCI EAFE ETF, maturing on April 27, 2028, with an initial aggregate face amount of $8,500,000.
The notes pay a quarterly contingent coupon of $29.625 per $1,000 (2.9625% quarterly, up to 11.85% per annum) only if on each observation date the closing level of every underlier is at least 70% of its initial level. The notes are automatically called, returning face amount plus coupon, if on any call observation date from October 2026 to January 2028 each underlier is at or above its initial level.
If not called, principal repayment at maturity depends on the worst-performing underlier. Full principal is returned (plus any final coupon) if each final level is at least 70% of its initial level, and principal only (no coupon) if each is at least 65%. If any underlier ends below 65% of its initial level, repayment is reduced one-for-one with the lesser performing underlier return, potentially to 0% of face amount, with no coupon. Payments are subject to the unsecured credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering medium‑term Buffered S&P 500 Index‑Linked Notes due 2028 that pay no interest and return a cash amount at maturity based on the S&P 500 Index level on the determination date.
For each $1,000 note, investors receive upside equal to the S&P 500 return if positive, but capped at a maximum settlement amount of $1,238. A 10% buffer protects against moderate declines: if the index finishes between 90% and 100% of its initial level, holders get back $1,000. Below the 90% buffer level, principal loss is linear, with a 1% loss of face amount for each 1% the index falls below the buffer, so a substantial portion of capital can be lost.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, will not be listed on any exchange, and may have limited or no secondary market liquidity. The estimated value at pricing is disclosed as less than the original issue price due to fees and structuring costs. U.S. tax treatment is uncertain; counsel views the notes as a pre‑paid derivative contract, and FATCA and section 871(m) considerations may apply.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Nasdaq-100 Index®-Linked Notes due 2028 under its Medium-Term Notes, Series F program. Each note has a $1,000 face amount, no interest, and is linked to the Nasdaq-100 Index®.
The notes may be automatically called on August 31, 2027 if the index closing level is at or above the initial level, paying at least $1,132.50 per $1,000 on September 3, 2027. If not called, the September 6, 2028 maturity payment depends on index performance with a 125% upside participation rate and a 15% buffer so that index declines beyond 15% below the initial level result in principal losses.
Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., the estimated value at pricing will be below the issue price, secondary market liquidity is uncertain, and the U.S. federal income tax treatment is described as a pre-paid derivative contract but remains uncertain.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Medium-Term Notes, Series F that are linked to the S&P 500® Futures Excess Return Index and are scheduled to mature on August 29, 2031. The notes are digital/buffered structured products that do not pay periodic interest.
At maturity, for each $1,000 face amount, investors receive a cash amount based on the index performance from the trade date (August 26, 2026) to the determination date (August 26, 2031). If the final index level is at or above the initial level, investors receive the greater of a threshold settlement amount of at least $1,540 or $1,000 plus the index return. If the index declines but remains at or above 70% of the initial level (a 30% trigger buffer), investors receive $1,000 plus the absolute index return, turning moderate losses in the index into positive note returns.
If the final level falls below the 70% trigger buffer, principal is exposed one-for-one to the index decline and investors can lose up to 100% of principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, will not be listed on an exchange, may have limited liquidity, and their estimated value at pricing will be less than the original issue price. Tax treatment is uncertain; the notes are expected to be treated as a pre-paid derivative contract for U.S. federal income tax purposes.